SEC 13F Intelligence

Managers / Q4 2024 · view latest →

Kaizen Financial Strategies

CIK 0001842013 · 2105 SOUTH BASCOM AVE, SUITE 295, CAMPBELL, CA, 95008 · 408-819-9010

Reported Value
$177M
Q4 2024
Positions
133
Filings on Record
21
2019–present window
Filed
Feb 14, 2025
original filing

Summary

Kaizen Financial Strategies reported $177M in U.S.-listed holdings across 133 positions for Q4 2024.

Its largest position, Spdr S P 500 Etf Tr, represents 9.0% of the portfolio.

Compared with Q3 2024, the fund opened 15 new positions and exited 17.

Portfolio Metrics

Turnover
+7.8%
vs prior filed quarter
Top-10 Concentration
+49.8%
share of reported value
Largest Position
+9.0%
Spdr S P 500 Etf Tr
New / Exited
15 / 17
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $90MQ4 ’20Q1 ’21: $105MQ3 ’21: $124MQ4 ’21: $134MQ4 ’21Q1 ’22: $128MQ2 ’22: $101MQ3 ’22: $99MQ3 ’22Q4 ’22: $101MQ1 ’23: $101MQ2 ’23: $117MQ2 ’23Q3 ’23: $118MQ4 ’23: $132MQ1 ’24: $147MQ1 ’24Q2 ’24: $160MQ3 ’24: $172MQ4 ’24: $177MQ4 ’24Q1 ’25: $173MQ2 ’25: $197MQ3 ’25: $221MQ3 ’25Q4 ’25: $227MQ1 ’26: $236Mfilingsflow.com

Portfolio Composition

By security type
ETP: 56.5%Common Stock: 41.1%REIT: 0.9%Closed-End Fund: 0.6%PUBLIC: 0.5%Other: 0.4%
  • ETP · 56.5% · $100M
  • Common Stock · 41.1% · $73M
  • REIT · 0.9% · $2M
  • Closed-End Fund · 0.6% · $1M
  • PUBLIC · 0.5% · $827,242
  • Other · 0.4% · $689,815

Quarter-over-Quarter Changes full breakdown →

vs Q3 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
USOUNITED STS OIL FD LPNEW+20.1K20.1K+$2M$2M
SELECT SECTOR SPDR TRNEW+3.6K3.6K+$472,294$472,294
LRCXLAM RESEARCH CORPNEW+5.0K5.0K+$363,750$363,750
SELECT SECTOR SPDR TRNEW+1.1K1.1K+$250,698$250,698
AIC3 AI INCNEW+7.0K7.0K+$242,146$242,146
LULULULULEMON ATHLETICA INCNEW+621621+$237,477$237,477
SLMSLM CORPNEW+8.5K8.5K+$235,480$235,480
OKLOOKLO INCNEW+10.7K10.7K+$226,524$226,524

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2024

35 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS LCAP GR ETF · 5 10YR CORP BD · FUNDAMENTAL INTL · LONG TERM US · FUNDAMENTAL US B · FUNDAMENTAL US S · INT-TRM U.S TRES · FUNDAMENTAL EMER · US AGGREGATE B · 1000 INDEX ETF21.20%$37M1.40M
2SPDR S&P 500 ETF TRTR UNIT9.01%$16M27.1K
3AAPLAPPLE INChistory →COM9.00%$16M63.5K
4NVDANVIDIA CORPORATIONhistory →COM4.40%$8M57.9K
5VANGUARD MALVERN FDSCORE BD ETF4.25%$8M99.1K
6VANGUARD SPECIALIZED FUNDSDIV APP ETF3.71%$7M33.5K
7GOOGALPHABET INCCAP STK CL C · CAP STK CL A3.53%$6M32.8K
8TSLATESLA INChistory →COM2.95%$5M12.9K
9BXBLACKSTONE INChistory →COM2.81%$5M28.8K
10AMZNAMAZON COM INChistory →COM2.19%$4M17.6K
11CGDVUSDCAPITAL GROUP DIVIDEND VALUEhistory →SHS CREATION UNI2.12%$4M106.0K
12MSFTMICROSOFT CORPhistory →COM1.79%$3M7.5K
13VANECK ETF TRUSTSEMICONDUCTR ETF1.56%$3M11.3K
14XLCSELECT SECTOR SPDR TRTECHNOLOGY · RL EST SEL SEC · COMMUNICATION1.52%$3M30.3K
15NDQINVESCO QQQ TRhistory →UNIT SER 11.40%$2M4.8K
16GLOBAL X FDSS&P 500 COVERED · NASDAQ 100 COVER1.33%$2M90.8K
17VANGUARD INDEX FDSS&P 500 ETF SHS · TOTAL STK MKT1.23%$2M5.4K
18CRMSALESFORCE INChistory →COM1.20%$2M6.3K
19SPDR DOW JONES INDL AVERAGEUT SER 11.09%$2M4.5K
20ISHARES TRIBOXX INV CP ETF · CORE S&P US GWT0.90%$2M13.2K
21USOUNITED STS OIL FD LPUNITS0.86%$2M20.1K
22METAMETA PLATFORMS INCCL A0.51%$900,3611.5K
23AMPLIFY ETF TRBLOCKCHAIN LDR0.49%$869,41520.1K
24VVISA INCCOM CL A0.48%$848,5892.7K
25COSTCOSTCO WHSL CORP NEWCOM0.47%$835,643912
26AMDADVANCED MICRO DEVICES INCCOM0.45%$796,8526.6K
27ADBEADOBE INCCOM0.45%$790,1961.8K
28USLMUNITED STS LIME & MINERALS ICOM0.41%$724,4955.5K
29ABBVABBVIE INCCOM0.40%$710,7984.0K
30OKEONEOK INC NEWCOM0.38%$674,7976.7K
31AGXARGAN INCCOM0.37%$653,6814.8K
32SPDR SER TRS&P INS ETF0.37%$651,67611.5K
33VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.36%$643,04414.6K
34KLACKLA CORPCOM NEW0.36%$642,7221.0K
35INVESCO EXCHANGE TRADED FD TS&P500 EQL TEC0.35%$621,17216.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$236M174May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$227M165Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$221M151Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$197M150Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$173M139Apr 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$177M133Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$172M137Nov 4, 202413F-HRchanges · EDGAR ↗
Q2 2024$160M133Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$147M130May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$132M118Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$118M112Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$117M115Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$101M101May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$101M121Jan 19, 202313F-HRchanges · EDGAR ↗
Q3 2022$99M117Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$101M120Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$128M131May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$134M140Jan 26, 202213F-HRchanges · EDGAR ↗
Q3 2021$124M145Nov 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$105M137May 28, 202113F-HRchanges · EDGAR ↗
Q4 2020$90M123Feb 3, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.