SEC 13F Intelligence

Managers / Q3 2022 · view latest →

FNY Investment Advisers, LLC

CIK 0001742998 · 1540 BROADWAY, SUITE 1600, NEW YORK, NY, 10036 · 2123316461

Reported Value
$144M
Q3 2022
Positions
830
Filings on Record
32
2019–present window
Filed
Oct 19, 2022
original filing

Summary

Fny Investment Advisers, LLC reported $144M in U.S.-listed holdings across 830 positions for Q3 2022.

Its largest position, Change Healthcare Ord, represents 14.0% of the portfolio.

Compared with Q2 2022, the fund opened 241 new positions and exited 283.

Portfolio Metrics

Turnover
+67.7%
vs prior filed quarter
Top-10 Concentration
+39.3%
share of reported value
Largest Position
+14.0%
Change Healthcare Ord
New / Exited
241 / 283
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $286MQ4 ’18Q1 ’19: $292MQ2 ’19: $339MQ3 ’19: $327MQ4 ’19: $323MQ4 ’19Q1 ’20: $131MQ2 ’20: $172MQ3 ’20: $237MQ4 ’20: $367MQ4 ’20Q1 ’21: $268MQ2 ’21: $251MQ3 ’21: $215MQ4 ’21: $187MQ4 ’21Q1 ’22: $106MQ2 ’22: $136MQ3 ’22: $144MQ1 ’23: $87MQ1 ’23Q2 ’23: $79MQ3 ’23: $168MQ4 ’23: $90MQ1 ’24: $166MQ1 ’24Q2 ’24: $149MQ3 ’24: $208MQ4 ’24: $193MQ1 ’25: $164MQ1 ’25Q2 ’25: $236MQ4 ’25: $354MQ1 ’26: $229MQ2 ’26: $278MQ2 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 53.4%ADR: 22.4%Other: 16.2%ETP: 5.2%Closed-End Fund: 1.1%Other: 1.7%
  • Common Stock · 53.4% · $77M
  • ADR · 22.4% · $32M
  • Other · 16.2% · $23M
  • ETP · 5.2% · $7M
  • Closed-End Fund · 1.1% · $2M
  • Other · 1.7% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AVALARA ORDNEW+79.2K79.2K+$7M$7M
HLNHALEON ADR REP 2 ORD WINEW+981.3K981.3K+$6M$6M
ABBNYABB ADR REP 1 ORDNEW+166.9K166.9K+$4M$4M
NVONOVO NORDISK ADR REPSG 1 ORDNEW+40.1K40.1K+$4M$4M
AZNNASTRAZENECA ADR REP 0.5 ORDNEW+58.0K58.0K+$3M$3M
PLTKPLAYTIKA HOLDING ORDNEW+225.0K225.0K+$2M$2M
XLUSELECT SECTOR UTI SELECT SPDR ETFNEW+29.0K29.0K+$2M$2M
UBSUBS GROUP N ORDNEW+125.0K125.0K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

