SEC 13F Intelligence

Managers / Q1 2019 · view latest →

FNY Investment Advisers, LLC

CIK 0001742998 · 1540 BROADWAY, SUITE 1600, NEW YORK, NY, 10036 · 2123316461

Reported Value
$292M
Q1 2019
Positions
801
Filings on Record
32
2019–present window
Filed
Apr 17, 2019
original filing

Summary

Fny Investment Advisers, LLC reported $292M in U.S.-listed holdings across 801 positions for Q1 2019.

Its largest position, Spark Therapeutics Ord, represents 10.9% of the portfolio.

Compared with Q4 2018, the fund opened 422 new positions and exited 372.

Portfolio Metrics

Turnover
+78.1%
vs prior filed quarter
Top-10 Concentration
+51.0%
share of reported value
Largest Position
+10.9%
Spark Therapeutics Ord
New / Exited
422 / 372
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $286MQ4 ’18Q1 ’19: $292MQ2 ’19: $339MQ3 ’19: $327MQ4 ’19: $323MQ4 ’19Q1 ’20: $131MQ2 ’20: $172MQ3 ’20: $237MQ4 ’20: $367MQ4 ’20Q1 ’21: $268MQ2 ’21: $251MQ3 ’21: $215MQ4 ’21: $187MQ4 ’21Q1 ’22: $106MQ2 ’22: $136MQ3 ’22: $144MQ4 ’22: $72MQ4 ’22Q1 ’23: $87MQ2 ’23: $79MQ3 ’23: $168MQ4 ’23: $90MQ4 ’23Q1 ’24: $166MQ2 ’24: $149MQ3 ’24: $208MQ4 ’24: $193MQ4 ’24Q1 ’25: $164MQ2 ’25: $236MQ4 ’25: $354MQ1 ’26: $229MQ1 ’26Q2 ’26: $278Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 62.3%ADR: 16.1%Other: 14.4%Closed-End Fund: 3.8%ETP: 3.1%Other: 0.4%
  • Common Stock · 62.3% · $182M
  • ADR · 16.1% · $47M
  • Other · 14.4% · $42M
  • Closed-End Fund · 3.8% · $11M
  • ETP · 3.1% · $9M
  • Other · 0.4% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2018 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SPARK THERAPEUTICS ORDNEW+280.0K280.0K+$32M$32M
COTYCOTY CL A ORDNEW+2.12M2.12M+$24M$24M
DISWALT DISNEY ORDNEW+204.4K204.4K+$23M$23M
DOWDUPONT ORDNEW+475.9K475.9K+$17M$17M
CELGCELGENE ORDNEW+130.7K130.7K+$12M$12M
RIORIO TINTO ADR REP ONE ORDNEW+118.9K118.9K+$7M$7M
FOXAFOX CL A ORDNEW+110.8K110.8K+$4M$4M
MAXWELL TECHNOLOGIES ORDNEW+719.3K719.3K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2019

