SEC 13F Intelligence

Managers / Q2 2019 · view latest →

FNY Investment Advisers, LLC

CIK 0001742998 · 1540 BROADWAY, SUITE 1600, NEW YORK, NY, 10036 · 2123316461

Reported Value
$339M
Q2 2019
Positions
1,036
Filings on Record
32
2019–present window
Filed
Jul 24, 2019
original filing

Summary

Fny Investment Advisers, LLC reported $339M in U.S.-listed holdings across 1,036 positions for Q2 2019.

Its largest position, Anadarko Petroleum Ord, represents 14.4% of the portfolio.

Compared with Q1 2019, the fund opened 506 new positions and exited 275.

Portfolio Metrics

Turnover
+62.8%
vs prior filed quarter
Top-10 Concentration
+57.1%
share of reported value
Largest Position
+14.4%
Anadarko Petroleum Ord
New / Exited
506 / 275
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $286MQ4 ’18Q1 ’19: $292MQ2 ’19: $339MQ3 ’19: $327MQ4 ’19: $323MQ4 ’19Q1 ’20: $131MQ2 ’20: $172MQ3 ’20: $237MQ4 ’20: $367MQ4 ’20Q1 ’21: $268MQ2 ’21: $251MQ3 ’21: $215MQ4 ’21: $187MQ4 ’21Q1 ’22: $106MQ2 ’22: $136MQ3 ’22: $144MQ1 ’23: $87MQ1 ’23Q2 ’23: $79MQ3 ’23: $168MQ4 ’23: $90MQ1 ’24: $166MQ1 ’24Q2 ’24: $149MQ3 ’24: $208MQ4 ’24: $193MQ1 ’25: $164MQ1 ’25Q2 ’25: $236MQ4 ’25: $354MQ1 ’26: $229MQ2 ’26: $278MQ2 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 73.3%ADR: 11.1%Other: 10.6%ETP: 2.4%Closed-End Fund: 2.0%Other: 0.6%
  • Common Stock · 73.3% · $249M
  • ADR · 11.1% · $38M
  • Other · 10.6% · $36M
  • ETP · 2.4% · $8M
  • Closed-End Fund · 2.0% · $7M
  • Other · 0.6% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LPLLG DISPLAY ADR REP 1/2 ORDNEW+510.5K510.5K+$4M$4M
ARRAY BIOPHARMA ORDNEW+78.2K78.2K+$4M$4M
LYBLYONDELLBASELL INDUSTRIES CL A ORDNEW+36.8K36.8K+$3M$3M
HEI/AHEICO CL A ORDNEW+18.9K18.9K+$2M$2M
LEO HOLDINGS CL A ORDNEW+187.5K187.5K+$2M$2M
AXONAXON ENTERPRISE ORDNEW+29.1K29.1K+$2M$2M
SOCIAL CPTL HEDOSOPHIA HLD CL A ORDNEW+151.1K151.1K+$2M$2M
BARCLAYS IPTH SRS B S&P SHRT TRM ETNNEW+58.5K58.5K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2019

