SEC 13F Intelligence

Managers / Q1 2023 · view latest →

FNY Investment Advisers, LLC

CIK 0001742998 · 1540 BROADWAY, SUITE 1600, NEW YORK, NY, 10036 · 2123316461

Reported Value
$87M
Q1 2023
Positions
673
Filings on Record
32
2019–present window
Filed
Apr 12, 2023
original filing

Summary

Fny Investment Advisers, LLC reported $87M in U.S.-listed holdings across 673 positions for Q1 2023.

Its largest position, Oak Street Health Ord, represents 9.4% of the portfolio.

Compared with Q4 2022, the fund opened 303 new positions and exited 252.

Portfolio Metrics

Turnover
+53.6%
vs prior filed quarter
Top-10 Concentration
+42.5%
share of reported value
Largest Position
+9.4%
Oak Street Health Ord
New / Exited
303 / 252
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $286MQ4 ’18Q1 ’19: $292MQ2 ’19: $339MQ3 ’19: $327MQ4 ’19: $323MQ4 ’19Q1 ’20: $131MQ2 ’20: $172MQ3 ’20: $237MQ4 ’20: $367MQ4 ’20Q1 ’21: $268MQ2 ’21: $251MQ3 ’21: $215MQ4 ’21: $187MQ4 ’21Q1 ’22: $106MQ2 ’22: $136MQ3 ’22: $144MQ1 ’23: $87MQ1 ’23Q2 ’23: $79MQ3 ’23: $168MQ4 ’23: $90MQ1 ’24: $166MQ1 ’24Q2 ’24: $149MQ3 ’24: $208MQ4 ’24: $193MQ1 ’25: $164MQ1 ’25Q2 ’25: $236MQ4 ’25: $354MQ1 ’26: $229MQ2 ’26: $278MQ2 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 60.6%Other: 20.2%ADR: 12.9%ETP: 2.2%Closed-End Fund: 1.6%Other: 2.4%
  • Common Stock · 60.6% · $53M
  • Other · 20.2% · $18M
  • ADR · 12.9% · $11M
  • ETP · 2.2% · $2M
  • Closed-End Fund · 1.6% · $1M
  • Other · 2.4% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
OAK STREET HEALTH ORDNEW+211.6K211.6K+$8M$8M
ASMLFASML HOLDING ADR REP ORDNEW+3.1K3.1K+$2M$2M
KOCOCA-COLA ORDNEW+31.0K31.0K+$2M$2M
PROVENTION BIO ORDNEW+57.3K57.3K+$1M$1M
CMGCHIPOTLE MEXICAN GRILL ORDNEW+700700+$1M$1M
BHPBHP GROUP ADRNEW+18.8K18.8K+$1M$1M
L CATTERTON ASIA ACQUISITN CL A ORDNEW+101.0K101.0K+$1M$1M
MTARCELORMITTAL ADRNEW+30.0K30.0K+$903,000$903,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2023

