SEC 13F Intelligence

Managers / Q1 2020 · view latest →

FNY Investment Advisers, LLC

CIK 0001742998 · 1540 BROADWAY, SUITE 1600, NEW YORK, NY, 10036 · 2123316461

Reported Value
$131M
Q1 2020
Positions
502
Filings on Record
32
2019–present window
Filed
Apr 9, 2020
original filing

Summary

Fny Investment Advisers, LLC reported $131M in U.S.-listed holdings across 502 positions for Q1 2020.

Its largest position, Allergan Ord, represents 14.0% of the portfolio.

Compared with Q4 2019, the fund opened 198 new positions and exited 539.

Portfolio Metrics

Turnover
+29.2%
vs prior filed quarter
Top-10 Concentration
+35.2%
share of reported value
Largest Position
+14.0%
Allergan Ord
New / Exited
198 / 539
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $286MQ4 ’18Q1 ’19: $292MQ2 ’19: $339MQ3 ’19: $327MQ4 ’19: $323MQ4 ’19Q1 ’20: $131MQ2 ’20: $172MQ3 ’20: $237MQ4 ’20: $367MQ4 ’20Q1 ’21: $268MQ2 ’21: $251MQ3 ’21: $215MQ4 ’21: $187MQ4 ’21Q1 ’22: $106MQ2 ’22: $136MQ3 ’22: $144MQ1 ’23: $87MQ1 ’23Q2 ’23: $79MQ3 ’23: $168MQ4 ’23: $90MQ1 ’24: $166MQ1 ’24Q2 ’24: $149MQ3 ’24: $208MQ4 ’24: $193MQ1 ’25: $164MQ1 ’25Q2 ’25: $236MQ4 ’25: $354MQ1 ’26: $229MQ2 ’26: $278MQ2 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 38.2%Other: 29.5%ADR: 21.9%Closed-End Fund: 4.3%ETP: 2.9%Other: 3.3%
  • Common Stock · 38.2% · $50M
  • Other · 29.5% · $39M
  • ADR · 21.9% · $29M
  • Closed-End Fund · 4.3% · $6M
  • ETP · 2.9% · $4M
  • Other · 3.3% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
RTXRAYTHEON TECHNOLOGIES ORDNEW+42.8K42.8K+$2M$2M
VECTOIQ ACQUISITION ORDNEW+208.9K208.9K+$2M$2M
FORTY SEVEN ORDNEW+22.2K22.2K+$2M$2M
MDTMEDTRONIC ORDNEW+15.6K15.6K+$1M$1M
ACGLARCH CAPITAL GROUP ORDNEW+41.8K41.8K+$1M$1M
PRIMO WATER ORDNEW+115.0K115.0K+$1M$1M
ISHARES IBOXX INVT GRADE BOND ETFNEW+8.3K8.3K+$1M$1M
MAAMID AMERICA APT COMMUNITI REIT ORDNEW+10.0K10.0K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

