SEC 13F Intelligence

Managers / Q4 2021 · view latest →

FNY Investment Advisers, LLC

CIK 0001742998 · 1540 BROADWAY, SUITE 1600, NEW YORK, NY, 10036 · 2123316461

Reported Value
$187M
Q4 2021
Positions
605
Filings on Record
32
2019–present window
Filed
Feb 1, 2022
amendment (RESTATEMENT)

Summary

Fny Investment Advisers, LLC reported $187M in U.S.-listed holdings across 605 positions for Q4 2021.

Its largest position, Terminix Global Holdings Ord, represents 11.1% of the portfolio.

Compared with Q3 2021, the fund opened 233 new positions and exited 391.

Portfolio Metrics

Turnover
+64.0%
vs prior filed quarter
Top-10 Concentration
+36.5%
share of reported value
Largest Position
+11.1%
Terminix Global Holdings Ord
New / Exited
233 / 391
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $286MQ4 ’18Q1 ’19: $292MQ2 ’19: $339MQ3 ’19: $327MQ4 ’19: $323MQ4 ’19Q1 ’20: $131MQ2 ’20: $172MQ3 ’20: $237MQ4 ’20: $367MQ4 ’20Q1 ’21: $268MQ2 ’21: $251MQ3 ’21: $215MQ4 ’21: $187MQ4 ’21Q1 ’22: $106MQ2 ’22: $136MQ3 ’22: $144MQ1 ’23: $87MQ1 ’23Q2 ’23: $79MQ3 ’23: $168MQ4 ’23: $90MQ1 ’24: $166MQ1 ’24Q2 ’24: $149MQ3 ’24: $208MQ4 ’24: $193MQ1 ’25: $164MQ1 ’25Q2 ’25: $236MQ4 ’25: $354MQ1 ’26: $229MQ2 ’26: $278MQ2 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 58.1%Other: 23.4%ADR: 14.5%ETP: 1.6%PUBLIC: 1.3%Other: 1.1%
  • Common Stock · 58.1% · $108M
  • Other · 23.4% · $44M
  • ADR · 14.5% · $27M
  • ETP · 1.6% · $3M
  • PUBLIC · 1.3% · $2M
  • Other · 1.1% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TERMINIX GLOBAL HOLDINGS ORDNEW+456.2K456.2K+$21M$21M
PTONPELOTON INTERACTIVE ORDNEW+132.0K132.0K+$5M$5M
HOODROBINHOOD MARKETS CL A ORDNEW+151.6K151.6K+$3M$3M
B RILEY PRINCIPAL 150 MERGE CL A ORDNEW+263.5K263.5K+$3M$3M
TMUST MOBILE US ORDNEW+20.0K20.0K+$2M$2M
DRAFTKINGS CL A ORDNEW+84.4K84.4K+$2M$2M
PYPLPAYPAL HOLDINGS ORDNEW+11.9K11.9K+$2M$2M
ACTIVISION BLIZZARD ORDNEW+30.6K30.6K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