472 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1OAK STREET HEALTH ORDCOM9.37%$8M211.6K
2HORIZON THERAPEUTICS PUBLIC ORDCOM7.35%$6M58.9K
3BYRNBYRNA TECHNOLOGIES ORDhistory →COM6.72%$6M773.1K
4VODVODAFONE GROUP ADR REP 10 ORDhistory →SPONSORED ADR4.22%$4M333.8K
5MONEYGRAM INTERNATIONAL ORDCOM3.18%$3M266.5K
6INTCINTEL ORDhistory →COM2.77%$2M74.2K
7ASMLFASML HOLDING ADR REP ORDhistory →SPONSORED ADR2.45%$2M3.1K
8VMWARE CL A ORDCOM2.43%$2M17.0K
9KOCOCA-COLA ORDhistory →COM2.20%$2M31.0K
10MAXAR TECHNOLOGIES ORDCOM1.84%$2M31.5K
11PROVENTION BIO ORDCOM1.58%$1M57.2K
12KHOSLA VENTURES ACQUISITION CL A ORDCOM1.55%$1M133.9K
13MAIDEN HOLDINGS ORDCOM1.49%$1M621.5K
14ACIALBERTSONS COMPANIES CL A ORDhistory →COM1.41%$1M59.5K
15CMGCHIPOTLE MEXICAN GRILL ORDhistory →COM1.37%$1M700
16BHPBHP GROUP ADRhistory →COM1.37%$1M18.8K
17TSEMTOWER SEMICONDUCTOR ORDhistory →COM1.26%$1M26.0K
18TRITIUM DCFC ORDCOM1.21%$1M828.6K
19L CATTERTON ASIA ACQUISITN CL A ORDCOM1.18%$1M101.0K
20MTARCELORMITTAL ADRhistory →COM1.03%$903,00030.0K
21SEAGEN ORDCOM1.02%$894,0004.4K
22FHNFIRST HORIZON ORDhistory →COM1.01%$881,00049.6K
23FORGEROCK CL A ORDCOM1.00%$876,00042.5K
24SIMOSILICON MOTION TECHNO ADR REP 4 ORDSPONSORED ADR0.82%$720,00011.0K
25TSLATESLA ORDCOM0.81%$705,0003.4K
26SNNSMITH NEPHEW ADR REP 2 ORDSPONSORED ADR0.80%$697,00025.0K
27DISWALT DISNEY ORDCOM0.79%$693,0006.9K
28DOLEDOLE ORDCOM0.76%$667,00056.8K
29METALS ACQUISITION CL A ORDCOM0.76%$667,00065.3K
30ENVXENOVIX ORDCOM0.76%$660,00044.3K
31OLYMYOLYMPUS CORPCOM0.75%$654,00037.4K
32ERICERICSSON SPON ADR REP 1 CL B ORDSPONSORED ADR0.74%$643,000110.0K
33AMC ET PRF UNT DS RP 1 100 SRS A PRFCOM0.68%$593,000403.7K
34GOOGALPHABET CL C ORDCOM0.66%$580,0005.6K
35HEI/AHEICO CL A ORDCOM0.66%$578,0004.3K
36UNILEVER ADR REP 1 ORDSPONSORED ADR0.59%$519,00010.0K
37GOLDEN OCEAN GROUP ORDCOM0.55%$480,00050.5K
38PBFPBF ENERGY CL A ORDCOM0.54%$476,00011.0K
39ENICENEL CHILE ADR REP 50 ORDSPONSORED ADR0.49%$430,000159.3K
40ACTIVISION BLIZZARD ORDCOM0.49%$425,0005.0K
41KNOT OFFSHORE PARTNERS COM UNTCOM0.48%$417,00077.8K
42APGAPI GROUP ORDCOM0.48%$415,00018.5K
43MPVDFMOUNTAIN PROVINCE DIAMONDS ORDCOM0.41%$360,000951.8K
44UNITED STATES NATURAL GAS ETVCOM0.41%$357,00051.5K
45HEADHUNTER GROUP ADRCOM0.41%$356,00023.7K
46NOKNOKIA ADR REPSG 1 SER A ORDSPONSORED ADR0.40%$349,00071.1K
47UBERUBER TECHNOLOGIES INCCOM0.39%$343,00010.8K
48HOEGH LNG PARTNERS 8 75 PRFCOM0.39%$339,00023.9K
49TAKTAKEDA PHARMA ADR REP 0.5 ORDSPONSORED ADR0.38%$329,00020.0K
50HMYHARMONY GOLD MNG ADR REP 1 ORDSPONSORED ADR0.37%$324,00079.2K
51PJTPJT PARTNERS CL A ORDCOM0.34%$295,0004.1K
52DUOLDUOLINGO CL A ORDCOM0.33%$285,0002.0K
53EQREQUITY RESIDENTIAL REIT ORDCOM0.32%$280,0004.7K
54RRGBRED ROBIN GOURMET BURGERS ORDCOM0.32%$280,00019.6K
55ONCSQONCOSEC MEDICAL ORDCOM0.31%$272,000105.7K
56BIDUBAIDU ADS REP 8 CL A ORDCOM0.31%$270,0001.8K
57USOUNITED STATES OIL ETFCOM0.30%$265,0004.0K
58MTCHMATCH GROUP ORDCOM0.30%$265,0006.9K
59MAIDEN HOLDINGS LTDCOM0.30%$262,00018.2K
60NATIONAL INSTRUMENTS ORDCOM0.30%$262,0005.0K
61FOCUS FINANCIAL PARTNERS CL A ORDCOM0.29%$251,0004.9K
62CHURCHILL CAPITAL VI CL A ORDCOM0.26%$228,00022.6K
63PARAMOUNT GLOBAL CL B ORDCOM0.26%$227,00010.2K
64EWTISHARES MSCI TAIWAN ETFCOM0.26%$226,0005.0K
65FRONTLINE ORDCOM0.26%$224,00013.6K
66PPLPPL ORDCOM0.25%$222,0008.0K
67PYPLPAYPAL HOLDINGS ORDCOM0.25%$221,0002.9K
68ORIGIN MATERIALS CL A ORDCOM0.25%$218,00051.2K
69TOELYTOKYO ELECTRON ADR (PNK)SPONSORED ADR0.24%$213,0003.6K
