SEC 13F Intelligence

Managers / Q3 2021 · view latest →

FNY Investment Advisers, LLC

CIK 0001742998 · 1540 BROADWAY, SUITE 1600, NEW YORK, NY, 10036 · 2123316461

Reported Value
$215M
Q3 2021
Positions
739
Filings on Record
32
2019–present window
Filed
Oct 13, 2021
original filing

Summary

Fny Investment Advisers, LLC reported $215M in U.S.-listed holdings across 739 positions for Q3 2021.

Its largest position, GOOGL, represents 5.2% of the portfolio.

Compared with Q2 2021, the fund opened 281 new positions and exited 347.

Portfolio Metrics

Turnover
+61.0%
vs prior filed quarter
Top-10 Concentration
+26.5%
share of reported value
Largest Position
+5.2%
Alphabet Ord
New / Exited
281 / 347
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $286MQ4 ’18Q1 ’19: $292MQ2 ’19: $339MQ3 ’19: $327MQ4 ’19: $323MQ4 ’19Q1 ’20: $131MQ2 ’20: $172MQ3 ’20: $237MQ4 ’20: $367MQ4 ’20Q1 ’21: $268MQ2 ’21: $251MQ3 ’21: $215MQ4 ’21: $187MQ4 ’21Q1 ’22: $106MQ2 ’22: $136MQ3 ’22: $144MQ1 ’23: $87MQ1 ’23Q2 ’23: $79MQ3 ’23: $168MQ4 ’23: $90MQ1 ’24: $166MQ1 ’24Q2 ’24: $149MQ3 ’24: $208MQ4 ’24: $193MQ1 ’25: $164MQ1 ’25Q2 ’25: $236MQ4 ’25: $354MQ1 ’26: $229MQ2 ’26: $278MQ2 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 38.7%Other: 30.7%ADR: 21.9%Closed-End Fund: 3.5%PUBLIC: 1.8%Other: 3.5%
  • Common Stock · 38.7% · $83M
  • Other · 30.7% · $66M
  • ADR · 21.9% · $47M
  • Closed-End Fund · 3.5% · $8M
  • PUBLIC · 1.8% · $4M
  • Other · 3.5% · $7M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ARDAGH GROUP CL A ORDNEW+279.5K279.5K+$7M$7M
CRMSALESFORCE.COM ORDNEW+13.3K13.3K+$4M$4M
NFLXNETFLIX ORDNEW+5.6K5.6K+$3M$3M
SSLSASOL ADR REP 1 ORDNEW+179.1K179.1K+$3M$3M
ZWSZURN WATER SOLUTIONS ORDNEW+88.0K88.0K+$3M$3M
LOGILOGITECH N ORDNEW+31.0K31.0K+$3M$3M
BILIBILIBILI ADSNEW+41.0K41.0K+$3M$3M
NVSNOVARTIS ADR REPSG 1 ORDNEW+32.4K32.4K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

