SEC 13F Intelligence

Managers / Q3 2019 · view latest →

FNY Investment Advisers, LLC

CIK 0001742998 · 1540 BROADWAY, SUITE 1600, NEW YORK, NY, 10036 · 2123316461

Reported Value
$327M
Q3 2019
Positions
976
Filings on Record
32
2019–present window
Filed
Oct 25, 2019
original filing

Summary

Fny Investment Advisers, LLC reported $327M in U.S.-listed holdings across 976 positions for Q3 2019.

Its largest position, CELG, represents 19.4% of the portfolio.

Compared with Q2 2019, the fund opened 367 new positions and exited 445.

Portfolio Metrics

Turnover
+58.8%
vs prior filed quarter
Top-10 Concentration
+48.4%
share of reported value
Largest Position
+19.4%
Celgene Ord
New / Exited
367 / 445
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $286MQ4 ’18Q1 ’19: $292MQ2 ’19: $339MQ3 ’19: $327MQ4 ’19: $323MQ4 ’19Q1 ’20: $131MQ2 ’20: $172MQ3 ’20: $237MQ4 ’20: $367MQ4 ’20Q1 ’21: $268MQ2 ’21: $251MQ3 ’21: $215MQ4 ’21: $187MQ4 ’21Q1 ’22: $106MQ2 ’22: $136MQ3 ’22: $144MQ1 ’23: $87MQ1 ’23Q2 ’23: $79MQ3 ’23: $168MQ4 ’23: $90MQ1 ’24: $166MQ1 ’24Q2 ’24: $149MQ3 ’24: $208MQ4 ’24: $193MQ1 ’25: $164MQ1 ’25Q2 ’25: $236MQ4 ’25: $354MQ1 ’26: $229MQ2 ’26: $278MQ2 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 57.5%Other: 23.8%ADR: 9.9%Closed-End Fund: 3.4%ETP: 3.4%Other: 1.9%
  • Common Stock · 57.5% · $188M
  • Other · 23.8% · $78M
  • ADR · 9.9% · $32M
  • Closed-End Fund · 3.4% · $11M
  • ETP · 3.4% · $11M
  • Other · 1.9% · $6M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GENESEE & WYOMING CL A ORDNEW+67.2K67.2K+$7M$7M
LVSLAS VEGAS SANDS ORDNEW+82.7K82.7K+$5M$5M
LINDE ORDNEW+23.5K23.5K+$5M$5M
VVISA CL A ORDNEW+26.4K26.4K+$5M$5M
BFHALLIANCE DATA SYSTEMS ORDNEW+31.0K31.0K+$4M$4M
LIBERTY GLOBAL CL C ORDNEW+104.7K104.7K+$2M$2M
BB AND T ORDNEW+45.3K45.3K+$2M$2M
CARBON BLACK ORDNEW+90.7K90.7K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