479 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1CHANGE HEALTHCARE ORDCOM13.98%$20M733.9K
2AVALARA ORDCOM5.04%$7M79.2K
3HLNHALEON ADR REP 2 ORD WIhistory →SPONSORED ADR4.14%$6M981.3K
4ABBNYABB ADR REP 1 ORDhistory →SPONSORED ADR2.82%$4M166.9K
5NVONOVO NORDISK ADR REPSG 1 ORDhistory →SPONSORED ADR2.76%$4M40.0K
6EXECUTIVE NETWORK PARTNER CL A ORDCOM2.31%$3M334.8K
7AZNNASTRAZENECA ADR REP 0.5 ORDhistory →SPONSORED ADR2.20%$3M58.0K
8ZENDESK ORDCOM2.19%$3M41.5K
9BYRNBYRNA TECHNOLOGIES ORDhistory →COM2.04%$3M625.6K
10ACTIVISION BLIZZARD ORDCOM1.83%$3M35.6K
11NIELSEN HOLDINGS ORDCOM1.75%$3M91.0K
12PLTKPLAYTIKA HOLDING ORDhistory →COM1.46%$2M225.0K
13METALS ACQUISITION CL A ORDCOM1.45%$2M213.3K
14TGNATEGNA ORDhistory →COM1.41%$2M98.3K
15ROGROGERS ORDhistory →COM1.35%$2M8.1K
16LHC GROUP ORDCOM1.32%$2M11.6K
17XLUSELECT SECTOR UTI SELECT SPDR ETFhistory →COM1.32%$2M29.0K
18UBSUBS GROUP N ORDhistory →COM1.26%$2M125.0K
19FHNFIRST HORIZON ORDhistory →COM1.23%$2M77.5K
20BUDANHEUSER BUSCH ADR REP 1 ORDhistory →SPONSORED ADR1.22%$2M39.0K
21NIONIO ADS REP 1 CL A ORDhistory →COM1.15%$2M105.4K
22BIOHAVEN PHARMACEUTICAL HOLDING ORDCOM1.15%$2M263.6K
23BPBP ADR EACH REPSTNG SIX ORDhistory →SPONSORED ADR1.13%$2M57.0K
24TWITTER ORDCOM1.11%$2M36.6K
25BTIBRITISH AMERICAN TOBACCO ADR REP ORDhistory →SPONSORED ADR1.11%$2M45.0K
26FERGUSON ORDCOM1.07%$2M15.0K
27ASMLFASML HOLDING ADR REP ORDhistory →SPONSORED ADR1.02%$1M3.6K
28ERICERICSSON SPON ADR REP 1 CL B ORDSPONSORED ADR0.99%$1M250.0K
29KHOSLA VENTURES ACQUISITION CL A ORDCOM0.92%$1M136.3K
30LIBERTY MEDIA ACQUISITION SRS A ORDCOM0.92%$1M134.1K
31PHGKONINKLIJKE PHILIPS ADRCOM0.91%$1M85.0K
32GLOBAL BLOOD THERAPEUTICS ORDCOM0.82%$1M17.3K
33CNHCNH INDUSTRIAL ORDCOM0.77%$1M100.0K
34SNNSMITH NEPHEW ADR REP 2 ORDSPONSORED ADR0.72%$1M45.0K
35NWGNATWEST GROUP ADR REP 2 ORDSPONSORED ADR0.69%$998,000200.0K
36TERMINIX GLOBAL HOLDINGS ORDCOM0.69%$995,00026.0K
37ADTADT ORDCOM0.67%$973,000130.0K
38SWITCH CL A ORDCOM0.65%$943,00028.0K
39CHEMOCENTRYX ORDCOM0.65%$935,00018.1K
40MONEYGRAM INTERNATIONAL ORDCOM0.61%$884,00085.0K
41UNILEVER ADR REP 1 ORDSPONSORED ADR0.61%$876,00020.0K
42VMWARE CL A ORDCOM0.59%$851,0008.0K
43SOCIAL CAP HEDOSOP HOLD IV CL A ORDCOM0.59%$850,00085.0K
44QQQINVSC QQQ TRUST SRS 1 ETFCOM0.58%$834,0003.1K
45RYAAYRYANAIR HOLDINGS ORDCOM0.57%$824,00014.1K
46HEI/AHEICO CL A ORDCOM0.54%$776,0006.8K
47VGTVANGUARD INFORMATION TECHNOLOGY ETFCOM0.51%$737,0002.4K
48SOCIAL CAP HEDOSOP HOLD VI CL A ORDCOM0.48%$690,00069.0K
49COTYCOTY CL A ORDCOM0.47%$682,000108.0K
50KOCOCA-COLA ORDCOM0.47%$672,00012.0K
51ATLAS AIR WORLDWIDE HOLDINGS ORDCOM0.46%$668,0007.0K
52CANO HEALTH CL A ORDCOM0.45%$643,00074.3K
53CREDIT SUISSE GRP ADR REPTG ONE ORDSPONSORED ADR0.44%$636,000162.5K
54TAKTAKEDA PHARMA ADR REP 0.5 ORDSPONSORED ADR0.40%$583,00045.0K
55LINDE ORDCOM0.37%$539,0002.0K
56ENICENEL CHILE ADR REP 50 ORDSPONSORED ADR0.36%$526,000381.8K
57MPVDFMOUNTAIN PROVINCE DIAMONDS ORDCOM0.36%$517,0001.30M
58DRAGONEER GROWTH CL A ORDCOM0.34%$491,00050.2K
59SRGSERITAGE GROWTH PROPERTIES CL A ORDCOM0.31%$451,00050.0K
60ALVAUTOLIV ORDCOM0.31%$450,0006.8K
61NVSNOVARTIS ADR REPSG 1 ORDSPONSORED ADR0.28%$408,0005.4K
62VNCEVINCE HOLDING ORDCOM0.28%$398,00063.7K
63APPAPPLOVIN CL A ORDCOM0.28%$397,00020.4K
64USHG ACQUISITION CL A ORDCOM0.27%$394,00040.0K
65SIMOSILICON MOTION TECHNO ADR REP 4 ORDSPONSORED ADR0.27%$391,0006.0K
66PTONPELOTON INTERACTIVE ORDCOM0.27%$391,00056.5K
67WDSWOODSIDE ENERGY GROUP ADRCOM0.27%$390,00019.4K
68ORCLORACLE ORDCOM0.25%$359,0005.9K
69HEADHUNTER GROUP ADRCOM0.25%$356,00023.7K