483 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1GOOGLALPHABET CL A ORDhistory →COM5.24%$11M4.2K
2XILINX ORDCOM3.34%$7M47.7K
3ARDAGH GROUP CL A ORDCOM3.31%$7M279.5K
4TIGA ACQUISITION CL A ORDCOM2.62%$6M558.3K
5BPBP ADR EACH REPSTNG SIX ORDhistory →SPONSORED ADR2.56%$6M202.0K
6TAKTAKEDA PHARMA ADR REP 0.5 ORDhistory →SPONSORED ADR2.21%$5M290.8K
7LEFTERIS ACQUISITION CL A ORDCOM1.95%$4M430.1K
8HENNESSY CAPITAL INVESTMENT CL A ORDCOM1.91%$4M417.8K
9NOKNOKIA ADR REPSG 1 SER A ORDhistory →SPONSORED ADR1.72%$4M680.0K
10CRMSALESFORCE.COM ORDhistory →COM1.67%$4M13.3K
11NFLXNETFLIX ORDhistory →COM1.58%$3M5.6K
12SSLSASOL ADR REP 1 ORDhistory →SPONSORED ADR1.57%$3M179.1K
13IHS MARKIT ORDCOM1.49%$3M27.5K
14ZWSZURN WATER SOLUTIONS ORDhistory →COM1.33%$3M88.0K
15QURATE RETAIL 8 0 PRFCOM1.28%$3M25.5K
16LOGILOGITECH N ORDhistory →COM1.27%$3M31.0K
17BILIBILIBILI ADShistory →COM1.26%$3M41.0K
18NVSNOVARTIS ADR REPSG 1 ORDhistory →SPONSORED ADR1.23%$3M32.4K
19ZANITE ACQUISITION CL A ORDCOM1.21%$3M258.8K
20DMY TECHNOLOGY GROUP CL A ORDCOM1.18%$3M244.7K
21DELLDELL TECHNOLOGIES CL C ORDhistory →COM1.17%$3M24.2K
22AZNNASTRAZENECA ADR REP 0.5 ORDhistory →SPONSORED ADR1.16%$2M41.6K
23PANWPALO ALTO NETWORKS ORDhistory →COM1.12%$2M5.0K
24DYNAMICS SPECIAL PURPOSE CL A ORDCOM1.10%$2M237.6K
25BBLBHP GROUP ADR REP 2 ORDhistory →SPONSORED ADR1.07%$2M45.5K
26PERSHING SQUARE TONTINE HLD CL A ORDCOM1.07%$2M117.0K
27LYGLLOYDS BANKING GROUP ADR 4 ORDhistory →SPONSORED ADR1.05%$2M920.4K
28BRIDGETOWN HOLDINGS CL A ORDCOM1.03%$2M225.3K
29ABBNYABB ADR REP 1 ORDhistory →SPONSORED ADR1.01%$2M65.2K
30DEODIAGEO ADR REP 4 ORDSPONSORED ADR0.99%$2M11.0K
31STLASTELLANTIS ORDCOM0.98%$2M110.4K
32ERICERICSSON SPON ADR REP 1 CL B ORDSPONSORED ADR0.96%$2M185.5K
33JXNJACKSON FINANCIAL CL A ORDCOM0.94%$2M78.3K
34IPINTERNATIONAL PAPER ORDCOM0.93%$2M38.0K
35GFIGOLD FIELDS ADR REP 1 ORDSPONSORED ADR0.93%$2M246.1K
36CNHCNH INDUSTRIAL ORDCOM0.92%$2M118.8K
37SAPSAP ADR REP 1 ORDSPONSORED ADR0.88%$2M14.0K
38IBMINTERNATIONAL BUSINESS MACHINES ORDCOM0.87%$2M13.5K
39RMDRESMED ORDCOM0.80%$2M6.5K
40BYRNBYRNA TECHNOLOGIES ORDCOM0.75%$2M74.0K
41MTARCELORMITTAL ADRCOM0.70%$2M50.0K
42CROWN ELECTROKINETICS ORDCOM0.65%$1M350.3K
43DECARBONIZATION PLS ACQ III CL A ORDCOM0.64%$1M136.5K
44BMYBRISTOL MYERS SQUIBB ORDCOM0.62%$1M22.6K
45NVDANVIDIA ORDCOM0.61%$1M6.4K
46STMSTMICROELECTRONICS ADRCOM0.61%$1M30.0K
47ITUBITAU UNIBANCO HOLDING ADR REP 1 PRFSPONSORED ADR0.54%$1M270.0K
48ALCALCON AGCOM0.54%$1M14.5K
49DMY TECHNOLOGY GROUP IV CL A ORDCOM0.53%$1M115.9K
50SOCIAL CAPITAL SUVRETTA HOLDINGS CORP IIICOM0.53%$1M116.0K
51AIRGAIRGAIN ORDCOM0.52%$1M88.7K
52TDCTERADATA ORDCOM0.50%$1M18.9K
53SOCIAL CAP SUVRETTA HLD IV CL A ORDCOM0.49%$1M108.0K
54SNNSMITH NEPHEW ADR REP 2 ORDSPONSORED ADR0.48%$1M30.0K
55SOCIAL CAP SUVRETTA HLD II CL A ORDCOM0.46%$989,000100.2K
56SOCIAL CAPITAL SUVRETTA CL A ORDCOM0.44%$954,00095.9K
57ISUNQISUN ORDCOM0.43%$927,000111.7K
58FLUXFLUX POWER HOLDINGS ORDCOM0.42%$898,000176.8K
59IRON SPARK I CL A ORDCOM0.42%$895,00089.6K
60SVF INVESTMENT 2 CL A ORDCOM0.41%$893,00091.0K
61MACK CALI REALTY REIT ORDCOM0.40%$856,00050.0K
62ASMLFASML HOLDING ADR REP ORDSPONSORED ADR0.39%$850,0001.1K
63VMWARE CL A ORDCOM0.39%$847,0005.7K
64FIVNFIVE9 ORDCOM0.38%$826,0005.2K
65HEALTHCOR CATALIO ACQUISTN CL A ORDCOM0.38%$823,00083.2K
66INFLARX ORDCOM0.38%$823,000318.0K
67VNCEVINCE HOLDING ORDCOM0.36%$782,00094.9K
68SVF INVESTMENT 3 CL A ORDCOM0.36%$779,00079.3K
69ALTIMETER GROWTH CL A ORDCOM0.35%$759,00076.0K