463 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPARK THERAPEUTICS ORDCOM10.91%$32M280.0K
2COTYCOTY CL A ORDhistory →COM8.30%$24M2.11M
3DISWALT DISNEY ORDhistory →COM7.77%$23M204.4K
4DOWDUPONT ORDCOM5.66%$17M461.7K
5RED HAT ORDCOM5.45%$16M87.3K
6CELGCELGENE ORDhistory →COM4.22%$12M130.7K
7LYGLLOYDS BANKING GROUP ADR 4 ORDhistory →SPONSORED ADR2.85%$8M2.60M
8RIORIO TINTO ADR REP ONE ORDhistory →SPONSORED ADR2.39%$7M118.9K
9BROOKFIELD PROPERTY REIT CL A ORDCOM1.74%$5M248.2K
10AMZNAMAZON COM ORDhistory →COM1.72%$5M2.8K
11GOOGLALPHABET CL A ORDhistory →COM1.43%$4M3.6K
12FOXAFOX CL A ORDCOM1.41%$4M112.4K
13MAXWELL TECHNOLOGIES ORDCOM1.10%$3M719.2K
14ASXASE INDUSTRIAL HOLDIN ADR REP 2 ORDhistory →SPONSORED ADR1.09%$3M737.5K
15ARRIS INTERNATIONAL ORDCOM1.09%$3M100.5K
16KTKT ADR REP 1/2 ORDhistory →SPONSORED ADR1.05%$3M247.0K
17KBKB FINANCIAL GROUP ADR REP ONE ORDSPONSORED ADR0.97%$3M76.8K
18ZAYO GROUP HOLDINGS ORDCOM0.87%$3M90.0K
19BHPBHP GROUP ADRCOM0.87%$3M46.6K
20RYAAYRYANAIR HOLDINGS ADR REP 5 ORDSPONSORED ADR0.87%$3M33.8K
21UBSUBS GROUP N ORDCOM0.83%$2M200.0K
22KOCOCA-COLA ORDCOM0.78%$2M48.6K
23UQM TECHNOLOGIES ORDCOM0.71%$2M1.25M
24CVSCVS HEALTH ORDCOM0.69%$2M37.3K
25ULTIMATE SOFTWARE GROUP ORDCOM0.68%$2M6.0K
26GOLDCORP ORDCOM0.66%$2M169.5K
27SHGSHINHAN FINANCIAL ADR REPSG 1 ORDSPONSORED ADR0.64%$2M50.3K
28RMDRESMED ORDCOM0.62%$2M17.4K
29PKXPOSCO ADR REPSG 1/4 ORDSPONSORED ADR0.60%$2M31.7K
30TAKTAKEDA PHARMACEUTICL ADR REP 0.5 ORDSPONSORED ADR0.59%$2M84.1K
31BHFBRIGHTHOUSE FINANCIAL ORDCOM0.58%$2M46.4K
32LULULULULEMON ATHLETICA ORDCOM0.54%$2M9.6K
33OSWONESPAWORLD HOLDINGS LTD WRT 03/19/2024COM0.48%$1M102.0K
34SNAPSNAP CL A ORDCOM0.46%$1M122.5K
35NVSNOVARTIS ADR REPSG 1 ORDSPONSORED ADR0.44%$1M13.3K
36GDXVANECK VECTORS GOLD MINERS ETFCOM0.44%$1M56.9K
37TREXTREX ORDCOM0.42%$1M20.1K
38HEIHEICO ORDCOM0.41%$1M12.8K
39FFIVF5 NETWORKS ORDCOM0.36%$1M6.8K
40ITBISHARES US HOME CONSTRUCT ETFCOM0.36%$1M30.0K
41FITBFIFTH THIRD BANCORP ORDCOM0.34%$1M40.0K
42MELLANOX TECHNOLOGIES ORDCOM0.33%$967,0008.2K
43HYDVANECK VECTR HG YLD MCPL INDX ETFCOM0.32%$941,00015.0K
44ASMLASML HOLDING ADR REP ORDSPONSORED ADR0.32%$940,0005.0K
45DEUTSCHE BANK N ORDCOM0.31%$917,000113.0K
46PANWPALO ALTO NETWORKS ORDCOM0.30%$874,0003.6K
47VERSUM MATERIALS ORDCOM0.28%$822,00016.4K
48DEODIAGEO ADR REP 4 ORDSPONSORED ADR0.28%$818,0005.0K
49QQQINVSC QQQ TRUST SRS 1 ETFCOM0.28%$817,0004.6K
50BTIBRITISH AMERICAN TOBACCO ADR REP ORDSPONSORED ADR0.28%$812,00019.5K
51TTDTRADE DESK CL A ORDCOM0.28%$811,0004.1K
52BCSBARCLAYS ADR REP 4 ORDSPONSORED ADR0.27%$800,000100.0K
53DOWDOW ORDCOM0.26%$768,00014.9K
54NFLXNETFLIX ORDCOM0.26%$755,0002.1K
55MXIMMAXIM INTEGRATED PRODUCTS ORDCOM0.25%$733,00013.8K
56TRINE ACQUISITION CL A RED UNTCOM0.25%$723,00072.2K
57XLUSELECT SECTOR UTI SELECT SPDR ETFCOM0.24%$712,00012.3K
58LYFTLYFT CL A ORDCOM0.24%$700,0008.9K
59XPOXPO LOGISTICS ORDCOM0.24%$698,00013.0K
60FDXFEDEX ORDCOM0.23%$678,0003.7K
61AMDADVANCED MICRO DEVICES ORDCOM0.23%$659,00025.8K
62OSWONESPAWORLD HOLDINGS ORDCOM0.22%$635,00046.5K
63LITELUMENTUM HOLDINGS ORDCOM0.22%$630,00011.2K
64CICIGNA ORDCOM0.21%$603,0003.8K
65PPLPPL ORDCOM0.20%$593,00018.7K
66AVALGRUPO AVL ACIONS Y VL ADR REP 20 PRFSPONSORED ADR0.20%$579,00074.5K
67BBLBHP GROUP ADR REP 2 ORDSPONSORED ADR0.20%$575,00011.9K
68GRANA Y MONTERO ADS REP 5 ORDCOM0.19%$556,000159.1K
69CTRIP.COM INTRNTL 8 ADR REP 1 ORDSPONSORED ADR0.19%$554,00012.7K
70IBMINTERNATIONAL BUSINESS MACHINES ORDCOM0.19%$554,0003.9K
71TVGRUPO TELVISA ADS REP 5 ORD PTG CERTCOM0.19%$553,00050.0K
