SEC 13F Intelligence

Managers / Q4 2018 · view latest →

FNY Investment Advisers, LLC

CIK 0001742998 · 1540 BROADWAY, SUITE 1600, NEW YORK, NY, 10036 · 2123316461

Reported Value
$286M
Q4 2018
Positions
764
Filings on Record
32
2019–present window
Filed
Jan 22, 2019
original filing

Summary

Fny Investment Advisers, LLC reported $286M in U.S.-listed holdings across 764 positions for Q4 2018.

Its largest position, Shire Ads Rep 3 Ord, represents 15.4% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+51.4%
share of reported value
Largest Position
+15.4%
Shire Ads Rep 3 Ord

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $286MQ4 ’18Q1 ’19: $292MQ2 ’19: $339MQ3 ’19: $327MQ4 ’19: $323MQ4 ’19Q1 ’20: $131MQ2 ’20: $172MQ3 ’20: $237MQ4 ’20: $367MQ4 ’20Q1 ’21: $268MQ2 ’21: $251MQ3 ’21: $215MQ4 ’21: $187MQ4 ’21Q1 ’22: $106MQ2 ’22: $136MQ3 ’22: $144MQ1 ’23: $87MQ1 ’23Q2 ’23: $79MQ3 ’23: $168MQ4 ’23: $90MQ1 ’24: $166MQ1 ’24Q2 ’24: $149MQ3 ’24: $208MQ4 ’24: $193MQ1 ’25: $164MQ1 ’25Q2 ’25: $236MQ4 ’25: $354MQ1 ’26: $229MQ2 ’26: $278MQ2 ’26filingsflow.com

Portfolio Composition

By security type
Other: 41.2%Common Stock: 26.9%ADR: 23.9%ETP: 5.9%NY Reg Shrs: 1.4%Other: 0.8%
  • Other · 41.2% · $118M
  • Common Stock · 26.9% · $77M
  • ADR · 23.9% · $68M
  • ETP · 5.9% · $17M
  • NY Reg Shrs · 1.4% · $4M
  • Other · 0.8% · $2M

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
SHIRE ADS REP 3 ORDNEW+256.0K256.0K+$45M$45M
TESARO ORDNEW+234.6K234.6K+$17M$17M
TWENTY FIRST CENTURY FOX CL A ORDNEW+352.7K352.7K+$17M$17M
RED HAT ORDNEW+94.7K94.7K+$17M$17M
LYGLLOYDS BANKING GROUP ADR 4 ORDNEW+3.71M3.71M+$9M$9M
LINDE ORDNEW+60.5K60.5K+$9M$9M
ATHENAHEALTH ORDNEW+65.6K65.6K+$9M$9M
DUN & BRADSTREET ORDNEW+51.9K51.9K+$7M$7M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2018

