SEC 13F Intelligence

Managers / Q2 2023 · view latest →

FNY Investment Advisers, LLC

CIK 0001742998 · 1540 BROADWAY, SUITE 1600, NEW YORK, NY, 10036 · 2123316461

Reported Value
$79M
Q2 2023
Positions
634
Filings on Record
32
2019–present window
Filed
Jul 11, 2023
original filing

Summary

Fny Investment Advisers, LLC reported $79M in U.S.-listed holdings across 634 positions for Q2 2023.

Its largest position, Iveric Bio Ord, represents 9.0% of the portfolio.

Compared with Q1 2023, the fund opened 187 new positions and exited 233.

Portfolio Metrics

Turnover
+55.4%
vs prior filed quarter
Top-10 Concentration
+39.4%
share of reported value
Largest Position
+9.0%
Iveric Bio Ord
New / Exited
187 / 233
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $286MQ4 ’18Q1 ’19: $292MQ2 ’19: $339MQ3 ’19: $327MQ4 ’19: $323MQ4 ’19Q1 ’20: $131MQ2 ’20: $172MQ3 ’20: $237MQ4 ’20: $367MQ4 ’20Q1 ’21: $268MQ2 ’21: $251MQ3 ’21: $215MQ4 ’21: $187MQ4 ’21Q1 ’22: $106MQ2 ’22: $136MQ3 ’22: $144MQ1 ’23: $87MQ1 ’23Q2 ’23: $79MQ3 ’23: $168MQ4 ’23: $90MQ1 ’24: $166MQ1 ’24Q2 ’24: $149MQ3 ’24: $208MQ4 ’24: $193MQ1 ’25: $164MQ1 ’25Q2 ’25: $236MQ4 ’25: $354MQ1 ’26: $229MQ2 ’26: $278MQ2 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 67.0%Other: 20.4%ADR: 8.1%ETP: 2.0%Closed-End Fund: 1.6%Other: 0.9%
  • Common Stock · 67.0% · $53M
  • Other · 20.4% · $16M
  • ADR · 8.1% · $6M
  • ETP · 2.0% · $2M
  • Closed-End Fund · 1.6% · $1M
  • Other · 0.9% · $712,000

Quarter-over-Quarter Changes full breakdown →

vs Q1 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IVERIC BIO ORDNEW+180.5K180.5K+$7M$7M
LABORATORY CORPRTN OF AMER HLDGS ORDNEW+12.8K12.8K+$3M$3M
BWABORGWARNER ORDNEW+51.7K51.7K+$2M$2M
FRANCHISE GROUP ORDNEW+75.0K75.0K+$2M$2M
LIFE STORAGE ORDNEW+10.0K10.0K+$1M$1M
PFEPFIZER ORDNEW+29.5K29.5K+$1M$1M
YEXTYEXT ORDNEW+66.0K66.0K+$745,000$745,000
SDGRSCHRODINGER ORDNEW+13.5K13.5K+$673,000$673,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2023