72CVSICV SCIENCES ORDCOM0.18%$540,00091.4K
73GRMNGARMIN ORDCOM0.18%$535,0006.2K
74ANGLOGOLD ASHANTI ADR REP 1 ORDSPONSORED ADR0.18%$518,00039.6K
75MICRO FOCUS INTERNATIONAL ADRCOM0.18%$515,00020.0K
76PPCPILGRIMS PRIDE ORDCOM0.17%$508,00022.8K
77ALDER BIOPHARMACEUTICALS ORDCOM0.17%$505,00037.0K
78TMUST MOBILE US ORDCOM0.17%$495,0007.2K
79NOKNOKIA ADR REPSG 1 SER A ORDSPONSORED ADR0.17%$487,00085.2K
80SYNASYNAPTICS ORDCOM0.16%$473,00011.9K
81UMCUNITED MICR ELCTRNS ADR REP 5 ORDSPONSORED ADR0.16%$470,000250.0K
82AKTSQAKOUSTIS TECHNOLOGIE ORDCOM0.16%$457,00078.7K
83EAELECTRONIC ARTS ORDCOM0.16%$457,0004.5K
84EASTSIDE DISTILLING ORDCOM0.16%$454,00078.1K
85GW PHARMACEUTICALS ADR REP 12 ORDSPONSORED ADR0.15%$449,0002.7K
86WDOFFWESDOME GOLD MINES ORDCOM0.15%$442,000139.0K
87INTERNATIONAL SPEEDWAY CL A ORDCOM0.15%$436,00010.0K
88KTOSKRATOS DEFENSE AND SECURITY SOLS ORDCOM0.15%$429,00027.5K
89SANDERSON FARMS ORDCOM0.14%$407,0003.1K
90ORLYO'REILLY AUTOMOTIVE ORDCOM0.14%$406,0001.0K
91FMSFRESENIUS MEDICAL ADR REPTG 0.5 ORDSPONSORED ADR0.14%$405,00010.0K
92ALPS ALERIAN MLP ETFCOM0.14%$404,00040.3K
93OPLNKAR AUCTION SERVICES ORDCOM0.14%$403,0007.9K
94ELANELANCO ANIMAL HEALTH ORDCOM0.13%$393,00012.3K
95NKENIKE CL B ORDCOM0.13%$393,0004.7K
96CRD/BCRAWFORD CL B ORDCOM0.13%$386,00042.4K
97AU OPTRONICS ADR REP 10 ORDSPONSORED ADR0.13%$381,000104.9K
98ARGXARGENX ADR REP ORDSPONSORED ADR0.13%$374,0003.0K
99AEMAGNICO EAGLE ORDCOM0.13%$368,0008.5K
100XLVSELECT SECTOR HEALTH CARE SPDR ETFCOM0.13%$367,0004.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$278M989Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$229M840Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$354M992Jan 16, 202613F-HRchanges · EDGAR ↗
Q2 2025$236M1,100Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$164M829Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$193M742Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$208M755Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$149M526Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$166M767May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$90M569Jan 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$168M704Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$79M634Jul 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$87M673Apr 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$72M681Jan 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$144M830Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$136M885Jul 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$106M925Apr 25, 202213F-HRchanges · EDGAR ↗
Q4 2021$187M605Feb 1, 2022RESTATEMENTchanges · EDGAR ↗
Q3 2021$215M739Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$251M821Jul 14, 202113F-HRchanges · EDGAR ↗
Q1 2021$268M804Apr 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$367M821Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$237M524Oct 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$172M451Jul 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$131M502Apr 9, 202013F-HRchanges · EDGAR ↗
Q4 2019$323M893Jan 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$327M976Oct 25, 201913F-HRchanges · EDGAR ↗
Q2 2019$339M1,036Jul 24, 201913F-HRchanges · EDGAR ↗
Q1 2019$292M801Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$286M764Jan 22, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • Ibex Investors LLC
  • Quad Capital Management Advisors LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.