Managers / Q4 2020 · view latest →
Kaizen Financial Strategies
CIK 0001842013 · 2105 SOUTH BASCOM AVE, SUITE 295, CAMPBELL, CA, 95008 · 408-819-9010
Reported Value
$90M
Q4 2020
Positions
123
Filings on Record
21
2019–present window
Filed
Feb 3, 2021
original filing
Summary
Kaizen Financial Strategies reported $90M in U.S.-listed holdings across 123 positions for Q4 2020.
Its largest position, AAPL, represents 12.0% of the portfolio.
Portfolio Metrics
Top-10 Concentration
+52.3%
share of reported value
Largest Position
+12.0%
Apple
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- Common Stock · 44.9% · $40M
- ETP · 44.4% · $40M
- REIT · 4.2% · $4M
- ADR · 3.1% · $3M
- Closed-End Fund · 2.3% · $2M
- Other · 1.1% · $990,000
Quarter-over-Quarter Changes full breakdown →
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| AAPLAPPLE INC | NEW | +81.2K | 81.2K | +$11M | $11M |
| ISHARES TR | NEW | +28.9K | 28.9K | +$4M | $4M |
| SCHWAB STRATEGIC TR | NEW | +60.5K | 60.5K | +$4M | $4M |
| SCHWAB STRATEGIC TR | NEW | +24.5K | 24.5K | +$3M | $3M |
| CRMSALESFORCE COM INC | NEW | +11.0K | 11.0K | +$2M | $2M |
| NDQINVESCO QQQ TR | NEW | +7.3K | 7.3K | +$2M | $2M |
| SPDR S&P 500 ETF TR | NEW | +6.1K | 6.1K | +$2M | $2M |
| MSFTMICROSOFT CORP | NEW | +9.4K | 9.4K | +$2M | $2M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2020
89 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | AAPLAPPLE INChistory → | COM | 11.98% | $11M | 81.2K |
| 2 | SCHWAB STRATEGIC TR | INTRM TRM TRES · US LCAP GR ETF · US AGGREGATE B · SHT TM US TRES · 1000 INDEX ETF · INTL EQTY ETF · US MID-CAP ETF | 11.26% | $10M | 158.5K |
| 3 | ISHARES TR | IBOXX INV CP ETF · RUSSELL 2000 ETF · S&P 500 GRWT ETF · U.S. MED DVC ETF · EAFE GRWTH ETF · NASDAQ BIOTECH · CORE S&P500 ETF · MSCI EMG MKT ETF | 8.45% | $8M | 60.6K |
| 4 | XLCSELECT SECTOR SPDR TR | TECHNOLOGY · SBI HEALTHCARE · COMMUNICATION · SBI MATERIALS · SBI CONS DISCR · SBI INT-FINL · ENERGY · SBI INT-INDS | 6.04% | $5M | 77.0K |
| 5 | CRMSALESFORCE COM INChistory → | COM | 2.65% | $2M | 10.7K |
| 6 | NDQINVESCO QQQ TRhistory → | UNIT SER 1 | 2.55% | $2M | 7.3K |
| 7 | SPDR S&P 500 ETF TR | TR UNIT | 2.53% | $2M | 6.1K |
| 8 | MSFTMICROSOFT CORPhistory → | COM | 2.32% | $2M | 9.4K |
| 9 | AMZNAMAZON COM INChistory → | COM | 2.30% | $2M | 635 |
| 10 | GQ9SPDR GOLD TRhistory → | GOLD SHS | 2.25% | $2M | 11.4K |
| 11 | INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL · CHINA TECHNLGY · PFD ETF · NASDAQNXTGEN100 | 2.22% | $2M | 55.1K |
| 12 | SPDR SER TR | COMP SOFTWARE · S&P HOMEBUILD · PORTFOLIO LN COR | 1.99% | $2M | 25.1K |
| 13 | VUGVANGUARD INDEX FDS | TOTAL STK MKT · GROWTH ETF | 1.86% | $2M | 8.1K |
| 14 | BXBLACKSTONE GROUP INChistory → | COM CL A | 1.44% | $1M | 20.0K |
| 15 | VVISA INChistory → | COM CL A | 1.16% | $1M | 4.8K |
| 16 | PIMCO DYNAMIC CR INCOME FD | COM SHS | 1.14% | $1M | 48.4K |
| 17 | JDJD.COM INChistory → | SPON ADR CL A | 1.07% | $961,000 | 10.9K |
| 18 | GOOGLALPHABET INChistory → | CAP STK CL A | 1.07% | $959,000 | 547 |
| 19 | VIACOMCBS INC | CL B | 1.06% | $958,000 | 25.7K |