462 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IVERIC BIO ORDCOM8.98%$7M180.1K
2HORIZON THERAPEUTICS PUBLIC ORDCOM5.79%$5M44.4K
3BYRNBYRNA TECHNOLOGIES ORDhistory →COM4.78%$4M752.6K
4LABORATORY CORPRTN OF AMER HLDGS ORDCOM3.37%$3M12.8K
5KOCOCA-COLA ORDhistory →COM3.24%$3M42.5K
6SEAGEN ORDCOM2.91%$2M11.9K
7BWABORGWARNER ORDhistory →COM2.82%$2M51.7K
8FRANCHISE GROUP ORDCOM2.72%$2M75.0K
9UNIVAR SOLUTIONS ORDCOM2.45%$2M54.0K
10ENVXENOVIX ORDhistory →COM2.30%$2M100.7K
11VMWARE CL A ORDCOM2.27%$2M12.5K
12AMC ET PRF UNT DS RP 1 100 SRS A PRFCOM2.21%$2M1.00M
13TSTENARIS ADR REP 2 ORDhistory →SPONSORED ADR2.13%$2M56.0K
14ACTIVISION BLIZZARD ORDCOM2.06%$2M19.3K
15LIFE STORAGE ORDCOM1.68%$1M10.0K
16TSEMTOWER SEMICONDUCTOR ORDhistory →COM1.48%$1M31.1K
17PFEPFIZER ORDhistory →COM1.37%$1M29.5K
18L CATTERTON ASIA ACQUISITN CL A ORDCOM1.34%$1M101.0K
19GFIGOLD FIELDS ADR REP 1 ORDhistory →SPONSORED ADR1.33%$1M75.9K
20TRITIUM DCFC ORDCOM1.27%$1M920.0K
21APGAPI GROUP ORDhistory →COM1.14%$899,00033.0K
22CCJCAMECO ORDhistory →COM1.03%$813,00026.0K
23MANCHESTER UNITED CL A ORDCOM1.00%$786,00032.3K
24SIMOSILICON MOTION TECHNO ADR REP 4 ORDSPONSORED ADR0.96%$754,00010.5K
25YEXTYEXT ORDCOM0.94%$739,00065.4K
26FORGEROCK CL A ORDCOM0.90%$709,00034.5K
27HMYHARMONY GOLD MNG ADR REP 1 ORDSPONSORED ADR0.88%$698,000166.2K
28SDGRSCHRODINGER ORDCOM0.85%$673,00013.5K
29NEOGAMES S A ORDCOM0.84%$663,00025.4K
30SKYSKYLINE CHAMPION ORDCOM0.83%$654,00010.0K
31BIDUBAIDU ADS REP 8 CL A ORDCOM0.80%$630,0004.6K
32PBFPBF ENERGY CL A ORDCOM0.73%$573,00014.0K
33GOOGALPHABET CL C ORDCOM0.72%$570,0004.7K
34ORIGIN MATERIALS CL A ORDCOM0.62%$489,000115.0K
35ALTERYX CL A ORDCOM0.58%$454,00010.0K
36RMDRESMED ORDCOM0.55%$437,0002.0K
37TSNTYSON FOODS CL A ORDCOM0.55%$433,0008.5K
38KNOT OFFSHORE PARTNERS COM UNTCOM0.54%$423,00085.7K
39NVDANVIDIA ORDCOM0.52%$414,000980
40OLYMYOLYMPUS CORPCOM0.51%$401,00025.4K
41CNXXCONX CL A ORDCOM0.50%$392,00038.1K
42GENKGEN RESTAURANT GRP CL A ORDCOM0.49%$390,00023.0K
43SHOPSHOPIFY CL A SUB VTG ORDCOM0.49%$387,0006.0K
44AMDADVANCED MICRO DEVICES ORDCOM0.48%$381,0003.4K
45HEI/AHEICO CL A ORDCOM0.45%$357,0002.5K
46ESABESAB ORDCOM0.44%$346,0005.2K
47MAIDEN HOLDINGS LTDCOM0.44%$344,00018.4K
48APPAPPLOVIN CL A ORDCOM0.43%$340,00013.3K
49PYPLPAYPAL HOLDINGS ORDCOM0.43%$336,0005.0K
50MPVDFMOUNTAIN PROVINCE DIAMONDS ORDCOM0.42%$330,000951.8K
51VLRSCONTROLADORA VUEL ADR REP 10 ORD CPOSPONSORED ADR0.42%$328,00023.6K
52UNITED STATES NATURAL GAS ETVCOM0.38%$296,00040.0K
53BABAALIBABA GROUP HOLDING ADR REP 8 ORDSPONSORED ADR0.37%$295,0003.5K
54ACIALBERTSONS COMPANIES CL A ORDCOM0.37%$294,00013.5K
55PDC ENERGY ORDCOM0.36%$284,0004.0K
56RRGBRED ROBIN GOURMET BURGERS ORDCOM0.34%$269,00019.5K
57MSOSADVISORSHARES PURE US CANNABIS ETFCOM0.34%$265,00047.8K
58DISWALT DISNEY ORDCOM0.33%$258,0002.9K
59FOCUS FINANCIAL PARTNERS CL A ORDCOM0.32%$254,0004.9K
60OKLOALTC ACQUISITION CL A ORDCOM0.32%$253,00024.3K
61SNAPSNAP CL A ORDCOM0.29%$228,00019.3K
62VSATVIASAT ORDCOM0.29%$226,0005.5K
63DNAGINKGO BIOWORKS HOLD CL A ORDCOM0.29%$226,000121.7K
64MDXGMIMEDX GROUP ORDCOM0.29%$225,00034.1K
65TGNATEGNA ORDCOM0.29%$225,00013.9K
66PPLPPL ORDCOM0.27%$211,0008.0K
67LIVEONE ORDCOM0.26%$202,000115.0K
68ALBALBEMARLE ORDCOM0.25%$200,000900
69RUSHARUSH ENTERPRISES CL A ORDCOM0.25%$196,0003.2K
70VIAVVIAVI SOLUTIONS ORDCOM0.25%$194,00017.2K
71ARIS WATER SOLUTIONS CL A ORDCOM0.24%$192,00018.7K
