SEC 13F Intelligence

Managers / Q4 2020 · view latest →

FNY Investment Advisers, LLC

CIK 0001742998 · 1540 BROADWAY, SUITE 1600, NEW YORK, NY, 10036 · 2123316461

Reported Value
$367M
Q4 2020
Positions
821
Filings on Record
32
2019–present window
Filed
Jan 19, 2021
original filing

Summary

Fny Investment Advisers, LLC reported $367M in U.S.-listed holdings across 821 positions for Q4 2020.

Its largest position, KNSL, represents 4.6% of the portfolio.

Compared with Q3 2020, the fund opened 514 new positions and exited 242.

Portfolio Metrics

Turnover
+46.3%
vs prior filed quarter
Top-10 Concentration
+29.7%
share of reported value
Largest Position
+4.6%
Kinsale Capital Group Ord
New / Exited
514 / 242
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $286MQ4 ’18Q1 ’19: $292MQ2 ’19: $339MQ3 ’19: $327MQ4 ’19: $323MQ4 ’19Q1 ’20: $131MQ2 ’20: $172MQ3 ’20: $237MQ4 ’20: $367MQ4 ’20Q1 ’21: $268MQ2 ’21: $251MQ3 ’21: $215MQ4 ’21: $187MQ4 ’21Q1 ’22: $106MQ2 ’22: $136MQ3 ’22: $144MQ1 ’23: $87MQ1 ’23Q2 ’23: $79MQ3 ’23: $168MQ4 ’23: $90MQ1 ’24: $166MQ1 ’24Q2 ’24: $149MQ3 ’24: $208MQ4 ’24: $193MQ1 ’25: $164MQ1 ’25Q2 ’25: $236MQ4 ’25: $354MQ1 ’26: $229MQ2 ’26: $278MQ2 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 42.3%Other: 26.8%ADR: 24.9%Closed-End Fund: 3.3%PUBLIC: 0.9%Other: 1.7%
  • Common Stock · 42.3% · $155M
  • Other · 26.8% · $98M
  • ADR · 24.9% · $91M
  • Closed-End Fund · 3.3% · $12M
  • PUBLIC · 0.9% · $3M
  • Other · 1.7% · $6M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
KNSLKINSALE CAPITAL GROUP ORDNEW+84.2K84.2K+$17M$17M
XILINX ORDNEW+95.9K95.9K+$14M$14M
RYAAYRYANAIR HOLDINGS ORDNEW+87.0K87.0K+$10M$10M
BPBP ADR EACH REPSTNG SIX ORDNEW+434.3K434.3K+$9M$9M
FORTRESS VALUE ACQUISITION CORP IINEW+420.5K420.5K+$5M$5M
HUDSON EXECUTIVE INVESTMENT CL A ORDNEW+398.7K398.7K+$4M$4M
CNOOC ADR REP 100 CL H ORDNEW+45.9K45.9K+$4M$4M
REDBALL ACQUISITION CL A ORDNEW+372.1K372.1K+$4M$4M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

