SEC 13F Intelligence

Managers / Q2 2022 · view latest →

Kaizen Financial Strategies

CIK 0001842013 · 2105 SOUTH BASCOM AVE, SUITE 295, CAMPBELL, CA, 95008 · 408-819-9010

Reported Value
$101M
Q2 2022
Positions
120
Filings on Record
21
2019–present window
Filed
Jul 18, 2022
original filing

Summary

Kaizen Financial Strategies reported $101M in U.S.-listed holdings across 120 positions for Q2 2022.

Its largest position, AAPL, represents 9.3% of the portfolio.

Compared with Q1 2022, the fund opened 8 new positions and exited 20.

Portfolio Metrics

Turnover
+2.8%
vs prior filed quarter
Top-10 Concentration
+37.1%
share of reported value
Largest Position
+9.3%
Apple
New / Exited
8 / 20
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $90MQ4 ’20Q1 ’21: $105MQ3 ’21: $124MQ4 ’21: $134MQ4 ’21Q1 ’22: $128MQ2 ’22: $101MQ3 ’22: $99MQ3 ’22Q4 ’22: $101MQ1 ’23: $101MQ2 ’23: $117MQ2 ’23Q3 ’23: $118MQ4 ’23: $132MQ1 ’24: $147MQ1 ’24Q2 ’24: $160MQ3 ’24: $172MQ4 ’24: $177MQ4 ’24Q1 ’25: $173MQ2 ’25: $197MQ3 ’25: $221MQ3 ’25Q4 ’25: $227MQ1 ’26: $236Mfilingsflow.com

Portfolio Composition

By security type
ETP: 51.1%Common Stock: 42.0%Closed-End Fund: 3.0%REIT: 2.8%Other: 0.4%Other: 0.7%
  • ETP · 51.1% · $52M
  • Common Stock · 42.0% · $43M
  • Closed-End Fund · 3.0% · $3M
  • REIT · 2.8% · $3M
  • Other · 0.4% · $390,000
  • Other · 0.7% · $682,000

Quarter-over-Quarter Changes full breakdown →

vs Q1 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SPOTIFY TECHNOLOGY S ANEW+3.3K3.3K+$312,000$312,000
TSMTAIWAN SEMICONDUCTOR MFG LTDNEW+3.2K3.2K+$265,000$265,000
RISRUSDTIDAL ETF TRNEW+7.8K7.8K+$253,000$253,000
INVESCO EXCH TRADED FD TR IINEW+2.1K2.1K+$244,000$244,000
VANGUARD BD INDEX FDSNEW+3.0K3.0K+$224,000$224,000
AWNADVANCE AUTO PARTS INCNEW+1.2K1.2K+$208,000$208,000
HRBBLOCK H & R INCNEW+5.8K5.8K+$206,000$206,000
MFA FINL INCNEW+14.5K14.5K+$156,000$156,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2022

35 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS LCAP GR ETF · 1 5YR CORP BD · 1000 INDEX ETF · US AGGREGATE B · US TIPS ETF · SHT TM US TRES · SCHWB FDT INT LG · US SML CAP ETF13.96%$14M306.2K
2AAPLAPPLE INChistory →COM9.25%$9M68.6K
3SPDR S&P 500 ETF TRTR UNIT5.08%$5M13.7K
4VANGUARD INDEX FDSTOTAL STK MKT4.22%$4M22.7K
5XLFSELECT SECTOR SPDR TRFINANCIAL · SBI HEALTHCARE · TECHNOLOGY · COMMUNICATION4.14%$4M74.8K
6GOOGALPHABET INCCAP STK CL C · CAP STK CL A3.49%$4M1.6K
7FLEXSHARES TRIBOXX 5YR TRGT2.72%$3M109.5K
8ISHARES TRIBOXX HI YD ETF · IBOXX INV CP ETF2.45%$2M29.2K
9SPDR DOW JONES INDL AVERAGEUT SER 12.40%$2M7.9K
10VANECK ETF TRUSTSEMICONDUCTR ETF · OIL SERVICES ETF · AGRIBUSINESS ETF2.32%$2M14.7K
11BXBLACKSTONE INChistory →COM2.23%$2M24.8K
12MSFTMICROSOFT CORPhistory →COM2.20%$2M8.7K
13NVDANVIDIA CORPORATIONhistory →COM2.15%$2M14.4K
14CRMSALESFORCE INChistory →COM1.96%$2M12.0K
15AMZNAMAZON COM INChistory →COM1.85%$2M17.7K
16SPDR SER TRPRTFLO S&P500 VL · COMP SOFTWARE1.77%$2M38.9K
17METAMETA PLATFORMS INChistory →CL A1.41%$1M8.9K
18NUVEEN MUN INCOME FD INCCOM1.35%$1M147.8K
19GQ9SPDR GOLD TRhistory →GOLD SHS1.31%$1M7.9K
20NDQINVESCO QQQ TRhistory →UNIT SER 11.31%$1M4.7K
21AMATAPPLIED MATLS INChistory →COM1.21%$1M13.5K
22PDIPIMCO DYNAMIC INCOME FDhistory →SHS1.16%$1M56.2K
23TSLATESLA INChistory →COM1.01%$1M1.5K
24ADBEADOBE SYSTEMS INCORPORATEDCOM0.96%$970,0002.6K
25BBYBEST BUY INCCOM0.74%$750,00011.5K
26VVISA INCCOM CL A0.71%$724,0003.7K
27METMETLIFE INCCOM0.66%$669,00010.6K
28INVESCO EXCHANGE TRADED FD TS&P500 EQL REL0.66%$665,00019.9K
29STAGSTAG INDL INCCOM0.65%$659,00021.3K
30CATCATERPILLAR INCCOM0.62%$632,0003.5K
31INTCINTEL CORPCOM0.62%$629,00016.8K
32PWRQUANTA SVCS INCCOM0.62%$627,0005.0K
33WPCWP CAREY INCCOM0.57%$581,0007.0K
34FNFFIDELITY NATIONAL FINANCIALFNF GROUP COM0.57%$579,00015.7K
35URIUNITED RENTALS INCCOM0.53%$540,0002.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$236M174May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$227M165Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$221M151Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$197M150Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$173M139Apr 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$177M133Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$172M137Nov 4, 202413F-HRchanges · EDGAR ↗
Q2 2024$160M133Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$147M130May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$132M118Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$118M112Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$117M115Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$101M101May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$101M121Jan 19, 202313F-HRchanges · EDGAR ↗
Q3 2022$99M117Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$101M120Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$128M131May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$134M140Jan 26, 202213F-HRchanges · EDGAR ↗
Q3 2021$124M145Nov 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$105M137May 28, 202113F-HRchanges · EDGAR ↗
Q4 2020$90M123Feb 3, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.