SEC 13F Intelligence

Managers / Q1 2021 · view latest →

FNY Investment Advisers, LLC

CIK 0001742998 · 1540 BROADWAY, SUITE 1600, NEW YORK, NY, 10036 · 2123316461

Reported Value
$268M
Q1 2021
Positions
804
Filings on Record
32
2019–present window
Filed
Apr 12, 2021
original filing

Summary

Fny Investment Advisers, LLC reported $268M in U.S.-listed holdings across 804 positions for Q1 2021.

Its largest position, Grubhub Ord, represents 4.0% of the portfolio.

Compared with Q4 2020, the fund opened 357 new positions and exited 355.

Portfolio Metrics

Turnover
+55.7%
vs prior filed quarter
Top-10 Concentration
+26.0%
share of reported value
Largest Position
+4.0%
Grubhub Ord
New / Exited
357 / 355
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $286MQ4 ’18Q1 ’19: $292MQ2 ’19: $339MQ3 ’19: $327MQ4 ’19: $323MQ4 ’19Q1 ’20: $131MQ2 ’20: $172MQ3 ’20: $237MQ4 ’20: $367MQ4 ’20Q1 ’21: $268MQ2 ’21: $251MQ3 ’21: $215MQ4 ’21: $187MQ4 ’21Q1 ’22: $106MQ2 ’22: $136MQ3 ’22: $144MQ1 ’23: $87MQ1 ’23Q2 ’23: $79MQ3 ’23: $168MQ4 ’23: $90MQ1 ’24: $166MQ1 ’24Q2 ’24: $149MQ3 ’24: $208MQ4 ’24: $193MQ1 ’25: $164MQ1 ’25Q2 ’25: $236MQ4 ’25: $354MQ1 ’26: $229MQ2 ’26: $278MQ2 ’26filingsflow.com

Portfolio Composition

By security type
Other: 46.8%Common Stock: 38.5%ADR: 7.8%Closed-End Fund: 4.3%PUBLIC: 1.2%Other: 1.4%
  • Other · 46.8% · $126M
  • Common Stock · 38.5% · $103M
  • ADR · 7.8% · $21M
  • Closed-End Fund · 4.3% · $12M
  • PUBLIC · 1.2% · $3M
  • Other · 1.4% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TIGA ACQUISITION CL A ORDNEW+637.5K637.5K+$6M$6M
BEEMBEAM GLOBAL ORDNEW+143.5K143.5K+$6M$6M
MOTIVE CAPITAL CL A ORDNEW+531.3K531.3K+$5M$5M
FAR PEAK ACQUISITION CL A ORDNEW+479.9K479.9K+$5M$5M
LEFTERIS ACQUISITION CL A ORDNEW+427.7K427.7K+$4M$4M
DMY TECHNOLOGY GROUP CL A ORDNEW+331.1K331.1K+$4M$4M
PRSUVIAD ORDNEW+78.9K78.9K+$3M$3M
RMG ACQUISITION II CL A ORDNEW+325.8K325.8K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