435 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1TERMINIX GLOBAL HOLDINGS ORDCOM11.06%$21M456.2K
2BABAALIBABA GROUP HOLDING ADR REP 8 ORDhistory →SPONSORED ADR5.16%$10M81.2K
3XILINX ORDCOM4.60%$9M40.5K
4BYRNBYRNA TECHNOLOGIES ORDhistory →COM3.76%$7M525.2K
5PERSHING SQUARE TONTINE HLD CL A ORDCOM3.50%$7M331.4K
6PTONPELOTON INTERACTIVE ORDhistory →COM2.50%$5M130.7K
7VMWARE CL A ORDCOM1.74%$3M28.0K
8HOODROBINHOOD MARKETS CL A ORDhistory →COM1.43%$3M150.6K
9B RILEY PRINCIPAL 150 MERGE CL A ORDCOM1.43%$3M263.0K
10LEFTERIS ACQUISITION CL A ORDCOM1.33%$2M252.4K
11TMUST MOBILE US ORDhistory →COM1.24%$2M20.0K
12TAKTAKEDA PHARMA ADR REP 0.5 ORDhistory →SPONSORED ADR1.24%$2M169.5K
13DRAFTKINGS CL A ORDCOM1.23%$2M83.7K
14PYPLPAYPAL HOLDINGS ORDhistory →COM1.17%$2M11.5K
15ACTIVISION BLIZZARD ORDCOM1.07%$2M30.0K
16OPENOPENDOOR TECHNOLOGIES ORDhistory →COM1.03%$2M132.1K
17TIGA ACQUISITION CL A ORDCOM1.03%$2M189.7K
18TREELENDINGTREE ORDCOM0.99%$2M15.0K
19GOOGLALPHABET CL A ORDCOM0.93%$2M600
20IVANHOE CAPITAL ACQUISITION CL A ORDCOM0.85%$2M159.0K
21DYNAMICS SPECIAL PURPOSE CL A ORDCOM0.85%$2M160.1K
22JDJD.COM ADR REP 2 CL A ORDSPONSORED ADR0.84%$2M22.4K
23PENNPENN NATIONAL GAMING ORDCOM0.83%$2M30.0K
24QURATE RETAIL 8 0 PRFCOM0.83%$2M15.0K
25DISWALT DISNEY ORDCOM0.83%$2M10.0K
26SHELSHELL ADR EACH REP 2 ORD WISPONSORED ADR0.82%$2M35.1K
27JTKWYJUST EAT TAKEAWAY COM N V SPONSO ADRCOM0.82%$2M141.5K
28TDOCTELADOC HEALTH ORDCOM0.81%$2M16.5K
29CROWN ELECTROKINETICS ORDCOM0.76%$1M355.0K
30GPNGLOBAL PAYMENTS ORDCOM0.72%$1M10.0K
31IHS MARKIT ORDCOM0.71%$1M10.0K
32SSLSASOL ADR REP 1 ORDSPONSORED ADR0.67%$1M76.6K
33NOKNOKIA ADR REPSG 1 SER A ORDSPONSORED ADR0.67%$1M200.0K
34DOCUDOCUSIGN ORDCOM0.61%$1M7.5K
35BRIDGETOWN HOLDINGS CL A ORDCOM0.61%$1M115.9K
36COINCOINBASE GLOBAL CL A ORDCOM0.61%$1M4.5K
37SAPSAP ADR REP 1 ORDSPONSORED ADR0.60%$1M8.0K
38KRANESHARES CSI CHINA INTERNET ETFCOM0.59%$1M30.0K
39PINSPINTEREST CL A ORDCOM0.58%$1M30.0K
40VVISA CL A ORDCOM0.58%$1M5.0K
41TWITTER ORDCOM0.58%$1M25.0K
42FAR PEAK ACQUISITION CL A ORDCOM0.57%$1M106.5K
43GDDYGODADDY CL A ORDCOM0.55%$1M12.2K
44CRWDCROWDSTRIKE HOLDINGS CL A ORDCOM0.55%$1M5.0K
45TAT&T ORDCOM0.55%$1M41.5K
46GRABGRAB HOLDINGS CL A ORDCOM0.53%$991,000139.0K
47FINTECH ACQUISITION V CL A ORDCOM0.52%$979,00098.7K
48BENESSERE CAPITAL ACQUSITIN CL A ORDCOM0.52%$963,00095.0K
49LIBERTY MEDIA ACQUISITION SRS A ORDCOM0.50%$941,00091.6K
50CNHCNH INDUSTRIAL ORDCOM0.47%$885,00052.4K
51NVSNOVARTIS ADR REPSG 1 ORDSPONSORED ADR0.47%$874,00010.0K
52STMSTMICROELECTRONICS ADRCOM0.46%$855,00017.5K
53SBEASILVERBOX ENGAGED MERGER I CL A ORDCOM0.43%$806,00079.4K
54MPVDFMOUNTAIN PROVINCE DIAMONDS ORDCOM0.42%$777,0001.30M
55FLUXFLUX POWER HOLDINGS ORDCOM0.41%$757,000176.5K
56UPSTUPSTART HOLDINGS ORDCOM0.41%$756,0005.0K
57SVF INVESTMENT 2 CL A ORDCOM0.39%$720,00072.5K
58SOCIAL CAP HEDOSOP HOLD IV CL A ORDCOM0.38%$718,00070.3K
59VIACOMCBS CL B ORDCOM0.37%$691,00022.9K
60ISUNQISUN ORDCOM0.37%$685,000115.0K
61BYNDBEYOND MEAT ORDCOM0.36%$679,00010.4K
62SOCIAL CAP HEDOSOP HOLD VI CL A ORDCOM0.36%$677,00066.5K
63AIRGAIRGAIN ORDCOM0.36%$669,00063.0K
64LERER HIPPEAU ACQUISITION CL A ORDCOM0.35%$649,00066.0K
65LYFTLYFT CL A ORDCOM0.34%$640,00015.0K
66ATOTECH ORDCOM0.34%$638,00025.0K
67MRVLMARVELL TECHNOLOGY ORDCOM0.34%$627,0007.2K
68LOGILOGITECH N ORDCOM0.33%$618,0007.5K
69BIIBBIOGEN ORDCOM0.32%$599,0002.5K
70DELLDELL TECHNOLOGIES CL C ORDCOM0.32%$592,00010.6K
71KHOSLA VENTURES ACQUISITION CL A ORDCOM0.31%$575,00059.3K