464 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SHIRE ADS REP 3 ORDCOM15.38%$44M252.6K
2TWENTY FIRST CENTURY FOX CL A ORDCOM7.10%$20M421.9K
3TESARO ORDCOM6.09%$17M234.6K
4RED HAT ORDCOM5.82%$17M94.7K
5LYGLLOYDS BANKING GROUP ADR 4 ORDhistory →SPONSORED ADR3.32%$9M3.71M
6LINDE ORDCOM3.30%$9M60.5K
7ATHENAHEALTH ORDCOM3.03%$9M65.5K
8DUN & BRADSTREET ORDCOM2.59%$7M51.9K
9ASXASE TECHNOLOGY HOLDING CO LTDhistory →COM2.40%$7M1.83M
10BCSBARCLAYS ADR REP 4 ORDhistory →SPONSORED ADR2.37%$7M900.0K
11BUDANHEUSER BUSCH ADR REP 1 ORDhistory →SPONSORED ADR2.30%$7M99.8K
12BTIBRITISH AMERICAN TOBACCO ADR REP ORDhistory →SPONSORED ADR2.15%$6M192.9K
13QQQINVSC QQQ TRUST SRS 1 ETFhistory →COM2.00%$6M37.0K
14TSMTAIWAN SEMICONDUCTOR MNFTG ADR 5 ORDhistory →SPONSORED ADR1.94%$6M149.9K
15GENERAL ELECTRIC ORDCOM1.27%$4M477.9K
16ASMLFASML HOLDING ADR REP ORDhistory →SPONSORED ADR1.20%$3M22.0K
17INTEGRATED DEVICE TECHNOLOGY ORDCOM1.12%$3M66.0K
18SANBANCO SANTANDER ADR REP 1 ORDhistory →SPONSORED ADR1.10%$3M700.0K
19ARRIS INTERNATIONAL ORDCOM1.04%$3M97.7K
20SOXXISHARES PHLX SEMICONDUCTOR ETFCOM0.94%$3M17.1K
21ORBOTECH ORDCOM0.93%$3M47.0K
22AMZNAMAZON COM ORDCOM0.82%$2M1.6K
23NXPINXP SEMICONDUCTORS ORDCOM0.82%$2M32.0K
24BHPBHP GROUP ADRCOM0.80%$2M47.3K
25IBMINTERNATIONAL BUSINESS MACHINES ORDCOM0.80%$2M20.0K
26CVSCVS HEALTH ORDCOM0.76%$2M33.0K
27UNILEVER NVCOM0.75%$2M40.0K
28ISHARES IBOXX HIGH YIELD BOND ETFCOM0.73%$2M25.6K
29FTITECHNIPFMC ORDCOM0.69%$2M100.0K
30NGGNATIONAL GRID ADR REP 5 ORDSPONSORED ADR0.67%$2M40.0K
31PKXPOSCO ADR REPSG 1/4 ORDSPONSORED ADR0.65%$2M34.0K
32GRFSGRIFOLS ADR REP ONE NON VTG CL B ORDSPONSORED ADR0.59%$2M92.5K
33TSLATESLA ORDCOM0.55%$2M4.7K
34SK TELECOM ADR RPSTNG 1/9 ORDSPONSORED ADR0.54%$2M57.6K
35VODVODAFONE GROUP ADR REP 10 ORDSPONSORED ADR0.51%$1M75.0K
36BPBP ADR EACH REPSTNG SIX ORDSPONSORED ADR0.50%$1M37.7K
37VVISA CL A ORDCOM0.48%$1M10.5K
38VEONEER ORDCOM0.46%$1M55.5K
39ELECTRO SCIENTIFIC INDUSTRIES ORDCOM0.42%$1M40.1K
40TPCOTRIBUNE PUBLISHING ORDCOM0.42%$1M104.8K
41EAELECTRONIC ARTS ORDCOM0.41%$1M15.0K
42INGING GROEP ADR REP 1 ORDSPONSORED ADR0.37%$1M100.0K
43STMSTMICROELECTRONICS ADRCOM0.36%$1M75.0K
44RYAAYRYANAIR HOLDINGS ADR REP 5 ORDSPONSORED ADR0.35%$998,00014.0K
45MELLANOX TECHNOLOGIES ORDCOM0.34%$969,00010.5K
46HAYMAKER ACQUISITION CL A ORDCOM0.33%$950,00095.0K
47HYDVANECK VECTORS HIGH-YIELD MUNICIPAL INDEX ETFCOM0.32%$915,00015.0K
48ISHARES IBOXX INVT GRADE BOND ETFCOM0.32%$902,0008.0K
49SMHVANECK VECTORS SEMICONDUCTOR ETFCOM0.30%$857,0009.8K
50HSBCHSBC HOLDINGS ADR REP 5 ORDSPONSORED ADR0.29%$822,00020.0K
51XGDVXGABELLI DIVIDEND & INCOME CFCOM0.26%$741,00040.5K
52XPERXPERI ORDCOM0.26%$735,00040.0K
53NII HOLDINGS ORDCOM0.26%$732,000166.1K
54FIAT CHRYSLER AUTOMOBILES ORDCOM0.25%$723,00050.0K
55XLEENERGY SELECT SECTOR SPDR ETFCOM0.25%$716,00012.5K
56PHGKONINKLIJKE PHILIPS ADRCOM0.25%$702,00020.0K
57EASTSIDE DISTILLING ORDCOM0.24%$699,000113.2K
58TSTENARIS ADR REP 2 ORDSPONSORED ADR0.24%$697,00032.7K
59BBLBHP GROUP ADR REP 2 ORDSPONSORED ADR0.24%$677,00016.2K
60ELBIT IMAGING ORDCOM0.24%$676,000520.7K
61SCHULTZE SPECIAL PURPOSE ACQUISI UNTCOM0.24%$672,00067.6K
62SLBSCHLUMBERGER ORDCOM0.23%$653,00018.1K
63SNNSMITH NEPHEW ADR REP 2 ORDSPONSORED ADR0.22%$616,00016.5K
64MICRO FOCUS INTERNATIONAL ADRCOM0.21%$610,00035.5K
65FMSFRESENIUS MEDICAL ADR REPTG 0.5 ORDSPONSORED ADR0.20%$583,00018.0K
66MITKMITEK SYSTEMS ORDCOM0.20%$581,00053.8K
67IHGINTERCONTINENTAL HOTEL ADR REP 1 ORDSPONSORED ADR0.20%$574,00010.0K
68TOELYTOKYO ELECTRON ADR REP 2 ORDSPONSORED ADR0.20%$563,00020.0K