492 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1GRUBHUB ORDCOM3.97%$11M177.5K
2TUSCAN HOLDINGS ORDCOM3.52%$9M766.9K
3ARTIUS ACQUISITION CL A ORDCOM2.80%$8M744.4K
4AMZNAMAZON COM ORDhistory →COM2.67%$7M2.3K
5BYRNA TECHNOLOGIES ORDCOM2.58%$7M5.42M
6TIGA ACQUISITION CL A ORDCOM2.39%$6M637.5K
7BEEMBEAM GLOBAL ORDhistory →COM2.32%$6M143.5K
8ALUSSA ENERGY ACQUISITION CL A ORDCOM1.99%$5M534.8K
9MOTIVE CAPITAL CL A ORDCOM1.94%$5M531.3K
10CLNECLEAN ENERGY FUELS ORDhistory →COM1.79%$5M348.9K
11FAR PEAK ACQUISITION CL A ORDCOM1.75%$5M479.9K
12GOOGLALPHABET CL A ORDhistory →COM1.68%$5M2.2K
13CLSKCLEANSPARK ORDhistory →COM1.62%$4M182.7K
14LEFTERIS ACQUISITION CL A ORDCOM1.57%$4M427.7K
15LYGLLOYDS BANKING GROUP ADR 4 ORDhistory →SPONSORED ADR1.40%$4M1.62M
16SKYSKYLINE CHAMPION ORDhistory →COM1.35%$4M80.1K
17DMY TECHNOLOGY GROUP CL A ORDCOM1.33%$4M331.1K
18PRSUVIAD ORDhistory →COM1.23%$3M78.9K
19RMG ACQUISITION II CL A ORDCOM1.22%$3M325.8K
20FLUXFLUX POWER HOLDINGS ORDhistory →COM1.19%$3M246.7K
21ISUNQISUN ORDhistory →COM1.02%$3M206.0K
22ALXNALEXION PHARMACEUTICALS ORDhistory →COM1.01%$3M17.8K
23THUNDER BRIDGE ACQUISITION II LTDCOM1.01%$3M259.6K
24SUSTAINABLE OPPORT ACQ CL A ORDCOM1.00%$3M271.5K
25AMSCAMERICAN SUPERCONDUCTOR ORDCOM0.96%$3M135.3K
26OSPREY TECHNOLOGY ACQUISITI CL A ORDCOM0.93%$2M240.6K
27AZNNASTRAZENECA ADR REP 0.5 ORDSPONSORED ADR0.91%$2M49.0K
28TWCTTWC TECH HOLDINGS II ORDCOM0.91%$2M247.2K
29AIRGAIRGAIN ORDCOM0.91%$2M114.7K
30REINVENT TECHNOLOGY PART Z CL A ORDCOM0.84%$2M225.0K
31DECARBONIZATION PLUS ACQ CL A ORDCOM0.81%$2M207.1K
32RPREALPAGE ORDCOM0.80%$2M24.5K
33REVOLUTION ACCELERATIN ACQU CL A ORDCOM0.79%$2M210.0K
34QURATE RETAIL 8 0 PRFCOM0.76%$2M20.0K
35NOKNOKIA ADR REPSG 1 SER A ORDSPONSORED ADR0.73%$2M493.0K
36PRIME IMPACT ACQUISITION I CL A ORDCOM0.70%$2M193.9K
37TAKTAKEDA PHARMA ADR REP 0.5 ORDSPONSORED ADR0.70%$2M103.0K
38SC HEALTH CL A ORDCOM0.67%$2M178.4K
39TSLATESLA ORDCOM0.64%$2M2.6K
40GOOD WORKS ACQUISITION ORDCOM0.64%$2M157.6K
41APEX TECHNOLOGY ACQUISITION CL A ORDCOM0.61%$2M148.2K
42WORKSLACK TECHNOLOGIES CL A ORDCOM0.61%$2M40.0K
43ACIES ACQUISITION CL A ORDCOM0.56%$2M150.8K
44CROWN ELECTROKINETICS ORDCOM0.55%$1M343.0K
45APHRIA ORDCOM0.55%$1M80.2K
46PARPAR TECHNOLOGY ORDCOM0.55%$1M22.5K
47INFLARX ORDCOM0.51%$1M350.0K
48TUATARA CAPITAL ACQUISITION UNTCOM0.48%$1M127.5K
49RMDRESMED ORDCOM0.47%$1M6.5K
50SEQUANS COMMUNICATIONS ADR REP 4 ORDSPONSORED ADR0.47%$1M206.7K
51SSLSASOL ADR REP 1 ORDSPONSORED ADR0.45%$1M84.0K
52NAVSIGHT HOLDINGS CL A ORDCOM0.43%$1M116.0K
53DECARBONIZATION PLUS ACQUISTN II UNTCOM0.43%$1M115.0K
54SPARTAN ACQUISITION CL A ORDCOM0.43%$1M110.2K
55WTWWILLIS TOWERS WATSON ORDCOM0.43%$1M5.0K
56FTAC OLYMPUS ACQUISITION CL A ORDCOM0.42%$1M107.9K
57VIACOMCBS CL B ORDCOM0.42%$1M25.3K
58FOREST ROAD ACQUISITION CL A ORDCOM0.42%$1M111.2K
59TCEHYTENCENT HOLDINGS ADR (PNK)SPONSORED ADR0.41%$1M13.7K
60VNCEVINCE HOLDING ORDCOM0.41%$1M97.2K
61SSUPSUPERIOR INDS ORDCOM0.40%$1M187.8K
62HEALTHCOR CATALIO ACQUISTN CL A ORDCOM0.38%$1M102.5K
63JAWS SPITFIRE ACQ CL A ORDCOM0.38%$1M100.0K
64AMDADVANCED MICRO DEVICES ORDCOM0.38%$1M13.0K
65MAAMID AMERICA APT COMMUNITI REIT ORDCOM0.38%$1M7.0K
66NORTHERN STAR INVESTMENT CL A ORDCOM0.37%$998,00099.8K
67SILVER SPIKE ACQUISITION II UNTCOM0.37%$994,000100.0K
68TMETENCENT MUSC ENT ADR REP 2 CL A ORDSPONSORED ADR0.37%$989,00048.3K
69GREENBOX POS ORDCOM0.37%$986,00070.5K
70VECTOR ACQUISITION CL A ORDCOM0.37%$985,00083.3K
71E MERGE TECHNOLOGY ACQUISIT CL A ORDCOM0.35%$950,00097.5K