72CCITIGROUP ORDCOM0.24%$188,0004.1K
73BURLBURLINGTON STORES ORDCOM0.24%$188,0001.2K
74KELYBKELLY SERVICES CL B ORDCOM0.23%$181,00010.8K
75CAMBIUM NETWORKS ORDCOM0.23%$178,00011.8K
76ESTCELASTIC ORDCOM0.22%$176,0002.8K
77NTESNETEASE ADRCOM0.22%$171,0001.8K
78TALKTALKSPACE ORDCOM0.21%$166,000130.9K
79UHALU HAUL HOLDING ORDCOM0.21%$165,0003.0K
80PROSHARES ULTRA VIX SHORT TERM ETFCOM0.20%$159,0008.7K
81ADVISORSHARES MSOS 2X DAILY ETFCOM0.20%$155,00047.9K
82ENDEAVOR GROUP HOLDINGS CL A ORDCOM0.20%$155,0006.5K
83CHINOOK THERAPEUTICS ORDCOM0.19%$153,0004.0K
84GDXVANECK GOLD MINERS ETFCOM0.19%$150,0005.0K
85JDJD.COM ADR REP 2 CL A ORDSPONSORED ADR0.17%$136,0004.0K
86FISFIDELITY NATIONAL INFORMATN SVCS ORDCOM0.17%$135,0002.5K
87PRDOPERDOCEO EDUCATION ORDCOM0.17%$132,00010.8K
88BABOEING ORDCOM0.17%$131,000622
89LSCCLATTICE SEMICONDUCTOR ORDCOM0.17%$131,0001.4K
90PLUGPLUG POWER ORDCOM0.16%$129,00012.4K
91WIRELESS TELECOM GROUP ORDCOM0.16%$126,00060.0K
92RXSTRXSIGHT ORDCOM0.16%$126,0004.4K
93OXYOCCIDENTAL PETROLEUM ORDCOM0.16%$123,0002.1K
94ENETI ORDCOM0.15%$122,00010.1K
95OUNZVANECK MERK GOLD ETFCOM0.15%$121,0006.5K
96CRD/BCRAWFORD CL B ORDCOM0.15%$121,00012.9K
97XRAYDENTSPLY SIRONA ORDCOM0.15%$120,0003.0K
98SILVERCREST METALS ORDCOM0.15%$117,00020.0K
99LIBERTY MEDIA FORMULA ONE SRS A ORDCOM0.15%$116,0001.7K
100ABSOLUTE SOFTWARE ORDCOM0.14%$114,00010.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$278M989Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$229M840Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$354M992Jan 16, 202613F-HRchanges · EDGAR ↗
Q2 2025$236M1,100Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$164M829Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$193M742Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$208M755Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$149M526Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$166M767May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$90M569Jan 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$168M704Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$79M634Jul 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$87M673Apr 12, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review681Jan 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$144M830Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$136M885Jul 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$106M925Apr 25, 202213F-HRchanges · EDGAR ↗
Q4 2021$187M605Feb 1, 2022RESTATEMENTchanges · EDGAR ↗
Q3 2021$215M739Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$251M821Jul 14, 202113F-HRchanges · EDGAR ↗
Q1 2021$268M804Apr 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$367M821Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$237M524Oct 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$172M451Jul 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$131M502Apr 9, 202013F-HRchanges · EDGAR ↗
Q4 2019$323M893Jan 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$327M976Oct 25, 201913F-HRchanges · EDGAR ↗
Q2 2019$339M1,036Jul 24, 201913F-HRchanges · EDGAR ↗
Q1 2019$292M801Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$286M764Jan 22, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 3 additional managers.

  • MYDA Advisors LLC
  • Sender Co & Partners, Inc.
  • Vazirani Asset Management LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.