485 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1KNSLKINSALE CAPITAL GROUP ORDhistory →COM4.59%$17M84.2K
2BABAALIBABA GROUP HOLDING ADR REP 8 ORDhistory →SPONSORED ADR4.02%$15M63.4K
3CLSKCLEANSPARK ORDhistory →COM3.76%$14M474.3K
4XILINX ORDCOM3.71%$14M95.9K
5RYAAYRYANAIR HOLDINGS ORDhistory →COM2.61%$10M87.0K
6GRUBHUB ORDCOM2.52%$9M124.2K
7BPBP ADR EACH REPSTNG SIX ORDhistory →SPONSORED ADR2.43%$9M434.3K
8AZNNASTRAZENECA ADR REP 0.5 ORDhistory →SPONSORED ADR2.20%$8M161.4K
9TUSCAN HOLDINGS ORDCOM2.04%$7M437.7K
10BYRNA TECHNOLOGIES ORDCOM1.80%$7M4.55M
11EQNREQUINOR ADR REP ORDhistory →SPONSORED ADR1.64%$6M365.8K
12ROYAL DUTCH SHELL ADR REP 2 CL A ORDSPONSORED ADR1.64%$6M170.7K
13GX ACQUISITON CL A ORDCOM1.53%$6M508.9K
14FORTRESS VALUE ACQUISITION CORP IICOM1.23%$5M420.5K
15MERSANA THERAPEUTICS ORDCOM1.20%$4M165.2K
16HUDSON EXECUTIVE INVESTMENT CL A ORDCOM1.17%$4M398.7K
17CNOOC ADR REP 100 CL H ORDSPONSORED ADR1.15%$4M45.9K
18REDBALL ACQUISITION CL A ORDCOM1.10%$4M372.1K
19DDDUPONT DE NEMOURS ORDhistory →COM1.10%$4M56.5K
20CLNECLEAN ENERGY FUELS ORDhistory →COM1.09%$4M508.3K
21MACQUARIE INFRASTRUCTURE ORDCOM1.08%$4M105.5K
22STABLE ROAD ACQUISITION CL A ORDCOM0.93%$3M189.6K
23SSLSASOL ADR REP 1 ORDSPONSORED ADR0.90%$3M372.2K
24LYGLLOYDS BANKING GROUP ADR 4 ORDSPONSORED ADR0.89%$3M1.67M
25SONOSONOS ORDCOM0.89%$3M140.1K
26SWITCHBACK ENERGY ACQUISITI CL A ORDCOM0.88%$3M81.0K
27CC NEUBERGER PRNCPL HLD I CL A ORDCOM0.85%$3M287.0K
28BABOEING ORDCOM0.85%$3M14.5K
29HSBCHSBC HOLDINGS ADR REP 5 ORDSPONSORED ADR0.84%$3M118.9K
30RKTROCKET COMPANIES CL A ORDCOM0.83%$3M150.0K
31GOOGLALPHABET CL A ORDCOM0.81%$3M1.7K
32HYLNHYLIION HOLDINGS CL A ORDCOM0.80%$3M178.6K
33DECARBONIZATION PLUS ACQ CL A ORDCOM0.80%$3M276.0K
34CRESCENT ACQUISITION CL A ORDCOM0.79%$3M276.5K
35OPENOPENDOOR TECHNOLOGIES ORDCOM0.76%$3M121.9K
36VELODYNE LIDAR ORDCOM0.73%$3M117.6K
37FLUXFLUX POWER HOLDINGS ORDCOM0.67%$2M142.7K
38TTENTOTAL ADR REP 1 ORDSPONSORED ADR0.67%$2M58.5K
39CRMSALESFORCE.COM ORDCOM0.62%$2M10.3K
40SBSWSIBANYE STILLWATER ADR REP 4 ORDSPONSORED ADR0.62%$2M144.1K
41TSTENARIS ADR REP 2 ORDSPONSORED ADR0.60%$2M138.3K
42CHINA MOBILE ADR REPSG 5 ORDSPONSORED ADR0.59%$2M75.3K
43TRITERRAS CL A ORDCOM0.58%$2M194.1K
44SKYSKYLINE CHAMPION ORDCOM0.58%$2M68.9K
45BARCLAYS IPTH SRS B S&P SHRT TRM ETNCOM0.57%$2M124.7K
46QURATE RETAIL 8 0 PRFCOM0.54%$2M20.0K
47SOCIAL CAP HEDOSOP HOLD VI CL A ORDCOM0.52%$2M155.4K
48LORDSTOWN MOTORS CL A ORDCOM0.51%$2M92.5K
49INFLARX ORDCOM0.48%$2M350.0K
50ARGXARGENX ADR REP ORDSPONSORED ADR0.46%$2M5.8K
51XPERI HOLDING ORDCOM0.46%$2M80.0K
52CF FINANCE ACQUISITION II CL A ORDCOM0.42%$2M139.8K
53LMPXLMP AUTOMOTIVE HOLDINGS ORDCOM0.40%$1M58.8K
54CHURCHILL CAPITAL CORP IICOM0.39%$1M139.7K
55GORES HOLDINGS IV CL A ORDCOM0.38%$1M107.2K
56GRFSGRIFOLS ADR REP ONE NON VTG CL B ORDSPONSORED ADR0.38%$1M76.2K
57WBAWALGREEN BOOTS ALLIANCE ORDCOM0.38%$1M35.0K
58SPWHSPORTSMANS WAREHOUSE HOLDINGS ORDCOM0.38%$1M79.5K
59NCLHNORWEGIAN CRUISE LINE HOLDINGS ORDCOM0.38%$1M54.9K
60OXYOCCIDENTAL PETROLEUM ORDCOM0.38%$1M79.5K
61BBLBHP GROUP ADR REP 2 ORDSPONSORED ADR0.37%$1M25.8K
62SILVER SPIKE ACQUISITION CL A ORDCOM0.37%$1M107.0K
63ARENA PHARMACEUTICALS ORDCOM0.37%$1M17.5K
64ARTIUS ACQUISITION CL A ORDCOM0.36%$1M124.8K
65NVONOVO NORDISK ADR REPSG 1 ORDSPONSORED ADR0.36%$1M18.9K
66STARBOARD VALUE ACQUISITION CL A ORDCOM0.36%$1M126.9K
67GTBIFGREEN THUMB INDUSTRIES INC (PNK)COM0.35%$1M53.0K