| 20 | AMPLIFY ETF TR | BLOCKCHAIN LDR | 1.00% | $899,000 | 25.7K |
| 21 | FQIDIGITAL RLTY TR INC | COM | 0.96% | $868,000 | 6.2K |
| 22 | SCHWSCHWAB CHARLES CORP | COM | 0.93% | $840,000 | 15.8K |
| 23 | NVDANVIDIA CORPORATION | COM | 0.93% | $836,000 | 1.6K |
| 24 | VANECK VECTORS ETF TR | AGRIBUSINESS ETF · OIL SVCS ETF | 0.93% | $836,000 | 8.2K |
| 25 | INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC · S&P500 EQL REL | 0.89% | $804,000 | 15.1K |
| 26 | SPDR DOW JONES INDL AVERAGE | UT SER 1 | 0.87% | $779,000 | 2.5K |
| 27 | VMWEURVMWARE INC | CL A COM | 0.86% | $772,000 | 5.5K |
| 28 | LUVSOUTHWEST AIRLS CO | COM | 0.83% | $746,000 | 16.0K |
| 29 | ABBVABBVIE INC | COM | 0.82% | $735,000 | 6.9K |
| 30 | QCOMQUALCOMM INC | COM | 0.80% | $722,000 | 4.7K |
| 31 | AMATAPPLIED MATLS INC | COM | 0.80% | $716,000 | 8.3K |
| 32 | BABAALIBABA GROUP HLDG LTD | SPONSORED ADS | 0.77% | $692,000 | 3.0K |
| 33 | OMEGA HEALTHCARE INVS INC | COM | 0.77% | $690,000 | 19.0K |
| 34 | IPINTERNATIONAL PAPER CO | COM | 0.75% | $676,000 | 13.6K |
| 35 | VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 0.75% | $674,000 | 4.8K |
| 36 | FNFFIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 0.74% | $669,000 | 17.1K |
| 37 | INTCINTEL CORP | COM | 0.74% | $662,000 | 13.3K |
| 38 | STAGSTAG INDL INC | COM | 0.71% | $639,000 | 20.4K |
| 39 | TSMTAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 0.70% | $627,000 | 5.7K |
| 40 | BLACKROCK TAX MUNICPAL BD TR | SHS | 0.67% | $601,000 | 22.3K |
| 41 | USCRU S CONCRETE INC | COM | 0.65% | $584,000 | 14.6K |
| 42 | LENLENNAR CORP | CL A | 0.64% | $572,000 | 7.5K |
| 43 | METMETLIFE INC | COM | 0.63% | $563,000 | 12.0K |
| 44 | PDIPIMCO DYNAMIC INCOME FD | SHS | 0.52% | $466,000 | 17.6K |
| 45 | WEPMAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 0.50% | $452,000 | 10.7K |
| 46 | LRCXEURLAM RESEARCH CORP | COM | 0.50% | $447,000 | 946 |
| 47 | HONGBPHONEYWELL INTL INC | COM | 0.49% | $445,000 | 2.1K |
| 48 | WPCWP CAREY INC | COM | 0.49% | $441,000 | 6.2K |
| 49 | XIFRNEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 0.49% | $438,000 | 6.5K |
| 50 | DWDMORGAN STANLEY | COM NEW | 0.48% | $436,000 | 6.4K |
| 51 | ADBEADOBE SYSTEMS INCORPORATED | COM | 0.47% | $424,000 | 847 |
| 52 | ATVIEURACTIVISION BLIZZARD INC | COM | 0.47% | $423,000 | 4.6K |
| 53 | VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 0.46% | $411,000 | 4.2K |
| 54 | METAFACEBOOK INC | CL A | 0.46% | $410,000 | 1.5K |
| 55 | UEOWESTLAKE CHEM CORP | COM | 0.45% | $408,000 | 5.0K |
| 56 | PWRQUANTA SVCS INC | COM | 0.40% | $360,000 | 5.0K |
| 57 | CUBECUBESMART | COM | 0.37% | $334,000 | 9.9K |
| 58 | AMDADVANCED MICRO DEVICES INC | COM | 0.37% | $330,000 | 3.6K |
| 59 | BRK/BBERKSHIRE HATHAWAY INC DEL | CL B NEW | 0.36% | $327,000 | 1.4K |
| 60 | TRANE TECHNOLOGIES PLC | SHS | 0.35% | $319,000 | 2.2K |
| 61 | TTWOTAKE-TWO INTERACTIVE SOFTWAR | COM | 0.35% | $312,000 | 1.5K |
| 62 | PMTPENNYMAC MTG INVT TR | COM | 0.34% | $308,000 | 17.5K |
| 63 | TWTRUSDTWITTER INC | COM | 0.34% | $307,000 | 5.7K |
| 64 | TMOTHERMO FISHER SCIENTIFIC INC | COM | 0.34% | $303,000 | 650 |
