SEC 13F Intelligence

Managers / Q4 2022 · view latest →

Kaizen Financial Strategies

CIK 0001842013 · 2105 SOUTH BASCOM AVE, SUITE 295, CAMPBELL, CA, 95008 · 408-819-9010

Reported Value
$101M
Q4 2022
Positions
121
Filings on Record
21
2019–present window
Filed
Jan 19, 2023
original filing

Summary

Kaizen Financial Strategies reported $101M in U.S.-listed holdings across 121 positions for Q4 2022.

Its largest position, AAPL, represents 9.1% of the portfolio.

Compared with Q3 2022, the fund opened 23 new positions and exited 18.

Portfolio Metrics

Turnover
+12.7%
vs prior filed quarter
Top-10 Concentration
+37.2%
share of reported value
Largest Position
+9.1%
Apple
New / Exited
23 / 18
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $90MQ4 ’20Q1 ’21: $105MQ3 ’21: $124MQ4 ’21: $134MQ4 ’21Q1 ’22: $128MQ2 ’22: $101MQ3 ’22: $99MQ3 ’22Q4 ’22: $101MQ1 ’23: $101MQ2 ’23: $117MQ2 ’23Q3 ’23: $118MQ4 ’23: $132MQ1 ’24: $147MQ1 ’24Q2 ’24: $160MQ3 ’24: $172MQ4 ’24: $177MQ4 ’24Q1 ’25: $173MQ2 ’25: $197MQ3 ’25: $221MQ3 ’25Q4 ’25: $227MQ1 ’26: $236Mfilingsflow.com

Portfolio Composition

By security type
ETP: 50.1%Common Stock: 42.9%Closed-End Fund: 2.8%REIT: 2.8%Other: 0.6%Other: 0.8%
  • ETP · 50.1% · $51M
  • Common Stock · 42.9% · $43M
  • Closed-End Fund · 2.8% · $3M
  • REIT · 2.8% · $3M
  • Other · 0.6% · $635,514
  • Other · 0.8% · $845,449

Quarter-over-Quarter Changes full breakdown →

vs Q3 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AGCOAGCO CORPNEW+3.3K3.3K+$467,131$467,131
7SUSUMMIT MATLS INCNEW+10.2K10.2K+$325,035$325,035
JPMJPMORGAN CHASE & CONEW+2.2K2.2K+$319,524$319,524
SPDR SER TRNEW+7.0K7.0K+$300,743$300,743
TTEKTETRA TECH INC NEWNEW+2.0K2.0K+$297,120$297,120
GWWGRAINGER W W INCNEW+500500+$286,930$286,930
BERYEURBERRY GLOBAL GROUP INCNEW+4.5K4.5K+$276,975$276,975
SCHWAB STRATEGIC TRNEW+5.2K5.2K+$275,445$275,445

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2022

37 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS LCAP GR ETF · INT-TRM U.S TRES · 1000 INDEX ETF · 1 5YR CORP BD · US AGGREGATE B · SCHWB FDT INT LG · LONG TERM US · US SML CAP ETF16.04%$16M364.4K
2AAPLAPPLE INChistory →COM9.11%$9M68.4K
3SPDR S&P 500 ETF TRTR UNIT4.95%$5M12.6K
4GOOGALPHABET INCCAP STK CL C · CAP STK CL A3.93%$4M43.0K
5SPDR DOW JONES INDL AVERAGEUT SER 13.54%$4M10.4K
6SPDR SER TRPRTFLO S&P500 VL · S&P DIVID ETF3.36%$3M57.8K
7VANGUARD INDEX FDSTOTAL STK MKT3.36%$3M17.0K
8VANECK ETF TRUSTSEMICONDUCTR ETF · OIL SERVICES ETF · AGRIBUSINESS ETF2.81%$3M14.9K
9XLFSELECT SECTOR SPDR TRSBI HEALTHCARE · TECHNOLOGY · FINANCIAL2.56%$3M34.0K
10BXBLACKSTONE INChistory →COM2.39%$2M28.4K
11NVDANVIDIA CORPORATIONhistory →COM2.12%$2M12.7K
12MSFTMICROSOFT CORPhistory →COM1.99%$2M8.4K
13NDQINVESCO QQQ TRhistory →UNIT SER 11.89%$2M6.8K
14AMZNAMAZON COM INChistory →COM1.85%$2M19.1K
15FLEXSHARES TRIBOXX 5YR TRGT1.66%$2M70.0K
16GQ9SPDR GOLD TRhistory →GOLD SHS1.41%$1M8.0K
17NUVEEN MUN INCOME FD INCCOM1.36%$1M142.3K
18VANGUARD SPECIALIZED FUNDSDIV APP ETF1.26%$1M8.1K
19CRMSALESFORCE INChistory →COM1.22%$1M8.2K
20AMATAPPLIED MATLS INChistory →COM1.17%$1M10.8K
21ISHARES TRIBOXX INV CP ETF1.03%$1M9.5K
22PDIPIMCO DYNAMIC INCOME FDhistory →SHS1.03%$1M52.3K
23TSLATESLA INCCOM0.97%$977,1198.0K
24BBYBEST BUY INCCOM0.93%$938,89410.9K
25URIUNITED RENTALS INCCOM0.78%$788,0102.0K
26ADBEADOBE SYSTEMS INCORPORATEDCOM0.78%$787,5972.3K
27TMOTHERMO FISHER SCIENTIFIC INCCOM0.73%$740,2931.3K
28CATCATERPILLAR INCCOM0.73%$733,9012.8K
29METAMETA PLATFORMS INCCL A0.69%$699,9685.1K
30METMETLIFE INCCOM0.68%$687,6129.6K
31STAGSTAG INDL INCCOM0.68%$684,76019.6K
32VVISA INCCOM CL A0.67%$677,9413.0K
33FNFFIDELITY NATIONAL FINANCIALFNF GROUP COM0.54%$543,91013.2K
34KLACKLA CORPCOM NEW0.52%$525,0501.3K
35WPCWP CAREY INCCOM0.52%$523,8486.3K
36LISTED FD TRWAHED FTSE ETF0.46%$467,88312.9K
37AGCOAGCO CORPCOM0.46%$467,1313.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$236M174May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$227M165Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$221M151Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$197M150Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$173M139Apr 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$177M133Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$172M137Nov 4, 202413F-HRchanges · EDGAR ↗
Q2 2024$160M133Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$147M130May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$132M118Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$118M112Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$117M115Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$101M101May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$101M121Jan 19, 202313F-HRchanges · EDGAR ↗
Q3 2022$99M117Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$101M120Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$128M131May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$134M140Jan 26, 202213F-HRchanges · EDGAR ↗
Q3 2021$124M145Nov 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$105M137May 28, 202113F-HRchanges · EDGAR ↗
Q4 2020$90M123Feb 3, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.