SEC 13F Intelligence

Managers / Q3 2020 · view latest →

FNY Investment Advisers, LLC

CIK 0001742998 · 1540 BROADWAY, SUITE 1600, NEW YORK, NY, 10036 · 2123316461

Reported Value
$237M
Q3 2020
Positions
524
Filings on Record
32
2019–present window
Filed
Oct 9, 2020
original filing

Summary

Fny Investment Advisers, LLC reported $237M in U.S.-listed holdings across 524 positions for Q3 2020.

Its largest position, Grubhub Ord, represents 12.0% of the portfolio.

Compared with Q2 2020, the fund opened 268 new positions and exited 196.

Portfolio Metrics

Turnover
+48.9%
vs prior filed quarter
Top-10 Concentration
+33.6%
share of reported value
Largest Position
+12.0%
Grubhub Ord
New / Exited
268 / 196
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $286MQ4 ’18Q1 ’19: $292MQ2 ’19: $339MQ3 ’19: $327MQ4 ’19: $323MQ4 ’19Q1 ’20: $131MQ2 ’20: $172MQ3 ’20: $237MQ4 ’20: $367MQ4 ’20Q1 ’21: $268MQ2 ’21: $251MQ3 ’21: $215MQ4 ’21: $187MQ4 ’21Q1 ’22: $106MQ2 ’22: $136MQ3 ’22: $144MQ1 ’23: $87MQ1 ’23Q2 ’23: $79MQ3 ’23: $168MQ4 ’23: $90MQ1 ’24: $166MQ1 ’24Q2 ’24: $149MQ3 ’24: $208MQ4 ’24: $193MQ1 ’25: $164MQ1 ’25Q2 ’25: $236MQ4 ’25: $354MQ1 ’26: $229MQ2 ’26: $278MQ2 ’26filingsflow.com

Portfolio Composition

By security type
Other: 43.6%Common Stock: 33.9%ADR: 16.2%PUBLIC: 4.1%ETP: 1.0%Other: 1.1%
  • Other · 43.6% · $103M
  • Common Stock · 33.9% · $80M
  • ADR · 16.2% · $38M
  • PUBLIC · 4.1% · $10M
  • ETP · 1.0% · $2M
  • Other · 1.1% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
QURATE RETAIL 8 0 PRFNEW+90.0K90.0K+$9M$9M
CLSKCLEANSPARK ORDNEW+535.8K535.8K+$7M$7M
HYLNHYLIION HOLDINGS CL A ORDNEW+116.4K116.4K+$6M$6M
OAKTREE ACQUISITION CL A ORDNEW+301.3K301.3K+$4M$4M
EQNREQUINOR ADR REP ORDNEW+222.9K222.9K+$3M$3M
CNXCNX RESOURCES ORDNEW+310.8K310.8K+$3M$3M
SWITCHBACK ENERGY ACQUISITI CL A ORDNEW+186.7K186.7K+$3M$3M
HEALTHCARE MERGER CL A ORDNEW+231.1K231.1K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