486 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ANADARKO PETROLEUM ORDCOM14.44%$49M694.0K
2RED HAT ORDCOM14.03%$48M253.5K
3CELGCELGENE ORDhistory →COM12.08%$41M443.2K
4SPARK THERAPEUTICS ORDCOM3.42%$12M113.3K
5ZAYO GROUP HOLDINGS ORDCOM2.66%$9M273.9K
6KTKT ADR REP 1/2 ORDhistory →SPONSORED ADR2.61%$9M716.2K
7FDCFIRST DATA CL A ORDhistory →COM2.13%$7M266.9K
8LYGLLOYDS BANKING GROUP ADR 4 ORDhistory →SPONSORED ADR2.11%$7M2.53M
9PIVOTAL ACQUISITION CL A ORDCOM2.10%$7M701.5K
10MELLANOX TECHNOLOGIES ORDCOM1.55%$5M47.6K
11LPLLG DISPLAY ADR REP 1/2 ORDhistory →SPONSORED ADR1.17%$4M510.5K
12ARRAY BIOPHARMA ORDCOM1.07%$4M78.2K
13AMZNAMAZON COM ORDCOM0.96%$3M1.7K
14LYBLYONDELLBASELL INDUSTRIES CL A ORDCOM0.93%$3M36.8K
15DATATABLEAU SOFTWARE CL A ORDCOM0.92%$3M18.7K
16RIORIO TINTO ADR REP ONE ORDSPONSORED ADR0.86%$3M46.9K
17CAESARS ENTERTAINMENT ORDCOM0.86%$3M246.3K
18UQM TECHNOLOGIES ORDCOM0.75%$3M1.55M
19AU OPTRONICS ADR REP 10 ORDSPONSORED ADR0.71%$2M809.8K
20TMCXTRINITY MERGER CL A ORDCOM0.61%$2M200.5K
21GDXVANECK VECTORS GOLD MINERS ETFCOM0.58%$2M77.4K
22HEI/AHEICO CL A ORDCOM0.58%$2M18.9K
23LEO HOLDINGS CL A ORDCOM0.57%$2M187.5K
24AXONAXON ENTERPRISE ORDCOM0.55%$2M29.1K
25NVDANVIDIA ORDCOM0.54%$2M11.2K
26GOOGLALPHABET CL A ORDCOM0.49%$2M1.5K
27VERSUM MATERIALS ORDCOM0.48%$2M31.6K
28BHPBHP GROUP ADRCOM0.48%$2M28.0K
29SOCIAL CPTL HEDOSOPHIA HLD CL A ORDCOM0.46%$2M151.1K
30KOCOCA-COLA ORDCOM0.46%$2M30.6K
31BARCLAYS IPTH SRS B S&P SHRT TRM ETNCOM0.45%$2M58.5K
32SK TELECOM ADR RPSTNG 1/9 ORDSPONSORED ADR0.44%$1M59.7K
33PIVOTAL ACQUISITION CL A RED UNTCOM0.43%$1M125.6K
34EEMISHARES MSCI EMERGING MARKETS ETFCOM0.41%$1M32.5K
35AKTSQAKOUSTIS TECHNOLOGIE ORDCOM0.38%$1M203.0K
36ALLERGAN ORDCOM0.38%$1M7.6K
37AVON PRODUCTS ORDCOM0.38%$1M328.4K
38FNSRFINISAR ORDCOM0.33%$1M49.5K
39WDCWESTERN DIGITAL ORDCOM0.33%$1M23.7K
40CRAYCRAY ORDCOM0.33%$1M32.1K
41TRINE ACQUISITION CL A RED UNTCOM0.33%$1M110.6K
42GLOBAL BLOOD THERAPEUTICS ORDCOM0.30%$1M19.3K
43METAFACEBOOK CL A ORDCOM0.30%$1M5.2K
44BIOHAVEN PHARMACEUTICAL HOLDING ORDCOM0.29%$989,00022.6K
45SANBANCO SANTANDER ADR REP 1 ORDSPONSORED ADR0.28%$965,000210.9K
46STZCONSTELLATION BRANDS CL A ORDCOM0.27%$907,0004.6K
47TMUST MOBILE US ORDCOM0.26%$898,00012.1K
48MUMICRON TECHNOLOGY ORDCOM0.26%$897,00023.3K
49INFLARX ORDCOM0.26%$884,000280.0K
50CNCCENTENE ORDCOM0.25%$864,00016.5K
51UMCUNITED MICR ELCTRNS ADR REP 5 ORDSPONSORED ADR0.25%$844,000382.0K
52WABCO HOLDINGS ORDCOM0.25%$839,0006.3K
53VODVODAFONE GROUP ADR REP 10 ORDSPONSORED ADR0.25%$832,00051.0K
54ZGZILLOW GROUP CL A ORDCOM0.24%$818,00017.9K
55CHANGYOU.COM ADR REP 2 CL A ORDSPONSORED ADR0.24%$817,00085.1K
56GEFGREIF CL A ORDCOM0.23%$781,00024.0K
57UAUNDER ARMOUR CL C ORDCOM0.23%$772,00034.8K
58PBRPETROLEO BRASILEIRO ADR REPSTG 2 ORDSPONSORED ADR0.23%$768,00049.4K
59CRD/BCRAWFORD CL B ORDCOM0.23%$764,00082.1K
60NXPINXP SEMICONDUCTORS ORDCOM0.22%$746,0007.6K
61MUSTANG BIO ORDCOM0.22%$736,000200.0K
62NII HOLDINGS ORDCOM0.21%$726,000430.0K
63TRINE ACQUISITION CL A ORDCOM0.21%$724,00074.7K
64BARNES AND NOBLE ORDCOM0.21%$721,000107.8K
65SPDR S&P OIL & GAS EXPL & PROD ETFCOM0.21%$707,00026.0K
66PPCPILGRIMS PRIDE ORDCOM0.21%$705,00027.8K
67MAIDEN HOLDINGS LTDCOM0.21%$697,00043.6K
68GREENLANE HOLDINGS CL A ORDCOM0.19%$658,00068.7K
69EL PASO ELECTRIC ORDCOM0.19%$654,00010.0K
70THUNDER BRIDGE ACQUISITION CL A ORDCOM0.19%$651,00062.5K
71TSNTYSON FOODS CL A ORDCOM0.19%$645,0008.0K