68APOLLO STRATEGIC GROW CAP CL A ORDCOM0.35%$1M123.6K
69DISWALT DISNEY ORDCOM0.35%$1M7.0K
70KRYSKRYSTAL BIOTECH ORDCOM0.35%$1M21.1K
71VISTA OUTDOOR ORDCOM0.35%$1M53.4K
72SUSTAINABLE OPPORT ACQ CL A ORDCOM0.34%$1M116.3K
73TREURTRILLIUM THERAPEUTICS ORDCOM0.34%$1M85.0K
74SEQUANS COMMUNICATIONS ADR REP 4 ORDSPONSORED ADR0.34%$1M206.7K
75TAILWIND ACQUISITION CL A ORDCOM0.34%$1M120.0K
76OSPREY TECHNOLOGY ACQUISITI CL A ORDCOM0.34%$1M119.0K
77BIIBBIOGEN ORDCOM0.33%$1M5.0K
78CCLCARNIVAL ORDCOM0.32%$1M54.5K
79ACAMAR PARTNERS ACQUISITION CL A ORDCOM0.32%$1M104.1K
80SCVX CL A ORDCOM0.32%$1M112.5K
81CRLBFCRESCO LABS ORDCOM0.31%$1M117.0K
82NVSNOVARTIS ADR REPSG 1 ORDSPONSORED ADR0.31%$1M11.9K
83FORTERRA ORDCOM0.31%$1M65.4K
84ALTISOURCE PORTFOLIO SOLUTIONS ORDCOM0.30%$1M86.3K
85BIOTELEMETRY ORDCOM0.29%$1M15.0K
86GENERAL ELECTRIC ORDCOM0.29%$1M100.0K
87CVXCHEVRON ORDCOM0.29%$1M12.5K
88WTWWILLIS TOWERS WATSON ORDCOM0.29%$1M5.0K
89AIVAPARTMENT INVST MGT CL A REIT ORDCOM0.29%$1M199.0K
90TAT&T ORDCOM0.28%$1M36.1K
91FUSION ACQUISITION CL A ORDCOM0.28%$1M91.0K
92AMSCAMERICAN SUPERCONDUCTOR ORDCOM0.27%$1M43.0K
93PACBPACIFIC BIOSCIENCES OF CALIFRNIA ORDCOM0.27%$1M38.6K
94LINDE ORDCOM0.27%$974,0003.7K
95MUMICRON TECHNOLOGY ORDCOM0.26%$962,00012.8K
96VNOVORNADO REALTY REIT ORDCOM0.25%$933,00025.0K
97BMYBRISTOL MYERS SQUIBB ORDCOM0.25%$930,00015.0K
98GS ACQUISITION HOLDINGS II CL A ORDCOM0.25%$914,00083.9K
99LGL SYSTEMS ACQUISITION CL A ORDCOM0.25%$906,00089.5K
100GDYNGRID DYNAMICS HOLDINGS CL A ORDCOM0.25%$900,00071.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$278M989Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$229M840Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$354M992Jan 16, 202613F-HRchanges · EDGAR ↗
Q2 2025$236M1,100Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$164M829Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$193M742Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$208M755Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$149M526Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$166M767May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$90M569Jan 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$168M704Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$79M634Jul 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$87M673Apr 12, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review681Jan 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$144M830Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$136M885Jul 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$106M925Apr 25, 202213F-HRchanges · EDGAR ↗
Q4 2021$187M605Feb 1, 2022RESTATEMENTchanges · EDGAR ↗
Q3 2021$215M739Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$251M821Jul 14, 202113F-HRchanges · EDGAR ↗
Q1 2021$268M804Apr 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$367M821Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$237M524Oct 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$172M451Jul 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$131M502Apr 9, 202013F-HRchanges · EDGAR ↗
Q4 2019$323M893Jan 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$327M976Oct 25, 201913F-HRchanges · EDGAR ↗
Q2 2019$339M1,036Jul 24, 201913F-HRchanges · EDGAR ↗
Q1 2019$292M801Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$286M764Jan 22, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • MYDA Advisors LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.