SEC 13F Intelligence

Managers / Q2 2024 · view latest →

Kaizen Financial Strategies

CIK 0001842013 · 2105 SOUTH BASCOM AVE, SUITE 295, CAMPBELL, CA, 95008 · 408-819-9010

Reported Value
$160M
Q2 2024
Positions
133
Filings on Record
21
2019–present window
Filed
Aug 5, 2024
original filing

Summary

Kaizen Financial Strategies reported $160M in U.S.-listed holdings across 133 positions for Q2 2024.

Its largest position, AAPL, represents 9.1% of the portfolio.

Compared with Q1 2024, the fund opened 30 new positions and exited 24.

Portfolio Metrics

Turnover
+12.6%
vs prior filed quarter
Top-10 Concentration
+51.3%
share of reported value
Largest Position
+9.1%
Apple
New / Exited
30 / 24
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $90MQ4 ’20Q1 ’21: $105MQ3 ’21: $124MQ4 ’21: $134MQ4 ’21Q1 ’22: $128MQ2 ’22: $101MQ3 ’22: $99MQ3 ’22Q4 ’22: $101MQ1 ’23: $101MQ2 ’23: $117MQ2 ’23Q3 ’23: $118MQ4 ’23: $132MQ1 ’24: $147MQ1 ’24Q2 ’24: $160MQ3 ’24: $172MQ4 ’24: $177MQ4 ’24Q1 ’25: $173MQ2 ’25: $197MQ3 ’25: $221MQ3 ’25Q4 ’25: $227MQ1 ’26: $236Mfilingsflow.com

Portfolio Composition

By security type
ETP: 57.7%Common Stock: 39.3%REIT: 1.1%Closed-End Fund: 0.8%ADR: 0.5%Other: 0.6%
  • ETP · 57.7% · $93M
  • Common Stock · 39.3% · $63M
  • REIT · 1.1% · $2M
  • Closed-End Fund · 0.8% · $1M
  • ADR · 0.5% · $865,885
  • Other · 0.6% · $886,498

Quarter-over-Quarter Changes full breakdown →

vs Q1 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VANGUARD MALVERN FDSNEW+98.6K98.6K+$8M$8M
CGDVUSDCAPITAL GROUP DIVIDEND VALUENEW+73.2K73.2K+$3M$3M
BITOPROSHARES TRNEW+36.5K36.5K+$479,565$479,565
USLMUNITED STS LIME & MINERALS INEW+5.7K5.7K+$470,847$470,847
GE AEROSPACENEW+2.5K2.5K+$419,132$419,132
AGXARGAN INCNEW+4.8K4.8K+$372,240$372,240
VANGUARD MALVERN FDSNEW+4.5K4.5K+$349,343$349,343
VCTRVICTORY CAP HLDGS INCNEW+6.5K6.5K+$342,500$342,500

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2024

36 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS LCAP GR ETF · 5 10YR CORP BD · FUNDAMENTAL INTL · LONG TERM US · FUNDAMENTAL US B · FUNDAMENTAL US S · FUNDAMENTAL EMER · INT-TRM U.S TRES · 1000 INDEX ETF21.22%$34M650.1K
2AAPLAPPLE INChistory →COM9.09%$15M66.6K
3SPDR S&P 500 ETF TRTR UNIT8.46%$14M25.0K
4VANGUARD SPECIALIZED FUNDSDIV APP ETF5.28%$8M44.9K
5VANGUARD MALVERN FDSCORE BD ETF4.74%$8M98.6K
6NVDANVIDIA CORPORATIONhistory →COM4.05%$6M62.6K
7GOOGALPHABET INCCAP STK CL C · CAP STK CL A3.50%$6M32.8K
8BXBLACKSTONE INChistory →COM2.84%$5M32.2K
9TSLATESLA INChistory →COM2.26%$4M16.3K
10MSFTMICROSOFT CORPhistory →COM1.91%$3M7.2K
11AMZNAMAZON COM INChistory →COM1.84%$3M16.2K
12CGDVUSDCAPITAL GROUP DIVIDEND VALUEhistory →SHS CREATION UNI1.59%$3M73.2K
13VANECK ETF TRUSTSEMICONDUCTR ETF1.54%$2M10.8K
14ISHARES TRIBOXX INV CP ETF · CORE S&P US GWT · CORE S&P500 ETF1.34%$2M14.9K
15NDQINVESCO QQQ TRhistory →UNIT SER 11.28%$2M4.5K
16GLOBAL X FDSS&P 500 COVERED · NASDAQ 100 COVER1.28%$2M82.4K
17SPDR DOW JONES INDL AVERAGEUT SER 11.20%$2M4.7K
18VANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT1.19%$2M5.4K
19CRMSALESFORCE INChistory →COM1.18%$2M7.4K
20SELECT SECTOR SPDR TRTECHNOLOGY · RL EST SEL SEC1.16%$2M19.8K
21ADBEADOBE INCCOM0.71%$1M2.1K
22PDIPIMCO DYNAMIC INCOME FDSHS0.60%$965,51251.0K
23AMDADVANCED MICRO DEVICES INCCOM0.58%$926,5796.7K
24KLACKLA CORPCOM NEW0.50%$796,8351.1K
25STAGSTAG INDL INCCOM0.47%$752,94818.5K
26AMPLIFY ETF TRBLOCKCHAIN LDR0.46%$742,88620.6K
27ABBVABBVIE INCCOM0.46%$742,7844.0K
28VVISA INCCOM CL A0.46%$731,0822.8K
29METAMETA PLATFORMS INCCL A0.45%$728,3171.6K
30AMATAPPLIED MATLS INCCOM0.45%$719,6053.7K
31SPDR SER TRS&P INS ETF0.41%$657,39312.1K
32VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.41%$649,59414.9K
33INVESCO EXCHANGE TRADED FD TS&P500 EQL TEC0.37%$594,11416.6K
34OKEONEOK INC NEWCOM0.34%$548,2606.6K
35LENLENNAR CORPCL A0.34%$537,6223.0K
36CATCATERPILLAR INCCOM0.32%$520,5371.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$236M174May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$227M165Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$221M151Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$197M150Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$173M139Apr 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$177M133Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$172M137Nov 4, 202413F-HRchanges · EDGAR ↗
Q2 2024$160M133Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$147M130May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$132M118Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$118M112Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$117M115Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$101M101May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$101M121Jan 19, 202313F-HRchanges · EDGAR ↗
Q3 2022$99M117Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$101M120Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$128M131May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$134M140Jan 26, 202213F-HRchanges · EDGAR ↗
Q3 2021$124M145Nov 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$105M137May 28, 202113F-HRchanges · EDGAR ↗
Q4 2020$90M123Feb 3, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.