70FMSFRESENIUS MEDICAL ADR REPTG 0.5 ORDSPONSORED ADR0.24%$212,00010.0K
71BILIBILIBILI ADSCOM0.24%$209,0008.9K
72RADIUS GLOBAL INFRASTRUCT CL A ORDCOM0.24%$208,00014.2K
73SRGSERITAGE GROWTH PROPERTIES CL A ORDCOM0.23%$202,00025.8K
74ALBALBEMARLE ORDCOM0.23%$200,000905
75RIOTRIOT PLATFORMS ORDCOM0.23%$199,00020.0K
76GFIGOLD FIELDS ADR REP 1 ORDSPONSORED ADR0.23%$197,00014.8K
77CVNACARVANA CL A ORDCOM0.22%$196,00020.1K
78JPMJPMORGAN CHASE ORDCOM0.22%$195,0001.5K
79RCREADY CAPITAL ORDCOM0.22%$192,00018.9K
80CHURCHILL CAPITAL VII CL A ORDCOM0.22%$188,00018.6K
81OXYOCCIDENTAL PETROLEUM ORDCOM0.21%$187,0003.0K
82MOMENTIVE GLOBAL ORDCOM0.21%$186,00020.0K
83KELYBKELLY SERVICES CL B ORDCOM0.21%$180,00010.7K
84BEEMBEAM GLOBAL ORDCOM0.21%$180,00011.3K
85APOLLO ENDOSURGERY ORDCOM0.20%$178,00018.0K
86CCITIGROUP ORDCOM0.20%$177,0003.8K
87BROOK PPTY PART CUM SRS 3 CL A PRFCOM0.20%$176,00014.2K
88APPAPPLOVIN CL A ORDCOM0.19%$163,00010.3K
89CVXCHEVRON ORDCOM0.19%$163,0001.0K
90NEW RELIC ORDCOM0.18%$158,0002.1K
91METAMETA PLATFORMS CL A ORDCOM0.18%$157,000742
92ESABESAB ORDCOM0.18%$153,0002.6K
93GMABGENMAB ADRCOM0.17%$151,0004.0K
94LULULULULEMON ATHLETICA ORDCOM0.17%$145,000400
95PRDOPERDOCEO EDUCATION ORDCOM0.16%$144,00010.8K
96CAMBIUM NETWORKS ORDCOM0.16%$143,0008.1K
97SILVERCREST METALS ORDCOM0.16%$142,00020.0K
98VSATVIASAT ORDCOM0.16%$142,0004.2K
99TSTENARIS ADR REP 2 ORDSPONSORED ADR0.16%$142,0005.0K
100FWRGFIRST WATCH RESTAURANT GROUP ORDCOM0.16%$142,0008.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$278M989Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$229M840Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$354M992Jan 16, 202613F-HRchanges · EDGAR ↗
Q2 2025$236M1,100Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$164M829Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$193M742Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$208M755Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$149M526Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$166M767May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$90M569Jan 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$168M704Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$79M634Jul 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$87M673Apr 12, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review681Jan 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$144M830Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$136M885Jul 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$106M925Apr 25, 202213F-HRchanges · EDGAR ↗
Q4 2021$187M605Feb 1, 2022RESTATEMENTchanges · EDGAR ↗
Q3 2021$215M739Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$251M821Jul 14, 202113F-HRchanges · EDGAR ↗
Q1 2021$268M804Apr 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$367M821Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$237M524Oct 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$172M451Jul 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$131M502Apr 9, 202013F-HRchanges · EDGAR ↗
Q4 2019$323M893Jan 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$327M976Oct 25, 201913F-HRchanges · EDGAR ↗
Q2 2019$339M1,036Jul 24, 201913F-HRchanges · EDGAR ↗
Q1 2019$292M801Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$286M764Jan 22, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 3 additional managers.

  • MYDA Advisors LLC
  • Sender Co & Partners, Inc.
  • Vazirani Asset Management LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.