70VISTVISTA OIL GAS ADR REP SRS A ORDSPONSORED ADR0.33%$717,000142.6K
71WESCO INTERL 1000 DS RP 1 SRS A PRFCOM0.33%$706,00022.5K
72CLDRCLOUDERA ORDCOM0.32%$698,00043.7K
73KRESPDR S&P REGIONAL BANKING ETFCOM0.31%$677,00010.0K
74MAPSWM TECHNOLOGY CL A ORDCOM0.31%$676,00046.6K
75SANDERSON FARMS ORDCOM0.31%$674,0003.6K
76BEEMBEAM GLOBAL ORDCOM0.31%$667,00024.4K
77PHGKONINKLIJKE PHILIPS ADRCOM0.31%$666,00015.0K
78VECTOR ACQUISITION II CL A ORDCOM0.27%$590,00060.5K
79VICIVICI PPTYS ORDCOM0.27%$582,00020.5K
80TMETENCENT MUSC ENT ADR REP 2 CL A ORDSPONSORED ADR0.27%$580,00080.1K
81DNAGINKGO BIOWORKS HOLD CL A ORDCOM0.27%$577,00049.8K
82FIRST TRUST HIGH INCOME LONG SHRT CFCOM0.26%$565,00035.6K
83VIVOPOWER INTERNATIO ORDCOM0.25%$544,00096.4K
84GEF/BGREIF CL B ORDCOM0.24%$524,0008.1K
85EAELECTRONIC ARTS ORDCOM0.24%$519,0003.6K
86PRIME IMPACT ACQUISITION I CL A ORDCOM0.24%$511,00052.0K
87JAWS MUSTANG ACQUISITION UNTCOM0.23%$502,00050.0K
88MUMICRON TECHNOLOGY ORDCOM0.23%$496,0007.0K
89UUNITY SOFTWARE ORDCOM0.23%$492,0003.9K
90XPAC ACQUISITION UNTCOM0.23%$491,00050.0K
91DYAIDYADIC INTL ORDCOM0.22%$464,00083.5K
92TAILWIND ACQUISITION CL A ORDCOM0.20%$436,00044.7K
93FIFTH WALL ACQUISITION III CL A ORDCOM0.20%$433,00044.1K
94HEIHEICO ORDCOM0.20%$432,0003.3K
95GRFSGRIFOLS ADR REP ONE NON VTG CL B ORDSPONSORED ADR0.20%$423,00029.0K
96BHPBHP GROUP ADRCOM0.19%$420,0007.9K
97SCIPLAY CL A ORDCOM0.19%$413,00020.0K
98KHOSLA VENTURES ACQUISITION II COCOM0.19%$405,00039.8K
99GRINDROD SHIPPING HOLDINGS ORDCOM0.19%$399,00025.9K
100ALDEL FINANCIAL CL A ORDCOM0.19%$399,00039.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$278M989Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$229M840Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$354M992Jan 16, 202613F-HRchanges · EDGAR ↗
Q2 2025$236M1,100Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$164M829Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$193M742Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$208M755Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$149M526Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$166M767May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$90M569Jan 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$168M704Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$79M634Jul 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$87M673Apr 12, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review681Jan 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$144M830Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$136M885Jul 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$106M925Apr 25, 202213F-HRchanges · EDGAR ↗
Q4 2021$187M605Feb 1, 2022RESTATEMENTchanges · EDGAR ↗
Q3 2021$215M739Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$251M821Jul 14, 202113F-HRchanges · EDGAR ↗
Q1 2021$268M804Apr 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$367M821Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$237M524Oct 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$172M451Jul 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$131M502Apr 9, 202013F-HRchanges · EDGAR ↗
Q4 2019$323M893Jan 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$327M976Oct 25, 201913F-HRchanges · EDGAR ↗
Q2 2019$339M1,036Jul 24, 201913F-HRchanges · EDGAR ↗
Q1 2019$292M801Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$286M764Jan 22, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • MYDA Advisors LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.