419 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ALLERGAN ORDCOM14.01%$18M104.0K
2WABCO HOLDINGS ORDCOM3.80%$5M37.0K
3LYGLLOYDS BANKING GROUP ADR 4 ORDhistory →SPONSORED ADR2.60%$3M2.26M
4ASMLFASML HOLDING ADR REP ORDhistory →SPONSORED ADR2.27%$3M11.4K
5BPBP ADR EACH REPSTNG SIX ORDhistory →SPONSORED ADR2.26%$3M121.9K
6MELLANOX TECHNOLOGIES ORDCOM2.23%$3M24.2K
7CYEURCYPRESS SEMICONDUCTOR ORDhistory →COM2.10%$3M118.3K
8GOOGLALPHABET CL A ORDhistory →COM2.03%$3M2.3K
9ROYAL DUTCH SHELL ADR REP 2 CL A ORDSPONSORED ADR1.98%$3M74.7K
10RYAAYRYANAIR HOLDINGS ORDhistory →COM1.96%$3M48.6K
11RTXRAYTHEON TECHNOLOGIES ORDhistory →COM1.79%$2M42.2K
12VECTOIQ ACQUISITION ORDCOM1.69%$2M208.9K
13SONYSONY ADR REP 1 ORDhistory →SPONSORED ADR1.63%$2M36.3K
14FORESCOUT TECHNOLOGIES ORDCOM1.61%$2M67.2K
15FORTY SEVEN ORDCOM1.61%$2M22.2K
16CRAFT BREW ALLIANCE ORDCOM1.34%$2M118.4K
17AMZNAMAZON COM ORDhistory →COM1.33%$2M900
18ABBNYABB ADR REP 1 ORDhistory →SPONSORED ADR1.15%$2M87.4K
19SAPSAP ADR REP 1 ORDhistory →SPONSORED ADR1.09%$1M13.0K
20INFLARX ORDCOM1.07%$1M370.0K
21FITBIT CL A ORDCOM1.07%$1M211.2K
22MDTMEDTRONIC ORDhistory →COM1.07%$1M15.6K
23API GROUP ORDCOM1.03%$1M193.7K
24IHGINTERCONTINENTAL HOTEL ADR REP 1 ORDhistory →SPONSORED ADR1.01%$1M31.6K
25ACGLARCH CAPITAL GROUP ORDCOM0.90%$1M41.8K
26SSLSASOL ADR REP 1 ORDSPONSORED ADR0.89%$1M583.5K
27TCOTAUBMAN CNTR REIT ORDCOM0.89%$1M27.8K
28PRIMO WATER ORDCOM0.79%$1M115.0K
29ISHARES IBOXX INVT GRADE BOND ETFCOM0.78%$1M8.3K
30MAAMID AMERICA APT COMMUNITI REIT ORDCOM0.78%$1M10.0K
31TRINE ACQUISITION CL A RED UNTCOM0.78%$1M101.2K
32AVGOBROADCOM ORDCOM0.76%$995,0004.2K
33TSNTYSON FOODS CL A ORDCOM0.75%$983,00017.0K
34WORKSLACK TECHNOLOGIES CL A ORDCOM0.71%$939,00035.0K
35WECWEC ENERGY GROUP ORDCOM0.71%$931,00010.6K
36IYRISHARES US REAL ESTATE ETFCOM0.70%$918,00013.2K
37GREENLANE HOLDINGS CL A ORDCOM0.68%$894,000520.0K
38KTKT ADR REP 1/2 ORDSPONSORED ADR0.66%$863,000111.0K
39PROSHARES ULTRAPRO SHORT QQQ ETFCOM0.65%$860,00044.2K
40BENEFYTT TECHNOLOGIES CL A ORDCOM0.63%$828,00037.0K
41TALLGRASS ENERGY CL A ORDCOM0.62%$819,00049.8K
42HWMHOWMET AEROSPACE ORDCOM0.59%$774,00060.0K
43XBISPDR S&P BIOTECH ETFCOM0.59%$774,00010.0K
44BRISTOL MYERS SQUIBB CONTINGENT RTSCOM0.59%$771,000202.9K
45NOKNOKIA ADR REPSG 1 SER A ORDSPONSORED ADR0.54%$711,000229.6K
46EQNREQUINOR ADR REP ORDSPONSORED ADR0.52%$686,00056.4K
47WPPWPP ADR REP 5 ORDSPONSORED ADR0.51%$675,00020.0K
48CREDIT SUISSE GRP ADR REPTG ONE ORDSPONSORED ADR0.51%$675,00083.5K
49GALAPAGOS ADR REP ORDSPONSORED ADR0.46%$607,0003.1K
50TSTENARIS ADR REP 2 ORDSPONSORED ADR0.46%$602,00050.0K
51SEQUANS COMMUNICATIONS ADR REP 4 ORDSPONSORED ADR0.45%$588,000115.7K
52MRNAMODERNA ORDCOM0.43%$559,00018.7K
53SCORPIO TANKERS ORDCOM0.42%$556,00029.1K
54YUSDALLEGHANY ORDCOM0.42%$552,0001.0K
55SPWHSPORTSMANS WAREHOUSE HOLDINGS ORDCOM0.41%$544,00088.4K
56VERSO CL A ORDCOM0.41%$538,00047.8K
57MUSTANG BIO ORDCOM0.41%$536,000200.0K
58BBLBHP GROUP ADR REP 2 ORDSPONSORED ADR0.40%$529,00017.4K
59VNCEVINCE HOLDING ORDCOM0.40%$523,000135.0K
60CAROLINA FINANCIAL ORDCOM0.39%$517,00020.0K
61GNCAQGENOCEA BIOSCIENCES ORDCOM0.39%$516,000300.0K
62BYRNA TECHNOLOGIES ORDCOM0.38%$500,0002.10M
63BBVABANCO BILBAO VIZCAYA ARGENTARIA ADRCOM0.38%$500,000163.6K
64UNILEVER NVCOM0.37%$487,00010.0K
65QQQINVSC QQQ TRUST SRS 1 ETFCOM0.36%$476,0002.5K
66GFIGOLD FIELDS ADR REP 1 ORDSPONSORED ADR0.36%$468,00098.6K
67FIAT CHRYSLER AUTOMOBILES ORDCOM0.36%$468,00065.2K
68TCBITEXAS CAPITAL BANCSHARES ORDCOM0.34%$447,00020.2K
69BCSBARCLAYS ADR REP 4 ORDSPONSORED ADR0.33%$437,00096.6K