489 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1CELGCELGENE ORDhistory →COM19.43%$64M640.0K
2ALLERGAN ORDCOM6.39%$21M124.1K
3SOCIAL CPTL HEDOSOPHIA HLD CL A ORDCOM3.84%$13M1.17M
4ZAYO GROUP HOLDINGS ORDCOM3.18%$10M307.2K
5WABCO HOLDINGS ORDCOM3.12%$10M76.4K
6PIVOTAL ACQUISITION CL A ORDCOM2.77%$9M889.1K
7KTKT ADR REP 1/2 ORDhistory →SPONSORED ADR2.62%$9M758.0K
8SPARK THERAPEUTICS ORDCOM2.56%$8M86.3K
9GENESEE & WYOMING CL A ORDCOM2.27%$7M67.2K
10LYGLLOYDS BANKING GROUP ADR 4 ORDhistory →SPONSORED ADR2.23%$7M2.76M
11LVSLAS VEGAS SANDS ORDhistory →COM1.46%$5M82.7K
12LINDE ORDCOM1.39%$5M23.5K
13VVISA CL A ORDhistory →COM1.39%$5M26.4K
14QQQINVSC QQQ TRUST SRS 1 ETFhistory →COM1.22%$4M21.2K
15BFHALLIANCE DATA SYSTEMS ORDhistory →COM1.21%$4M31.0K
16GDXVANECK VECTORS GOLD MINERS ETFhistory →COM1.10%$4M135.1K
17PIVOTAL SOFTWARE CL A ORDCOM1.03%$3M226.8K
18OXYOCCIDENTAL PETROLEUM ORDhistory →COM1.00%$3M73.8K
19CAESARS ENTERTAINMENT ORDCOM0.98%$3M275.7K
20AMDADVANCED MICRO DEVICES ORDCOM0.85%$3M96.2K
21VERSUM MATERIALS ORDCOM0.80%$3M49.7K
22LIBERTY GLOBAL CL C ORDCOM0.76%$2M104.7K
23BB AND T ORDCOM0.74%$2M45.3K
24CARBON BLACK ORDCOM0.72%$2M90.6K
25HEI/AHEICO CL A ORDCOM0.70%$2M23.4K
26DVADAVITA ORDCOM0.69%$2M39.3K
27TALLGRASS ENERGY CL A ORDCOM0.63%$2M102.1K
28BROADCOM 8 00 MANDA CONV SRS A PRFCOM0.63%$2M2.0K
29RYAAYRYANAIR HOLDINGS ORDCOM0.62%$2M30.5K
30IWNISHARES RUSSELL 2000 VALUE ETFCOM0.52%$2M14.2K
31TSTENARIS ADR REP 2 ORDSPONSORED ADR0.52%$2M80.0K
32CYEURCYPRESS SEMICONDUCTOR ORDCOM0.49%$2M69.0K
33RACEFERRARI ORDCOM0.47%$2M10.0K
34FUNCFIRST UNITED ORDCOM0.46%$1M68.0K
35CNCCENTENE ORDCOM0.45%$1M34.0K
36PIVOTAL ACQUISITION CL A RED UNTCOM0.44%$1M125.7K
37BITAUTO HOLDINGS ADR REP 1 ORDSPONSORED ADR0.43%$1M94.0K
38SANBANCO SANTANDER ADR REP 1 ORDSPONSORED ADR0.42%$1M338.2K
39INFLARX ORDCOM0.38%$1M500.0K
40TELFYTELEFONICA ADR REP ONE ADRSPONSORED ADR0.37%$1M159.1K
41PYXUS INTERNATIONAL ORDCOM0.36%$1M91.0K
42DEUTSCHE BANK N ORDCOM0.35%$1M153.3K
43MELLANOX TECHNOLOGIES ORDCOM0.35%$1M10.4K
44BHPBHP GROUP ADRCOM0.33%$1M21.7K
45TRINE ACQUISITION CL A RED UNTCOM0.32%$1M101.6K
46GREENLANE HOLDINGS CL A ORDCOM0.31%$1M295.3K
47GNWGENWORTH FINANCIAL CL A ORDCOM0.30%$992,000225.7K
48CDNSCADENCE DESIGN SYSTEMS ORDCOM0.30%$991,00015.0K
49XILINX ORDCOM0.30%$984,00010.3K
50ALDER BIOPHARMACEUTICALS ORDCOM0.30%$969,00051.4K
51SFTBYSOFTBANK GROUP UNSPONSORED ADRCOM0.29%$955,00048.8K
52CRD/BCRAWFORD CL B ORDCOM0.27%$889,00088.1K
53AMRCN INTL DS REP 1/1000 SRS A PRFCOM0.26%$866,00031.8K
54IHGINTERCONTINENTAL HOTEL ADR REP 1 ORDSPONSORED ADR0.26%$856,00013.8K
55MEDIDATA SOLUTIONS ORDCOM0.26%$846,0009.2K
56AVON PRODUCTS ORDCOM0.25%$825,000187.5K
57GTBIFGREEN THUMB INDUSTRIES ORDCOM0.25%$819,000100.3K
58MAIDEN HOLDINGS LTDCOM0.24%$797,00044.7K
59BRK/BBERKSHIRE HATHWAY CL B ORDCOM0.24%$773,0003.7K
60GOOGLALPHABET CL A ORDCOM0.23%$746,000611
61GNCAQGENOCEA BIOSCIENCES ORDCOM0.22%$733,000253.0K
62VODVODAFONE GROUP ADR REP 10 ORDSPONSORED ADR0.22%$732,00036.8K
63ADESTO TECHNOLOGIES ORDCOM0.22%$731,00085.5K
64CARRIZO OIL AND GAS ORDCOM0.22%$724,00084.4K
65VNCEVINCE HOLDING ORDCOM0.21%$702,00037.0K
66REWALK ROBOTICS LTDCOM0.21%$688,000225.1K
67UBSUBS GROUP N ORDCOM0.21%$686,00060.7K
68LUKOYPJSC LUKOIL SPON ADR REP ORDSPONSORED ADR0.21%$678,0008.2K
69ENSGENSIGN GROUP ORDCOM0.20%$664,00015.0K
70J2 ACQUISITION ORDCOM0.20%$650,00066.0K
71EL PASO ELECTRIC ORDCOM0.20%$650,0009.7K
72KTOSKRATOS DEFENSE AND SECURITY SOLS ORDCOM0.20%$650,00035.0K