69PUKPRUDENTIAL ADR REPSTG 2 ORDSPONSORED ADR0.20%$558,00015.8K
70ROYAL DUTCH SHELL ADR REP 2 CL A ORDSPONSORED ADR0.20%$558,0009.6K
71HC2 HOLDINGS ORDCOM0.19%$529,000200.5K
72ENCANA ORDCOM0.18%$527,00091.3K
73EMBISHARES JPMORGAN USD MTS BOND ETFCOM0.18%$519,0005.0K
74NXSTAGE MEDICAL ORDCOM0.18%$515,00018.0K
75EMPIRE BANCORP ORDCOM0.17%$492,00043.6K
76WMTWALMART ORDCOM0.17%$491,0005.3K
77GALAPAGOS ADR REP ORDSPONSORED ADR0.16%$458,0005.0K
78GSGOLDMAN SACHS GROUP ORDCOM0.16%$447,0002.7K
79PANDORA MEDIA ORDCOM0.16%$447,00055.3K
80IQIQIYI ADS REP 7 CL A ORDCOM0.16%$446,00030.0K
81SHGSHINHAN FINANCIAL ADR REPSG 1 ORDSPONSORED ADR0.15%$425,00012.0K
82SOCIAL CAPITAL HEDOSOPHIA HOLD UNTCOM0.15%$423,00041.4K
83CREDIT SUISSE GRP ADR REPTG ONE ORDSPONSORED ADR0.14%$407,00037.5K
84GOOGLALPHABET CL A ORDCOM0.14%$391,000375
85FXIISHARES CHINA LARGE CAP ETFCOM0.14%$390,00010.0K
86UMCUNITED MICR ELCTRNS ADR REP 5 ORDSPONSORED ADR0.13%$385,000215.2K
87WDOFFWESDOME GOLD MINES ORDCOM0.13%$369,000113.8K
88EEMISHARES MSCI EMERGING MARKETS ETFCOM0.13%$361,0009.3K
89LIBERTY LATIN AMERICA CL A ORDCOM0.12%$356,00024.6K
90ALVAUTOLIV ORDCOM0.12%$351,0005.0K
91ROYAL BANK SCOTLAND ADS REP 2 ORDCOM0.12%$349,00062.5K
92INSEEGO ORDCOM0.12%$346,00083.5K
93HILL INTERNATIONAL ORDCOM0.12%$335,000108.9K
94CENTRIC BRANDS ORDCOM0.12%$334,00097.5K
95CRD/BCRAWFORD CL B ORDCOM0.12%$333,00037.1K
96METAFACEBOOK CL A ORDCOM0.11%$327,0002.5K
97DENBURY RESOURCES ORDCOM0.11%$322,000188.5K
98ALTRA INDUSTRIAL MOTION ORDCOM0.11%$314,00012.5K
99AAPADVANCE AUTO PARTS ORDCOM0.11%$314,0002.0K
100TAHOE RESOURCES ORDCOM0.11%$304,00083.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$278M989Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$229M840Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$354M992Jan 16, 202613F-HRchanges · EDGAR ↗
Q2 2025$236M1,100Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$164M829Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$193M742Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$208M755Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$149M526Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$166M767May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$90M569Jan 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$168M704Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$79M634Jul 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$87M673Apr 12, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review681Jan 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$144M830Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$136M885Jul 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$106M925Apr 25, 202213F-HRchanges · EDGAR ↗
Q4 2021$187M605Feb 1, 2022RESTATEMENTchanges · EDGAR ↗
Q3 2021$215M739Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$251M821Jul 14, 202113F-HRchanges · EDGAR ↗
Q1 2021$268M804Apr 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$367M821Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$237M524Oct 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$172M451Jul 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$131M502Apr 9, 202013F-HRchanges · EDGAR ↗
Q4 2019$323M893Jan 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$327M976Oct 25, 201913F-HRchanges · EDGAR ↗
Q2 2019$339M1,036Jul 24, 201913F-HRchanges · EDGAR ↗
Q1 2019$292M801Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$286M764Jan 22, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • Ibex Investors LLC
  • Quad Capital Management Advisors LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.