72USA TECHNOLOGIES ORDCOM0.35%$945,00080.7K
73PENNPENN NATIONAL GAMING ORDCOM0.34%$900,0008.6K
74SBSWSIBANYE STILLWATER ADR REP 4 ORDSPONSORED ADR0.32%$864,00048.4K
75CC NEUBERGER PRINCIPAL HOLD CL A ORDCOM0.31%$840,00085.3K
76BWBABCOCK AND WILCOX ENTERPRISES ORDCOM0.30%$810,00085.6K
77BRIDGETOWN HOLDINGS CL A ORDCOM0.30%$804,00074.2K
78ALTISOURCE PORTFOLIO SOLUTIONS ORDCOM0.30%$793,00086.3K
79LEISURE ACQUISITION ORDCOM0.28%$762,00062.4K
80GS ACQUISITION HOLDINGS II CL A ORDCOM0.28%$761,00073.0K
81SNAPSNAP CL A ORDCOM0.28%$742,00014.2K
82TORTOISE ACQUISITION CL A ORDCOM0.28%$738,00067.4K
83VG ACQUISITION CL A ORDCOM0.27%$732,00072.0K
84BZUNBAOZUN ADR REP 3 ORDSPONSORED ADR0.26%$703,00018.4K
85ZANITE ACQUISITION CL A ORDCOM0.26%$702,00070.7K
86ALTITUDE ACQUISITION CL A ORDCOM0.26%$695,00069.3K
87CCJCAMECO ORDCOM0.25%$664,00040.0K
88MUSTANG BIO ORDCOM0.25%$664,000200.0K
89CHWYCHEWY CL A ORDCOM0.25%$663,0007.8K
90EOSEEOS ENERGY ENTERPRISES CL A ORDCOM0.25%$659,00033.4K
91AMATAPPLIED MATERIAL ORDCOM0.24%$651,0004.9K
92VISTA OUTDOOR ORDCOM0.24%$641,00020.0K
93CREDIT SUISSE GRP ADR REPTG ONE ORDSPONSORED ADR0.23%$610,00057.6K
94TSMTAIWAN SEMICONDUCTOR MNFTG ADR 5 ORDSPONSORED ADR0.22%$591,0005.0K
95MSFTMICROSOFT ORDCOM0.22%$589,0002.5K
96EQNREQUINOR ADR REP ORDSPONSORED ADR0.21%$564,00029.0K
97CERES ACQUISITION CL A ORDCOM0.21%$563,00055.2K
98WESCO INTERL 1000 DS RP 1 SRS A PRFCOM0.21%$554,00018.0K
99IWMISHARES RUSSELL 2000 ETFCOM0.20%$540,0002.4K
100BGC PARTNERS CL A ORDCOM0.19%$521,000108.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$278M989Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$229M840Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$354M992Jan 16, 202613F-HRchanges · EDGAR ↗
Q2 2025$236M1,100Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$164M829Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$193M742Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$208M755Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$149M526Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$166M767May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$90M569Jan 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$168M704Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$79M634Jul 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$87M673Apr 12, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review681Jan 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$144M830Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$136M885Jul 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$106M925Apr 25, 202213F-HRchanges · EDGAR ↗
Q4 2021$187M605Feb 1, 2022RESTATEMENTchanges · EDGAR ↗
Q3 2021$215M739Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$251M821Jul 14, 202113F-HRchanges · EDGAR ↗
Q1 2021$268M804Apr 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$367M821Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$237M524Oct 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$172M451Jul 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$131M502Apr 9, 202013F-HRchanges · EDGAR ↗
Q4 2019$323M893Jan 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$327M976Oct 25, 201913F-HRchanges · EDGAR ↗
Q2 2019$339M1,036Jul 24, 201913F-HRchanges · EDGAR ↗
Q1 2019$292M801Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$286M764Jan 22, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • MYDA Advisors LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.