SEC 13F Intelligence

Managers / Q4 2019 · view latest →

FNY Investment Advisers, LLC

CIK 0001742998 · 1540 BROADWAY, SUITE 1600, NEW YORK, NY, 10036 · 2123316461

Reported Value
$323M
Q4 2019
Positions
893
Filings on Record
32
2019–present window
Filed
Jan 10, 2020
original filing

Summary

Fny Investment Advisers, LLC reported $323M in U.S.-listed holdings across 893 positions for Q4 2019.

Its largest position, BABA, represents 10.7% of the portfolio.

Compared with Q3 2019, the fund opened 353 new positions and exited 436.

Portfolio Metrics

Turnover
+70.0%
vs prior filed quarter
Top-10 Concentration
+38.8%
share of reported value
Largest Position
+10.7%
Alibaba Group Holding Adr Rep 8 Ord
New / Exited
353 / 436
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $286MQ4 ’18Q1 ’19: $292MQ2 ’19: $339MQ3 ’19: $327MQ4 ’19: $323MQ4 ’19Q1 ’20: $131MQ2 ’20: $172MQ3 ’20: $237MQ4 ’20: $367MQ4 ’20Q1 ’21: $268MQ2 ’21: $251MQ3 ’21: $215MQ4 ’21: $187MQ4 ’21Q1 ’22: $106MQ2 ’22: $136MQ3 ’22: $144MQ4 ’22: $72MQ4 ’22Q1 ’23: $87MQ2 ’23: $79MQ3 ’23: $168MQ4 ’23: $90MQ4 ’23Q1 ’24: $166MQ2 ’24: $149MQ3 ’24: $208MQ4 ’24: $193MQ4 ’24Q1 ’25: $164MQ2 ’25: $236MQ4 ’25: $354MQ1 ’26: $229MQ1 ’26Q2 ’26: $278Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 43.7%ADR: 27.9%Other: 18.4%Closed-End Fund: 6.8%ETP: 1.5%Other: 1.7%
  • Common Stock · 43.7% · $141M
  • ADR · 27.9% · $90M
  • Other · 18.4% · $59M
  • Closed-End Fund · 6.8% · $22M
  • ETP · 1.5% · $5M
  • Other · 1.7% · $5M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AUDENTES THERAPEUTICS ORDNEW+278.9K278.9K+$17M$17M
WRIGHT MEDICAL GROUP ORDNEW+345.1K345.1K+$11M$11M
ARQULE ORDNEW+464.9K464.9K+$9M$9M
RHRH ORDNEW+26.2K26.2K+$6M$6M
WELLCARE HEALTH ORDNEW+10.9K10.9K+$4M$4M
LATAM AIRLINES GROUP ADR REP 1 ORDNEW+351.1K351.1K+$4M$4M
SAPSAP ADR REP 1 ORDNEW+26.5K26.5K+$4M$4M
SNNSMITH NEPHEW ADR REP 2 ORDNEW+52.0K52.0K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