70LEGACY ACQUISITION CL A ORDCOM0.32%$416,00040.2K
71GTBIFGREEN THUMB INDUSTRIES ORDCOM0.31%$402,00069.1K
72VODVODAFONE GROUP ADR REP 10 ORDSPONSORED ADR0.30%$399,00029.0K
73HAYMAKER ACQUISITION CL A ORDCOM0.30%$396,00040.5K
74TIFFANY ORDCOM0.29%$383,0003.0K
75VEONEER ORDCOM0.28%$366,00050.0K
76IRWDIRONWOOD PHARMA CL A ORDCOM0.27%$353,00035.0K
77LKNCYLUCKIN COFFEE ADR REP 8 ORDSPONSORED ADR0.27%$353,00013.0K
78THE RUBICON PROJECT ORDCOM0.26%$346,00062.5K
79TWITTER ORDCOM0.26%$343,00014.0K
80TREURTRILLIUM THERAPEUTICS ORDCOM0.26%$343,00085.0K
81MERSANA THERAPEUTICS ORDCOM0.26%$340,00058.4K
82ACT II GLOBAL ACQUISITION CL A ORDCOM0.25%$335,00034.0K
83ADIANALOG DEVICES ORDCOM0.25%$331,0003.7K
84FORTRESS BIOTECH ORDCOM0.25%$330,000175.0K
85FMSFRESENIUS MEDICAL ADR REPTG 0.5 ORDSPONSORED ADR0.25%$328,00010.0K
86ALXNALEXION PHARMACEUTICALS RTSCOM0.24%$322,0003.6K
87NVGNUVEEN AMT FREE MNCPL CRDT INCM CFCOM0.23%$303,00020.7K
88NVONOVO NORDISK ADR REPSG 1 ORDSPONSORED ADR0.23%$301,0005.0K
89EATBRINKER INTERNATIONAL ORDCOM0.23%$300,00025.0K
90TCEHYTENCENT HOLDINGS ADRCOM0.22%$292,0006.0K
91ALTERYX CL A ORDCOM0.22%$285,0003.0K
92CRD/BCRAWFORD CL B ORDCOM0.22%$285,00044.7K
93UNHUNITEDHEALTH GRP ORDCOM0.21%$280,0001.1K
94LMPXLMP AUTOMOTIVE HOLDINGS ORDCOM0.21%$276,00049.8K
95TAKTAKEDA PHARMA ADR REP 0.5 ORDSPONSORED ADR0.21%$273,00018.0K
96ALCALCON AGCOM0.19%$254,0005.0K
97NZFNUVEEN MUNICIPAL CREDIT INCOME CFCOM0.19%$249,00017.7K
98AEGON ADRCOM0.19%$247,00099.2K
99TEEKAY TANKERS CL A ORDCOM0.19%$244,00011.0K
100HSBCHSBC HOLDINGS ADR REP 5 ORDSPONSORED ADR0.18%$241,0008.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$278M989Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$229M840Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$354M992Jan 16, 202613F-HRchanges · EDGAR ↗
Q2 2025$236M1,100Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$164M829Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$193M742Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$208M755Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$149M526Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$166M767May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$90M569Jan 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$168M704Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$79M634Jul 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$87M673Apr 12, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review681Jan 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$144M830Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$136M885Jul 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$106M925Apr 25, 202213F-HRchanges · EDGAR ↗
Q4 2021$187M605Feb 1, 2022RESTATEMENTchanges · EDGAR ↗
Q3 2021$215M739Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$251M821Jul 14, 202113F-HRchanges · EDGAR ↗
Q1 2021$268M804Apr 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$367M821Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$237M524Oct 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$172M451Jul 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$131M502Apr 9, 202013F-HRchanges · EDGAR ↗
Q4 2019$323M893Jan 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$327M976Oct 25, 201913F-HRchanges · EDGAR ↗
Q2 2019$339M1,036Jul 24, 201913F-HRchanges · EDGAR ↗
Q1 2019$292M801Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$286M764Jan 22, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • Quad Capital Management Advisors LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.