SEC 13F Intelligence

Managers / Q3 2025 · view latest →

Kaizen Financial Strategies

CIK 0001842013 · 2105 SOUTH BASCOM AVE, SUITE 295, CAMPBELL, CA, 95008 · 408-819-9010

Reported Value
$221M
Q3 2025
Positions
151
Filings on Record
21
2019–present window
Filed
Nov 12, 2025
original filing

Summary

Kaizen Financial Strategies reported $221M in U.S.-listed holdings across 151 positions for Q3 2025.

Its largest position, Spdr S P 500 Etf Tr, represents 8.4% of the portfolio.

Compared with Q2 2025, the fund opened 19 new positions and exited 18.

Portfolio Metrics

Turnover
+5.6%
vs prior filed quarter
Top-10 Concentration
+49.9%
share of reported value
Largest Position
+8.4%
Spdr S P 500 Etf Tr
New / Exited
19 / 18
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $90MQ4 ’20Q1 ’21: $105MQ3 ’21: $124MQ4 ’21: $134MQ4 ’21Q1 ’22: $128MQ2 ’22: $101MQ3 ’22: $99MQ3 ’22Q4 ’22: $101MQ1 ’23: $101MQ2 ’23: $117MQ2 ’23Q3 ’23: $118MQ4 ’23: $132MQ1 ’24: $147MQ1 ’24Q2 ’24: $160MQ3 ’24: $172MQ4 ’24: $177MQ4 ’24Q1 ’25: $173MQ2 ’25: $197MQ3 ’25: $221MQ3 ’25Q4 ’25: $227MQ1 ’26: $236Mfilingsflow.com

Portfolio Composition

By security type
ETP: 59.0%Common Stock: 38.3%Closed-End Fund: 1.2%REIT: 0.6%ADR: 0.4%Other: 0.5%
  • ETP · 59.0% · $130M
  • Common Stock · 38.3% · $85M
  • Closed-End Fund · 1.2% · $3M
  • REIT · 0.6% · $1M
  • ADR · 0.4% · $798,314
  • Other · 0.5% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
NEOS ETF TRUSTNEW+33.8K33.8K+$2M$2M
NEOS ETF TRUSTNEW+35.0K35.0K+$2M$2M
ETF SER SOLUTIONSNEW+8.4K8.4K+$929,295$929,295
VANGUARD MALVERN FDSNEW+11.7K11.7K+$917,598$917,598
NEENEXTERA ENERGY INCNEW+8.5K8.5K+$696,269$696,269
AXPAMERICAN EXPRESS CONEW+1.7K1.7K+$637,102$637,102
PROSHARES TR IINEW+10.2K10.2K+$488,888$488,888
WDCWESTERN DIGITAL CORPNEW+2.6K2.6K+$420,616$420,616

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2025

38 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS LCAP GR ETF · 5 10YR CORP BD · LONG TERM US · FUNDAMENTAL US B · INT-TRM U.S TRES · FUNDAMENTAL EMER · FUNDAMENTAL US S · FUNDAMENTAL INTL17.33%$38M1.30M
2SPDR S&P 500 ETF TRTR UNIT8.37%$19M27.6K
3AAPLAPPLE INChistory →COM7.48%$17M61.3K
4CGDVUSDCAPITAL GROUP DIVIDEND VALUEhistory →SHS CREATION UNI5.56%$12M290.3K
5VANGUARD MALVERN FDSCORE BD ETF · CORE-PLUS BD ETF4.95%$11M139.7K
6NVDANVIDIA CORPORATIONhistory →COM4.79%$11M56.4K
7GOOGALPHABET INCCAP STK CL C · CAP STK CL A4.40%$10M34.1K
8J P MORGAN EXCHANGE TRADED FINTRNL RES EQT2.52%$6M75.3K
9AMZNAMAZON COM INChistory →COM2.26%$5M20.6K
10BXBLACKSTONE INChistory →COM1.74%$4M26.9K
11NEOS ETF TRUSTNASDAQ 100 HIGH · NEOS S&P 500 HI1.65%$4M68.8K
12MSFTMICROSOFT CORPhistory →COM1.65%$4M7.3K
13VANGUARD SPECIALIZED FUNDSDIV APP ETF1.58%$3M16.2K
14VANECK ETF TRUSTSEMICONDUCTR ETF1.51%$3M9.5K
15TSLATESLA INChistory →COM1.34%$3M6.6K
16XLCSELECT SECTOR SPDR TRTECHNOLOGY · COMMUNICATION1.29%$3M14.0K
17NDQINVESCO QQQ TRhistory →UNIT SER 11.18%$3M4.3K
18VANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT1.04%$2M5.0K
19SPDR DOW JONES INDL AVERAGEUT SER 10.97%$2M4.6K
20LLYELI LILLY & COCOM0.94%$2M2.2K
21AGXARGAN INCCOM0.65%$1M4.6K
22AMDADVANCED MICRO DEVICES INCCOM0.60%$1M5.6K
23AMPLIFY ETF TRBLOCKCHAIN LDR0.59%$1M19.8K
24CRMSALESFORCE INCCOM0.58%$1M5.4K
25METAMETA PLATFORMS INCCL A0.56%$1M2.0K
26VGSHVANGUARD SCOTTSDALE FDSSHORT TERM TREAS0.52%$1M19.8K
27KTOSKRATOS DEFENSE & SEC SOLUTIOCOM NEW0.49%$1M15.1K
28TEITEMPLETON EMERGING MKTS INCOCOM0.47%$1M163.5K
29VVISA INCCOM CL A0.44%$969,5982.9K
30PLTRPALANTIR TECHNOLOGIES INCCL A0.43%$954,3735.5K
31COSTCOSTCO WHSL CORP NEWCOM0.43%$946,0391.0K
32VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.42%$939,80117.2K
33OKLOOKLO INCCOM CL A0.42%$932,6758.7K
34ETF SER SOLUTIONSDEFIANCE QUANTUM0.42%$929,2958.4K
35SPDR SERIES TRUSTS&P TELECOM0.41%$909,7096.2K
36ABBVABBVIE INCCOM0.40%$888,7614.1K
37NFLXNETFLIX INCCOM0.39%$855,676780
38LRCXLAM RESEARCH CORPCOM NEW0.35%$777,8094.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$236M174May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$227M165Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$221M151Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$197M150Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$173M139Apr 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$177M133Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$172M137Nov 4, 202413F-HRchanges · EDGAR ↗
Q2 2024$160M133Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$147M130May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$132M118Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$118M112Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$117M115Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$101M101May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$101M121Jan 19, 202313F-HRchanges · EDGAR ↗
Q3 2022$99M117Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$101M120Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$128M131May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$134M140Jan 26, 202213F-HRchanges · EDGAR ↗
Q3 2021$124M145Nov 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$105M137May 28, 202113F-HRchanges · EDGAR ↗
Q4 2020$90M123Feb 3, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.