72AVALGRUPO AVL ACIONS Y VL ADR REP 20 PRFSPONSORED ADR0.19%$641,00080.5K
73HCMHUTCHSN CHINA MEDTCH ADR REP 5 ORDSPONSORED ADR0.19%$634,00028.9K
74QCOMQUALCOMM ORDCOM0.18%$612,0008.1K
75ABBNYABB ADR REP 1 ORDSPONSORED ADR0.17%$576,00028.8K
76SRPTSAREPTA THERAPEUTICS ORDCOM0.17%$574,0003.8K
77FASDIREXION DAILY FINANCIAL BULL 3X ETFCOM0.17%$572,0007.7K
78CAPITOL INVESTMENT CL A ORDCOM0.17%$562,00055.0K
79ORLYO'REILLY AUTOMOTIVE ORDCOM0.16%$553,0001.5K
80BMRCBANK OF MARIN BANCORP ORDCOM0.16%$551,00013.4K
81MSFTMICROSOFT ORDCOM0.16%$550,0004.1K
82UBERUBER TECHNOLOGIES INCCOM0.16%$542,00011.7K
83GNCAQGENOCEA BIOSCIENCES ORDCOM0.16%$526,000134.4K
84SAILPOINT TECHNOLOGIES HOLDINGS ORDCOM0.15%$521,00026.0K
85ALTABA ORDCOM0.15%$507,0007.3K
86MAGELLAN HEALTH ORDCOM0.15%$502,0006.8K
87XJQCXNUVEEN CREDIT STRATEGIES INCOME CFCOM0.15%$497,00062.8K
88SOXXISHARES PHLX SEMICONDUCTOR ETFCOM0.15%$496,0002.5K
89GSGOLDMAN SACHS GROUP ORDCOM0.15%$495,0002.4K
90SOXLDIREXION SEMICONDUCTOR BULL 3X ETFCOM0.14%$478,0003.2K
91PPLPPL ORDCOM0.14%$468,00015.1K
92SMTCSEMTECH ORDCOM0.14%$458,0009.6K
93WDOFFWESDOME GOLD MINES ORDCOM0.13%$456,000111.0K
94FOXAFOX CL A ORDCOM0.13%$452,00012.3K
95CDNSCADENCE DESIGN SYSTEMS ORDCOM0.13%$451,0006.4K
96CICIGNA ORDCOM0.13%$448,0002.8K
97MOTUS GI HOLDINGS ORDCOM0.13%$446,000147.5K
98PERSHING SQR HLDNGS REG S CL USD ORD (PNK)COM0.13%$445,00025.1K
99SABRSABRE ORDCOM0.13%$444,00020.0K
100SHGSHINHAN FINANCIAL ADR REPSG 1 ORDSPONSORED ADR0.13%$432,00011.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$278M989Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$229M840Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$354M992Jan 16, 202613F-HRchanges · EDGAR ↗
Q2 2025$236M1,100Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$164M829Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$193M742Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$208M755Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$149M526Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$166M767May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$90M569Jan 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$168M704Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$79M634Jul 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$87M673Apr 12, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review681Jan 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$144M830Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$136M885Jul 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$106M925Apr 25, 202213F-HRchanges · EDGAR ↗
Q4 2021$187M605Feb 1, 2022RESTATEMENTchanges · EDGAR ↗
Q3 2021$215M739Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$251M821Jul 14, 202113F-HRchanges · EDGAR ↗
Q1 2021$268M804Apr 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$367M821Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$237M524Oct 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$172M451Jul 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$131M502Apr 9, 202013F-HRchanges · EDGAR ↗
Q4 2019$323M893Jan 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$327M976Oct 25, 201913F-HRchanges · EDGAR ↗
Q2 2019$339M1,036Jul 24, 201913F-HRchanges · EDGAR ↗
Q1 2019$292M801Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$286M764Jan 22, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • Quad Capital Management Advisors LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.