SEC 13F Intelligence

Managers / Q4 2023 · view latest →

Kaizen Financial Strategies

CIK 0001842013 · 2105 SOUTH BASCOM AVE, SUITE 295, CAMPBELL, CA, 95008 · 408-819-9010

Reported Value
$132M
Q4 2023
Positions
118
Filings on Record
21
2019–present window
Filed
Jan 18, 2024
original filing

Summary

Kaizen Financial Strategies reported $132M in U.S.-listed holdings across 118 positions for Q4 2023.

Its largest position, AAPL, represents 9.7% of the portfolio.

Compared with Q3 2023, the fund opened 16 new positions and exited 10.

Portfolio Metrics

Turnover
+3.4%
vs prior filed quarter
Top-10 Concentration
+49.2%
share of reported value
Largest Position
+9.7%
Apple
New / Exited
16 / 10
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $90MQ4 ’20Q1 ’21: $105MQ3 ’21: $124MQ4 ’21: $134MQ4 ’21Q1 ’22: $128MQ2 ’22: $101MQ3 ’22: $99MQ3 ’22Q4 ’22: $101MQ1 ’23: $101MQ2 ’23: $117MQ2 ’23Q3 ’23: $118MQ4 ’23: $132MQ1 ’24: $147MQ1 ’24Q2 ’24: $160MQ3 ’24: $172MQ4 ’24: $177MQ4 ’24Q1 ’25: $173MQ2 ’25: $197MQ3 ’25: $221MQ3 ’25Q4 ’25: $227MQ1 ’26: $236Mfilingsflow.com

Portfolio Composition

By security type
ETP: 55.9%Common Stock: 40.9%REIT: 1.6%Closed-End Fund: 1.4%PUBLIC: 0.2%
  • ETP · 55.9% · $74M
  • Common Stock · 40.9% · $54M
  • REIT · 1.6% · $2M
  • Closed-End Fund · 1.4% · $2M
  • PUBLIC · 0.2% · $206,597

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BABOEING CONEW+2.0K2.0K+$521,320$521,320
FIRST TR EXCHANGE TRADED FDNEW+8.3K8.3K+$447,092$447,092
VANGUARD INDEX FDSNEW+1.9K1.9K+$413,324$413,324
IBMINTERNATIONAL BUSINESS MACHSNEW+2.0K2.0K+$327,100$327,100
PGRPROGRESSIVE CORPNEW+2.0K2.0K+$314,578$314,578
DVNDEVON ENERGY CORP NEWNEW+6.0K6.0K+$271,800$271,800
HESMHESS MIDSTREAM LPNEW+8.5K8.5K+$269,653$269,653
XIFRNEXTERA ENERGY PARTNERS LPNEW+8.3K8.3K+$252,097$252,097

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

35 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS LCAP GR ETF · US AGGREGATE B · SCHWB FDT INT LG · LONG TERM US · INT-TRM U.S TRES · 5 10YR CORP BD · SCHWAB FDT US SC · SCHWAB FDT US BM · SCHWB FDT EMK LG · 1000 INDEX ETF25.05%$33M678.9K
2AAPLAPPLE INChistory →COM9.67%$13M66.3K
3SPDR S&P 500 ETF TRTR UNIT8.21%$11M22.8K
4VANGUARD SPECIALIZED FUNDSDIV APP ETF5.72%$8M44.3K
5GOOGALPHABET INCCAP STK CL C · CAP STK CL A3.92%$5M36.9K
6BXBLACKSTONE INChistory →COM2.95%$4M29.7K
7TSLATESLA INChistory →COM2.80%$4M14.9K
8NVDANVIDIA CORPORATIONhistory →COM2.38%$3M6.3K
9SPDR DOW JONES INDL AVERAGEUT SER 12.34%$3M8.2K
10MSFTMICROSOFT CORPhistory →COM2.22%$3M7.8K
11AMZNAMAZON COM INChistory →COM1.93%$3M16.8K
12XLCSELECT SECTOR SPDR TRTECHNOLOGY · COMMUNICATION · SBI HEALTHCARE1.70%$2M17.1K
13VANECK ETF TRUSTSEMICONDUCTR ETF1.62%$2M12.3K
14NDQINVESCO QQQ TRhistory →UNIT SER 11.39%$2M4.5K
15VANGUARD INDEX FDSTOTAL STK MKT · S&P 500 ETF SHS1.37%$2M6.0K
16CRMSALESFORCE INChistory →COM1.34%$2M6.7K
17GLOBAL X FDSS&P 500 COVERED · NASDAQ 100 COVER0.90%$1M48.2K
18SPDR SER TRS&P INS ETF · S&P HOMEBUILD0.82%$1M18.1K
19ISHARES TRIBOXX INV CP ETF0.73%$959,2198.7K
20NUVEEN MUN INCOME FD INCCOM0.69%$904,54498.3K
21AMDADVANCED MICRO DEVICES INCCOM0.67%$879,8906.0K
22PDIPIMCO DYNAMIC INCOME FDSHS0.66%$871,92048.6K
23ADBEADOBE INCCOM0.66%$865,6671.5K
24CATCATERPILLAR INCCOM0.64%$842,7762.9K
25VVISA INCCOM CL A0.57%$748,7392.9K
26AMPLIFY ETF TRBLOCKCHAIN LDR0.55%$726,25124.3K
27STAGSTAG INDL INCCOM0.54%$710,64518.1K
28KLACKLA CORPCOM NEW0.51%$671,4021.2K
29BBYBEST BUY INCCOM0.46%$611,4187.8K
30AMATAPPLIED MATLS INCCOM0.46%$605,0563.7K
31METAMETA PLATFORMS INCCL A0.43%$565,9821.6K
32INVESCO EXCHANGE TRADED FD TS&P500 EQL TEC0.41%$541,82416.6K
33BABOEING COCOM0.40%$521,3202.0K
34VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.38%$505,85012.3K
35WPCWP CAREY INCCOM0.37%$485,8397.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$236M174May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$227M165Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$221M151Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$197M150Aug 8, 202513F-HRchanges · EDGAR ↗
Q1 2025$173M139Apr 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$177M133Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$172M137Nov 4, 202413F-HRchanges · EDGAR ↗
Q2 2024$160M133Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$147M130May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$132M118Jan 18, 202413F-HRchanges · EDGAR ↗
Q3 2023$118M112Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$117M115Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$101M101May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$101M121Jan 19, 202313F-HRchanges · EDGAR ↗
Q3 2022$99M117Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$101M120Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$128M131May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$134M140Jan 26, 202213F-HRchanges · EDGAR ↗
Q3 2021$124M145Nov 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$105M137May 28, 202113F-HRchanges · EDGAR ↗
Q4 2020$90M123Feb 3, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.