450 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1GRUBHUB ORDCOM11.98%$28M392.0K
2QURATE RETAIL 8 0 PRFCOM3.75%$9M90.0K
3CLSKCLEANSPARK ORDhistory →COM2.83%$7M535.8K
4FINTECH ACQUISITION CL A ORDCOM2.48%$6M570.3K
5HYLNHYLIION HOLDINGS CL A ORDhistory →COM2.44%$6M115.9K
6LYGLLOYDS BANKING GROUP ADR 4 ORDhistory →SPONSORED ADR2.24%$5M4.07M
7GX ACQUISITON CL A ORDCOM2.17%$5M488.1K
8BYRNA TECHNOLOGIES ORDCOM2.07%$5M3.05M
9GORES METROPOULOS CL A ORDCOM2.06%$5M427.7K
10BABAALIBABA GROUP HOLDING ADR REP 8 ORDhistory →SPONSORED ADR1.62%$4M13.1K
11IMMUIMMUNOMEDICS ORDhistory →COM1.61%$4M44.9K
12MERSANA THERAPEUTICS ORDCOM1.57%$4M199.8K
13OAKTREE ACQUISITION CL A ORDCOM1.50%$4M301.3K
14EQNREQUINOR ADR REP ORDhistory →SPONSORED ADR1.32%$3M222.9K
15TRINE ACQUISITION CL A ORDCOM1.29%$3M282.7K
16CNXCNX RESOURCES ORDhistory →COM1.24%$3M310.0K
17SWITCHBACK ENERGY ACQUISITI CL A ORDCOM1.23%$3M186.7K
18SOCIAL CAPITAL HEDOSPH HLD CL A ORDCOM1.13%$3M140.7K
19INSEEGO ORDCOM1.12%$3M256.6K
20HEALTHCARE MERGER CL A ORDCOM0.99%$2M231.1K
21RMG ACQUISITION CL A ORDCOM0.97%$2M215.4K
22JDJD.COM ADR REP 2 CL A ORDSPONSORED ADR0.96%$2M29.2K
23SPWHSPORTSMANS WAREHOUSE HOLDINGS ORDCOM0.93%$2M154.0K
24ACAMAR PARTNERS ACQUISITION CL A ORDCOM0.90%$2M208.0K
25TSTENARIS ADR REP 2 ORDSPONSORED ADR0.90%$2M215.7K
26BXBLACKSTONE GROUP CL A ORDCOM0.87%$2M39.5K
27HMYHARMONY GOLD MNG ADR REP 1 ORDSPONSORED ADR0.80%$2M358.9K
28SBSWSIBANYE STILLWATER ADR REP 4 ORDSPONSORED ADR0.78%$2M166.1K
29CRMSALESFORCE.COM ORDCOM0.77%$2M7.3K
30SONOSONOS ORDCOM0.77%$2M119.9K
31NETFIN ACQUISITION CL A ORDCOM0.75%$2M172.2K
32LMPXLMP AUTOMOTIVE HOLDINGS ORDCOM0.75%$2M65.2K
33TIGOMILLICOM INTERNATIONAL CELLULAR ORDCOM0.74%$2M57.8K
34GTBIFGREEN THUMB INDUSTRIES ORDCOM0.73%$2M132.6K
35MAXAR TECHNOLOGIES ORDCOM0.72%$2M68.6K
36FIAT CHRYSLER AUTOMOBILES ORDCOM0.71%$2M138.0K
37DEUTSCHE BANK N ORDCOM0.71%$2M200.0K
38INSURANCE ACQUISITION CL A ORDCOM0.69%$2M139.1K
39ERICERICSSON SPON ADR REP 1 CL B ORDSPONSORED ADR0.69%$2M150.0K
40GRFSGRIFOLS ADR REP ONE NON VTG CL B ORDSPONSORED ADR0.66%$2M90.3K
41INFLARX ORDCOM0.63%$1M350.0K
42SEQUANS COMMUNICATIONS ADR REP 4 ORDSPONSORED ADR0.62%$1M245.0K
43SSLSASOL ADR REP 1 ORDSPONSORED ADR0.62%$1M192.3K
44TRLVTRULIEVE CANNABIS CORPCOM0.62%$1M78.8K
45KRESPDR S&P REGIONAL BANKING ETFCOM0.58%$1M38.3K
46CHURCHILL CAPITAL III CL A ORDCOM0.57%$1M131.7K
47BUDANHEUSER BUSCH ADR REP 1 ORDSPONSORED ADR0.57%$1M25.0K
48ALVAUTOLIV ORDCOM0.55%$1M18.0K
49FTVFORTIVE ORDCOM0.55%$1M20.5K
50MTARCELORMITTAL ADRCOM0.55%$1M97.5K
51NVONOVO NORDISK ADR REPSG 1 ORDSPONSORED ADR0.54%$1M18.3K
52NEVRO ORDCOM0.53%$1M9.0K
53SKYSKYLINE CHAMPION ORDCOM0.53%$1M46.5K
54HENNESSY CAPITAL ACQUISITION CORP IVCOM0.52%$1M110.8K
55SOFTWARE ACQUISITION GROUP CL A ORDCOM0.52%$1M123.4K
56SPARTAN ENERGY ACQUISITION CL A ORDCOM0.52%$1M84.6K
57LOGILOGITECH N ORDCOM0.49%$1M15.1K
58NEW PROVIDENCE ACQUISITION CL A ORDCOM0.49%$1M116.0K
59MGNIMAGNITE ORDCOM0.49%$1M166.9K
60IOVAIOVANCE BIOTHERAPEUTICS ORDCOM0.45%$1M32.5K
61GREENLANE HOLDINGS CL A ORDCOM0.44%$1M463.3K
62ARYA SCIENCES ACQUISITION II UNTCOM0.44%$1M94.3K
63VIRTUSA ORDCOM0.42%$983,00020.0K
64CHINA MOBILE ADR REPSG 5 ORDSPONSORED ADR0.41%$982,00030.6K
65EDESA BIOTECH ORDCOM0.41%$971,000120.4K
66ALTERYX CL A ORDCOM0.41%$965,0008.5K
67MUSTANG BIO ORDCOM0.40%$945,000300.0K
68ALTISOURCE PORTFOLIO SOLUTIONS ORDCOM0.39%$934,00073.8K
69TAKTAKEDA PHARMA ADR REP 0.5 ORDSPONSORED ADR0.39%$913,00051.2K
70STABLE ROAD ACQUISITION CL A ORDCOM0.38%$904,00089.7K