72DESKTOP METAL CL A ORDCOM0.31%$573,000115.9K
73SLDPSOLID POWER CL A ORDCOM0.30%$568,00065.0K
74PHGKONINKLIJKE PHILIPS ADRCOM0.30%$552,00015.0K
75TWO CL A ORDCOM0.29%$544,00056.0K
76VNCEVINCE HOLDING ORDCOM0.29%$542,00068.1K
77WESCO INTERL 1000 DS RP 1 SRS A PRFCOM0.29%$532,00017.4K
78MTCHMATCH GROUP ORDCOM0.28%$529,0004.0K
79EQNREQUINOR ADR REP ORDSPONSORED ADR0.28%$526,00020.0K
80PRIME IMPACT ACQUISITION I CL A ORDCOM0.28%$514,00052.3K
81AFTERPAY ADR REP 1 ORDSPONSORED ADR0.27%$504,0008.4K
82SPRING VALLEY ACQUISITION CL A ORDCOM0.27%$503,00050.2K
83TMETENCENT MUSC ENT ADR REP 2 CL A ORDSPONSORED ADR0.27%$501,00073.2K
84BKOBLUEROCK RESIDENTIAL GRWTH CL A REITCOM0.27%$500,00019.0K
85DRAGONEER GROWTH CL A ORDCOM0.26%$490,00050.2K
86XPAC ACQUISITION UNTCOM0.26%$490,00050.0K
87GEF/BGREIF CL B ORDCOM0.26%$489,0008.2K
88JAWS MUSTANG ACQUISITION CL A ORDCOM0.26%$487,00050.0K
89ENICENEL CHILE ADR REP 50 ORDSPONSORED ADR0.26%$484,000267.7K
90CHARGEPOINT HOLDINGS CL A ORDCOM0.26%$483,00025.4K
91BLUE SAFARI GROUP ACQUISITN CL A ORDCOM0.26%$481,00048.3K
92INFLARX ORDCOM0.26%$476,000100.0K
93FIFTH WALL ACQUISITION III CL A ORDCOM0.25%$474,00047.7K
94REDBALL ACQUISITION CL A ORDCOM0.25%$474,00047.8K
95CITRIX SYSTEMS ORDCOM0.25%$472,0005.0K
96MBGYYDAIMLER ADR (PNK)SPONSORED ADR0.25%$471,00020.0K
97EXMOCEXXON MOBIL ORDCOM0.25%$458,0007.5K
98ORCLORACLE ORDCOM0.24%$446,0005.1K
99HOEGH LNG PARTNERS CUM SRS A PRFCOM0.24%$445,00020.9K
100SMART GLOBAL HOLDINGS ORDCOM0.24%$440,0006.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$278M989Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$229M840Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$354M992Jan 16, 202613F-HRchanges · EDGAR ↗
Q2 2025$236M1,100Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$164M829Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$193M742Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$208M755Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$149M526Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$166M767May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$90M569Jan 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$168M704Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$79M634Jul 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$87M673Apr 12, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review681Jan 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$144M830Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$136M885Jul 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$106M925Apr 25, 202213F-HRchanges · EDGAR ↗
Q4 2021$187M605Feb 1, 2022RESTATEMENTchanges · EDGAR ↗
Q3 2021$215M739Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$251M821Jul 14, 202113F-HRchanges · EDGAR ↗
Q1 2021$268M804Apr 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$367M821Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$237M524Oct 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$172M451Jul 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$131M502Apr 9, 202013F-HRchanges · EDGAR ↗
Q4 2019$323M893Jan 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$327M976Oct 25, 201913F-HRchanges · EDGAR ↗
Q2 2019$339M1,036Jul 24, 201913F-HRchanges · EDGAR ↗
Q1 2019$292M801Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$286M764Jan 22, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 3 additional managers.

  • MYDA Advisors LLC
  • Sender Co & Partners, Inc.
  • Vazirani Asset Management LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.