| 65 | SHWSHERWIN WILLIAMS CO | COM | 0.33% | $300,000 | 409 |
| 66 | VANGUARD BD INDEX FDS | TOTAL BND MRKT | 0.32% | $290,000 | 3.3K |
| 67 | G7AGRUPO AEROPORTUARIO DEL CENT | SPON ADR | 0.32% | $287,000 | 5.5K |
| 68 | DALDELTA AIR LINES INC DEL | COM NEW | 0.30% | $267,000 | 6.6K |
| 69 | WBAWALGREENS BOOTS ALLIANCE INC | COM | 0.30% | $266,000 | 6.7K |
| 70 | ZTSZOETIS INC | CL A | 0.29% | $261,000 | 1.6K |
| 71 | AMGNAMGEN INC | COM | 0.29% | $261,000 | 1.1K |
| 72 | OKTAOKTA INC | CL A | 0.28% | $254,000 | 1.0K |
| 73 | PYPLPAYPAL HLDGS INC | COM | 0.28% | $249,000 | 1.1K |
| 74 | AXONAXON ENTERPRISE INC | COM | 0.27% | $245,000 | 2.0K |
| 75 | XYZSQUARE INC | CL A | 0.27% | $243,000 | 1.1K |
| 76 | FISVFISERV INC | COM | 0.27% | $241,000 | 2.1K |
| 77 | HO1HOLOGIC INC | COM | 0.27% | $240,000 | 3.3K |
| 78 | BCBRUNSWICK CORP | COM | 0.26% | $230,000 | 3.0K |
| 79 | 2U INC | COM | 0.24% | $219,000 | 5.5K |
| 80 | BACBK OF AMERICA CORP | COM | 0.24% | $216,000 | 7.1K |
| 81 | EXLSEXLSERVICE HOLDINGS INC | COM | 0.24% | $213,000 | 2.5K |
| 82 | UNPUNION PAC CORP | COM | 0.24% | $212,000 | 1.0K |
| 83 | DECKDECKERS OUTDOOR CORP | COM | 0.23% | $208,000 | 725 |
| 84 | AMTAMERICAN TOWER CORP NEW | COM | 0.23% | $203,000 | 906 |
| 85 | SONYSONY CORP | SPONSORED ADR | 0.22% | $202,000 | 2.0K |
| 86 | LMTLOCKHEED MARTIN CORP | COM | 0.22% | $201,000 | 567 |
| 87 | LANDGLADSTONE LD CORP | COM | 0.22% | $197,000 | 13.4K |
| 88 | HPEHEWLETT PACKARD ENTERPRISE C | COM | 0.21% | $190,000 | 16.0K |
| 89 | MFA FINL INC | COM | 0.16% | $144,000 | 37.1K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $236M | 174 | May 1, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $227M | 165 | Jan 21, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $221M | 151 | Nov 12, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $197M | 150 | Aug 8, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $173M | 139 | Apr 9, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $177M | 133 | Feb 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $172M | 137 | Nov 4, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $160M | 133 | Aug 5, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $147M | 130 | May 3, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $132M | 118 | Jan 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $118M | 112 | Oct 31, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $117M | 115 | Aug 8, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $101M | 101 | May 11, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $101M | 121 | Jan 19, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $99M | 117 | Oct 19, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $101M | 120 | Jul 18, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $128M | 131 | May 6, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $134M | 140 | Jan 26, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $124M | 145 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $105M | 137 | May 28, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $90M | 123 | Feb 3, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.