70PLUGPLUG POWER ORDCOM0.25%$355,00016.9K
71JMIAJUMIA TECHNOLOGIES ADR REP 2 ORDSPONSORED ADR0.24%$348,00060.0K
72LMTLOCKHEED MARTIN ORDCOM0.24%$347,000900
73ATLAS ORDCOM0.24%$347,00025.0K
74NEW YORK COMMUNITY BANCORP ORDCOM0.24%$342,00040.2K
75ETOEATON VANCE TX ADVNT GLBL DVD OPP CFCOM0.23%$327,00016.2K
76OXYOCCIDENTAL PETROLEUM ORDCOM0.22%$323,0005.3K
77FORTRESS TRANSN INFRASTRUE SRS C PRFCOM0.22%$313,00016.1K
78AMDADVANCED MICRO DEVICES ORDCOM0.21%$310,0004.9K
79AAPLAPPLE ORDCOM0.21%$309,0002.2K
80TWO CL A ORDCOM0.20%$286,00028.9K
81IEFISHARES 7-10 YEAR TRSURY BOND ETFCOM0.20%$282,0002.9K
82FLUXFLUX POWER HOLDINGS ORDCOM0.19%$281,000110.1K
83MAIDEN HOLDINGS LTDCOM0.19%$270,00017.8K
84KRANESHARES CSI CHINA INTERNET ETFCOM0.17%$246,00010.0K
85RHHBYROCHE HOLDINGS ADR (PNK)SPONSORED ADR0.17%$243,0006.0K
86VDEVANGUARD ENERGY ETFCOM0.17%$243,0002.4K
87BROADSCALE ACQUISITION CL A ORDCOM0.16%$236,00024.0K
88CONCORD ACQUISITION CL A ORDCOM0.16%$228,00022.7K
89DNAGINKGO BIOWORKS HOLD CL A ORDCOM0.16%$226,00072.7K
90HENNESSY CAPITAL INVESTMENT CL A ORDCOM0.16%$225,00022.9K
91WENWENDYS ORDCOM0.16%$224,00012.0K
92VHTVANGUARD HEALTH CARE ETFCOM0.15%$223,0001.0K
93PYPLPAYPAL HOLDINGS ORDCOM0.15%$217,0002.5K
94VFHVANGUARD FINANCIALS ETFCOM0.15%$215,0002.9K
95DASHDOORDASH CL A ORDCOM0.14%$201,0004.1K
96DBAINVSC DB AGRICULTURE ETFCOM0.14%$200,00010.0K
97GDXVANECK GOLD MINERS ETFCOM0.13%$192,0008.0K
98GEF/BGREIF CL B ORDCOM0.13%$185,0003.0K
99BTRS HOLDINGS CL 1 ORDCOM0.13%$185,00020.0K
100NEOGNEOGEN ORDCOM0.13%$183,00013.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$278M989Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$229M840Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$354M992Jan 16, 202613F-HRchanges · EDGAR ↗
Q2 2025$236M1,100Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$164M829Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$193M742Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$208M755Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$149M526Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$166M767May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$90M569Jan 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$168M704Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$79M634Jul 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$87M673Apr 12, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review681Jan 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$144M830Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$136M885Jul 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$106M925Apr 25, 202213F-HRchanges · EDGAR ↗
Q4 2021$187M605Feb 1, 2022RESTATEMENTchanges · EDGAR ↗
Q3 2021$215M739Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$251M821Jul 14, 202113F-HRchanges · EDGAR ↗
Q1 2021$268M804Apr 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$367M821Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$237M524Oct 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$172M451Jul 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$131M502Apr 9, 202013F-HRchanges · EDGAR ↗
Q4 2019$323M893Jan 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$327M976Oct 25, 201913F-HRchanges · EDGAR ↗
Q2 2019$339M1,036Jul 24, 201913F-HRchanges · EDGAR ↗
Q1 2019$292M801Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$286M764Jan 22, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 3 additional managers.

  • MYDA Advisors LLC
  • Sender Co & Partners, Inc.
  • Vazirani Asset Management LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.