489 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1BABAALIBABA GROUP HOLDING ADR REP 8 ORDhistory →SPONSORED ADR10.65%$34M162.1K
2AUDENTES THERAPEUTICS ORDCOM5.17%$17M278.9K
3ALLERGAN ORDCOM4.72%$15M79.7K
4ZAYO GROUP HOLDINGS ORDCOM3.30%$11M307.8K
5WRIGHT MEDICAL GROUP ORDCOM3.26%$11M345.1K
6ARQULE ORDCOM2.88%$9M464.9K
7LYGLLOYDS BANKING GROUP ADR 4 ORDhistory →SPONSORED ADR2.73%$9M2.67M
8RYAAYRYANAIR HOLDINGS ORDhistory →COM2.34%$8M86.2K
9LINDE ORDCOM2.03%$7M30.7K
10WABCO HOLDINGS ORDCOM1.69%$5M40.3K
11RHRH ORDhistory →COM1.68%$5M25.4K
12CYEURCYPRESS SEMICONDUCTOR ORDhistory →COM1.28%$4M177.0K
13EXMOCEXXON MOBIL ORDhistory →COM1.13%$4M52.4K
14WELLCARE HEALTH ORDCOM1.11%$4M10.9K
15SAPSAP ADR REP 1 ORDhistory →SPONSORED ADR1.10%$4M26.5K
16LATAM AIRLINES GROUP ADR REP 1 ORDSPONSORED ADR1.10%$4M349.2K
17CRWDCROWDSTRIKE HOLDINGS CL A ORDhistory →COM1.04%$3M67.5K
18KTKT ADR REP 1/2 ORDhistory →SPONSORED ADR1.03%$3M287.0K
19VODVODAFONE GROUP ADR REP 10 ORDSPONSORED ADR0.99%$3M164.7K
20BTIBRITISH AMERICAN TOBACCO ADR REP ORDSPONSORED ADR0.86%$3M65.7K
21BBLBHP GROUP ADR REP 2 ORDSPONSORED ADR0.86%$3M59.3K
22UBERUBER TECHNOLOGIES INCCOM0.85%$3M92.1K
23SNNSMITH NEPHEW ADR REP 2 ORDSPONSORED ADR0.77%$2M52.0K
24SSLSASOL ADR REP 1 ORDSPONSORED ADR0.77%$2M115.0K
25ACIAACACIA COMMUNICATIONS ORDCOM0.74%$2M35.2K
26PINSPINTEREST CL A ORDCOM0.70%$2M121.4K
27FIAT CHRYSLER AUTOMOBILES ORDCOM0.68%$2M149.8K
28SILVERCREST METALS ORDCOM0.63%$2M300.1K
29INFLARX ORDCOM0.61%$2M500.0K
30NVSNOVARTIS ADR REPSG 1 ORDSPONSORED ADR0.60%$2M20.3K
31ROYAL DUTCH SHELL ADR REP 2 CL A ORDSPONSORED ADR0.55%$2M30.0K
32CRAFT BREW ALLIANCE ORDCOM0.53%$2M104.1K
33FITBIT CL A ORDCOM0.51%$2M252.7K
34MELLANOX TECHNOLOGIES ORDCOM0.49%$2M13.5K
35PARSLEY ENERGY CL A ORDCOM0.47%$2M80.0K
36INSTRUCTURE ORDCOM0.45%$1M30.1K
37VNCEVINCE HOLDING ORDCOM0.43%$1M80.0K
38DDDUPONT DE NEMOURS ORDCOM0.42%$1M21.0K
39OXYOCCIDENTAL PETROLEUM ORDCOM0.39%$1M30.7K
40LYFTLYFT CL A ORDCOM0.39%$1M29.0K
41AZNNASTRAZENECA ADR REP 1.5 ORDSPONSORED ADR0.39%$1M25.0K
42KHCKRAFT HEINZ ORDCOM0.37%$1M37.6K
43ASMLASML HOLDING ADR REP ORDSPONSORED ADR0.37%$1M4.1K
44LIBERTY PROPERTY REIT ORDCOM0.37%$1M20.0K
45WBAWALGREEN BOOTS ALLIANCE ORDCOM0.36%$1M19.8K
46DISWALT DISNEY ORDCOM0.34%$1M7.6K
47MYLAN ORDCOM0.34%$1M54.1K
48ARGXARGENX ADR REP ORDSPONSORED ADR0.33%$1M6.6K
49TRINE ACQUISITION CL A RED UNTCOM0.33%$1M101.4K
50MTARCELORMITTAL ADRCOM0.33%$1M60.0K
51QGENQIAGEN ORDCOM0.32%$1M31.0K
52MMACYS ORDCOM0.32%$1M60.9K
53GREENLANE HOLDINGS CL A ORDCOM0.31%$1M311.9K
54MUMICRON TECHNOLOGY ORDCOM0.31%$1M18.7K
55API GROUP ORDCOM0.31%$991,00094.0K
56ABBNYABB ADR REP 1 ORDSPONSORED ADR0.30%$963,00040.0K
57DEODIAGEO ADR REP 4 ORDSPONSORED ADR0.29%$933,0005.5K
58XLEENERGY SELECT SECTOR SPDR ETFCOM0.29%$925,00015.4K
59UNILEVER NVCOM0.29%$923,00016.1K
60INTELSAT ORDCOM0.29%$923,000131.4K
61PYXUS INTERNATIONAL ORDCOM0.28%$909,000101.8K
62ALRMALARMCOM HOLDINGS ORDCOM0.28%$896,00020.9K
63IHGINTERCONTINENTAL HOTEL ADR REP 1 ORDSPONSORED ADR0.28%$895,00013.0K
64WORKSLACK TECHNOLOGIES CL A ORDCOM0.27%$882,00039.3K
65MAIDEN HOLDINGS LTDCOM0.26%$842,00042.9K
66BRISTOL MYERS SQUIBB CONTINGENT RTSCOM0.26%$841,000279.7K
67GDXVANECK VECTORS GOLD MINERS ETFCOM0.26%$835,00028.5K
68SANBANCO SANTANDER ADR REP 1 ORDSPONSORED ADR0.25%$819,000197.9K
69AMZNAMAZON COM ORDCOM0.25%$805,000436
70GLDSPDR GOLD SHARES ETFCOM0.25%$793,0005.5K