73MPCMARATHON PETROLEUM ORDCOM0.20%$645,00010.6K
74PIVOTAL INVESTMENT CL A ORDCOM0.20%$644,00066.5K
75WF DS RP 0.001 CL A SRS O NON CM PRFCOM0.19%$636,00025.7K
76TSNTYSON FOODS CL A ORDCOM0.19%$636,0007.4K
77SILVERCREST METALS ORDCOM0.19%$627,000120.5K
78ARGXARGENX ADR REP ORDSPONSORED ADR0.19%$623,0005.5K
79AVALGRUPO AVL ACIONS Y VL ADR REP 20 PRFSPONSORED ADR0.18%$588,00078.9K
80TRINE ACQUISITION CL A ORDCOM0.18%$584,00059.2K
81KOCOCA-COLA ORDCOM0.17%$561,00010.3K
82PRESIDIO ORDCOM0.17%$540,00032.0K
83MUMICRON TECHNOLOGY ORDCOM0.16%$538,00012.6K
84WLS DS REP 1/1000 CL A SRS Q PRP PRFCOM0.16%$528,00020.0K
85BANCO SANT M XIC ADS REP 5 SRS B ORDCOM0.16%$519,00082.5K
86TWIN RIVER WORLDWIDE HOLDINGS ORDCOM0.15%$499,00021.9K
87WDOFFWESDOME GOLD MINES ORDCOM0.15%$485,000107.2K
88SBACSBA COMMUNICATIONS CL A REIT ORDCOM0.15%$483,0002.0K
89XJQCXNUVEEN CREDIT STRATEGIES INCOME CFCOM0.15%$477,00063.9K
90INDAISHARES MSCI INDIA INDEX ETFCOM0.14%$465,00013.9K
91TMUST MOBILE US ORDCOM0.14%$459,0005.8K
92DNBFDNB FINANCIAL ORDCOM0.14%$451,00010.1K
93SCORPIO TANKERS ORDCOM0.14%$448,00015.1K
94HGVHILTON GRAND VACATIONS ORDCOM0.14%$448,00014.0K
95CWENCLEARWAY ENERGY CL A ORDCOM0.13%$438,00025.3K
96NAVIGANT CONSULTING ORDCOM0.13%$437,00015.7K
97SHOPSHOPIFY CL A SUB VTG ORDCOM0.13%$433,0001.4K
98WF DS REP SRS X NN CM PRP CL A PRFCOM0.13%$432,00017.0K
99GLAXOSMITHKLINE ADR REP TWO ORDSPONSORED ADR0.13%$426,00010.0K
100AZUL ADR REP 3 PRFSPONSORED ADR0.13%$426,00011.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$278M989Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$229M840Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$354M992Jan 16, 202613F-HRchanges · EDGAR ↗
Q2 2025$236M1,100Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$164M829Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$193M742Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$208M755Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$149M526Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$166M767May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$90M569Jan 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$168M704Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$79M634Jul 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$87M673Apr 12, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review681Jan 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$144M830Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$136M885Jul 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$106M925Apr 25, 202213F-HRchanges · EDGAR ↗
Q4 2021$187M605Feb 1, 2022RESTATEMENTchanges · EDGAR ↗
Q3 2021$215M739Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$251M821Jul 14, 202113F-HRchanges · EDGAR ↗
Q1 2021$268M804Apr 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$367M821Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$237M524Oct 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$172M451Jul 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$131M502Apr 9, 202013F-HRchanges · EDGAR ↗
Q4 2019$323M893Jan 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$327M976Oct 25, 201913F-HRchanges · EDGAR ↗
Q2 2019$339M1,036Jul 24, 201913F-HRchanges · EDGAR ↗
Q1 2019$292M801Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$286M764Jan 22, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • Quad Capital Management Advisors LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.