71BARCLAYS IPTH SRS B S&P SHRT TRM ETNCOM0.37%$871,00035.0K
72CZRCAESARS ENTERTAINMENT ORDCOM0.36%$862,00015.4K
73SOUTH MOUNTAIN MERGER CL A ORDCOM0.35%$837,00080.2K
74SOCIAL CAPITAL HEDOSOPHIA HOLDINGS CORP IIICOM0.35%$829,00066.6K
75CLNECLEAN ENERGY FUELS ORDCOM0.34%$799,000322.5K
76SILVER SPIKE ACQUISITION CL A ORDCOM0.33%$773,00076.3K
77DDOGDATADOG CL A ORDCOM0.31%$740,0007.3K
78PRIMO WATER ORDCOM0.30%$710,00050.0K
79FORUM MERGER III UNTCOM0.29%$679,00065.0K
80VNCEVINCE HOLDING ORDCOM0.29%$676,000125.0K
81AZNNASTRAZENECA ADR REP 0.5 ORDSPONSORED ADR0.28%$651,00011.9K
82CHURCHILL CAPITAL CORP IICOM0.27%$646,00061.3K
83MESOBLAST ADR REP 5 ORDSPONSORED ADR0.27%$642,00034.6K
84XPERI HOLDING ORDCOM0.27%$639,00055.6K
85APEX TECHNOLOGY ACQUISITION CL A ORDCOM0.27%$639,00060.3K
86KENSINGTON CAPITAL ACQ CL A ORDCOM0.27%$636,00038.0K
87APGAPI GROUP ORDCOM0.26%$620,00043.6K
88HAYMAKER ACQUISITION CL A ORDCOM0.26%$615,00061.6K
89BBLBHP GROUP ADR REP 2 ORDSPONSORED ADR0.26%$612,00014.3K
90ROYAL DUTCH SHELL ADR REP 2 CL A ORDSPONSORED ADR0.26%$610,00024.3K
91FORTERRA ORDCOM0.26%$606,00051.3K
92CONYERS PARK II ACQUISITION CL A ORDCOM0.25%$595,00058.6K
93AMCXAMC NETWORKS CL A ORDCOM0.25%$580,00023.5K
94USA TECHNOLOGIES ORDCOM0.24%$574,00065.7K
95ABXBARRICK GOLD ORDCOM0.24%$562,00020.0K
96THUNDER BRIDGE ACQUISITION II LTDCOM0.23%$550,00054.0K
97EENI ADRCOM0.23%$543,00035.0K
98CVCOCAVCO INDUSTRIES ORDCOM0.23%$540,0003.0K
99WDCWESTERN DIGITAL ORDCOM0.22%$529,00014.5K
100BAYRYBAYER AKTIENGESELLSCHAFT EACH RE ADRCOM0.22%$523,00035.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$278M989Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$229M840Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$354M992Jan 16, 202613F-HRchanges · EDGAR ↗
Q2 2025$236M1,100Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$164M829Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$193M742Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$208M755Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$149M526Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$166M767May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$90M569Jan 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$168M704Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$79M634Jul 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$87M673Apr 12, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review681Jan 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$144M830Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$136M885Jul 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$106M925Apr 25, 202213F-HRchanges · EDGAR ↗
Q4 2021$187M605Feb 1, 2022RESTATEMENTchanges · EDGAR ↗
Q3 2021$215M739Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$251M821Jul 14, 202113F-HRchanges · EDGAR ↗
Q1 2021$268M804Apr 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$367M821Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$237M524Oct 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$172M451Jul 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$131M502Apr 9, 202013F-HRchanges · EDGAR ↗
Q4 2019$323M893Jan 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$327M976Oct 25, 201913F-HRchanges · EDGAR ↗
Q2 2019$339M1,036Jul 24, 201913F-HRchanges · EDGAR ↗
Q1 2019$292M801Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$286M764Jan 22, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • MYDA Advisors LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.