71XILINX ORDCOM0.24%$788,0008.1K
72DXCDXC TECHNOLOGY ORDCOM0.24%$787,00020.9K
73AALAMERICAN AIRLINES GROUP ORDCOM0.24%$774,00027.0K
74CRD/BCRAWFORD CL B ORDCOM0.23%$754,00074.3K
75US STEEL ORDCOM0.23%$751,00065.8K
76TILRAY CL 2 ORDCOM0.22%$726,00042.4K
77HPQHP ORDCOM0.22%$694,00033.8K
78WDCWESTERN DIGITAL ORDCOM0.21%$684,00010.8K
79PUKPRUDENTIAL ADR REPSTG 2 ORDSPONSORED ADR0.21%$674,00017.7K
80UNBUNION BANKSHARES ORDCOM0.21%$665,00018.4K
81CREE ORDCOM0.20%$653,00014.2K
82GTBIFGREEN THUMB INDUSTRIES ORDCOM0.20%$649,00066.6K
83SIBANYE STILLWATER ADR REP 4 ORDSPONSORED ADR0.20%$645,00065.0K
84GNWGENWORTH FINANCIAL CL A ORDCOM0.20%$640,000145.7K
85XEVVXEATON VANCE LIMITED DURATION INCM CFCOM0.19%$617,00046.6K
86DYDYCOM INDUSTRIES ORDCOM0.19%$612,00013.0K
87INVESCO CREDIT DYNAMIC OPP CFCOM0.19%$608,00053.6K
88GNCAQGENOCEA BIOSCIENCES ORDCOM0.18%$569,000275.0K
89PSNLPERSONALIS ORDCOM0.18%$567,00052.0K
90USNAUSANA HEALTH SCIENCES ORDCOM0.17%$549,0007.0K
91MPCMARATHON PETROLEUM ORDCOM0.17%$549,0009.1K
92THE RUBICON PROJECT ORDCOM0.17%$546,00067.0K
93MUSTANG BIO ORDCOM0.16%$530,000130.0K
94XJQCXNUVEEN CREDIT STRATEGIES INCOME CFCOM0.16%$527,00068.8K
95FORTRESS BIOTECH ORDCOM0.16%$514,000200.0K
96AAALCOA ORDCOM0.16%$505,00023.5K
97SACHEM CAPITAL 6 875 NTSCOM0.16%$502,00020.0K
98REWALK ROBOTICS LTDCOM0.15%$497,000230.1K
99CREDIT SUISSE GRP ADR REPTG ONE ORDSPONSORED ADR0.15%$492,00036.6K
100WDOFFWESDOME GOLD MINES ORDCOM0.15%$491,00063.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$278M989Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$229M840Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$354M992Jan 16, 202613F-HRchanges · EDGAR ↗
Q2 2025$236M1,100Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$164M829Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$193M742Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$208M755Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$149M526Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$166M767May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$90M569Jan 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$168M704Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$79M634Jul 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$87M673Apr 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$72M681Jan 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$144M830Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$136M885Jul 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$106M925Apr 25, 202213F-HRchanges · EDGAR ↗
Q4 2021$187M605Feb 1, 2022RESTATEMENTchanges · EDGAR ↗
Q3 2021$215M739Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$251M821Jul 14, 202113F-HRchanges · EDGAR ↗
Q1 2021$268M804Apr 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$367M821Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$237M524Oct 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$172M451Jul 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$131M502Apr 9, 202013F-HRchanges · EDGAR ↗
Q4 2019$323M893Jan 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$327M976Oct 25, 201913F-HRchanges · EDGAR ↗
Q2 2019$339M1,036Jul 24, 201913F-HRchanges · EDGAR ↗
Q1 2019$292M801Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$286M764Jan 22, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • Quad Capital Management Advisors LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.