SEC 13F Intelligence

Managers / Q3 2023 · view latest →

FNY Investment Advisers, LLC

CIK 0001742998 · 1540 BROADWAY, SUITE 1600, NEW YORK, NY, 10036 · 2123316461

Reported Value
$168M
Q3 2023
Positions
704
Filings on Record
32
2019–present window
Filed
Oct 10, 2023
original filing

Summary

Fny Investment Advisers, LLC reported $168M in U.S.-listed holdings across 704 positions for Q3 2023.

Its largest position, Activision Blizzard Ord, represents 17.6% of the portfolio.

Compared with Q2 2023, the fund opened 263 new positions and exited 192.

Portfolio Metrics

Turnover
+35.2%
vs prior filed quarter
Top-10 Concentration
+54.2%
share of reported value
Largest Position
+17.6%
Activision Blizzard Ord
New / Exited
263 / 192
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $286MQ4 ’18Q1 ’19: $292MQ2 ’19: $339MQ3 ’19: $327MQ4 ’19: $323MQ4 ’19Q1 ’20: $131MQ2 ’20: $172MQ3 ’20: $237MQ4 ’20: $367MQ4 ’20Q1 ’21: $268MQ2 ’21: $251MQ3 ’21: $215MQ4 ’21: $187MQ4 ’21Q1 ’22: $106MQ2 ’22: $136MQ3 ’22: $144MQ1 ’23: $87MQ1 ’23Q2 ’23: $79MQ3 ’23: $168MQ4 ’23: $90MQ1 ’24: $166MQ1 ’24Q2 ’24: $149MQ3 ’24: $208MQ4 ’24: $193MQ1 ’25: $164MQ1 ’25Q2 ’25: $236MQ4 ’25: $354MQ1 ’26: $229MQ2 ’26: $278MQ2 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 74.2%Other: 14.4%ETP: 5.0%ADR: 4.0%Tracking Stk: 0.9%Other: 1.5%
  • Common Stock · 74.2% · $125M
  • Other · 14.4% · $24M
  • ETP · 5.0% · $8M
  • ADR · 4.0% · $7M
  • Tracking Stk · 0.9% · $2M
  • Other · 1.5% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
DHRDANAHER ORDNEW+56.7K56.7K+$12M$12M
KELKELLANOVA ORDNEW+105.6K105.6K+$6M$6M
ARMKARAMARK ORDNEW+139.0K139.0K+$3M$3M
CPRICAPRI HOLDINGS ORDNEW+59.6K59.6K+$3M$3M
ASMLFASML HOLDING ADR REP ORDNEW+4.1K4.1K+$2M$2M
VLTOVERALTO ORDNEW+26.8K26.8K+$2M$2M
LIVENT ORDNEW+104.9K104.9K+$2M$2M
BLUE APRON HOLDINGS CL A ORDNEW+138.6K138.6K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

474 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ACTIVISION BLIZZARD ORDCOM17.63%$30M316.8K
2HORIZON THERAPEUTICS PUBLIC ORDCOM9.93%$17M144.3K
3DHRDANAHER ORDhistory →COM7.38%$12M56.5K
4SEAGEN ORDCOM4.45%$7M35.3K
5KELKELLANOVA ORDhistory →COM3.50%$6M105.6K
6RMDRESMED ORDhistory →COM3.01%$5M34.2K
7VMWARE CL A ORDCOM2.72%$5M27.5K
8ARMKARAMARK ORDhistory →COM2.07%$3M139.0K
9CPRICAPRI HOLDINGS ORDhistory →COM1.86%$3M59.6K
10KOCOCA-COLA ORDhistory →COM1.61%$3M48.5K
11ASMLFASML HOLDING ADR REP ORDhistory →SPONSORED ADR1.44%$2M4.1K
12VLTOVERALTO ORDhistory →COM1.35%$2M26.8K
13NVDANVIDIA ORDhistory →COM1.25%$2M4.8K
14LIVENT ORDCOM1.15%$2M104.9K
15BLUE APRON HOLDINGS CL A ORDCOM1.06%$2M138.6K
16AZNNASTRAZENECA ADR REP 0.5 ORDSPONSORED ADR1.00%$2M24.8K
17BYRNBYRNA TECHNOLOGIES ORDCOM1.00%$2M748.8K
18MSFTMICROSOFT ORDCOM0.88%$1M4.7K
19SOVOS BRANDS ORDCOM0.88%$1M65.4K
20TLTISHARES 20 PLS YEAR TREASURY BND ETFCOM0.87%$1M16.5K
21EXMOCEXXON MOBIL ORDCOM0.84%$1M12.0K
22ENVXENOVIX ORDCOM0.83%$1M111.8K
23BABOEING ORDCOM0.72%$1M6.3K
24AMZNAMAZON COM ORDCOM0.71%$1M9.4K
25BUDANHEUSER BUSCH ADR REP 1 ORDSPONSORED ADR0.69%$1M20.9K
26APGAPI GROUP ORDCOM0.59%$987,00038.1K
27RIORIO TINTO ADR REP ONE ORDSPONSORED ADR0.57%$954,00015.0K
28SKYSKYLINE CHAMPION ORDCOM0.53%$892,00014.0K
29DISWALT DISNEY ORDCOM0.53%$891,00011.0K
30XIFRNEXTERA ENERGY PARTNERS UNTCOM0.50%$840,00028.3K
31GOOGLALPHABET CL A ORDCOM0.50%$834,0006.4K
32IEFISHARES 7-10 YEAR TRSURY BOND ETFCOM0.50%$833,0009.1K
33COTYCOTY CL A ORDCOM0.46%$778,00071.0K
34KVUEKENVUE ORDCOM0.46%$769,00038.3K
35LMTLOCKHEED MARTIN ORDCOM0.44%$736,0001.8K
36AMDADVANCED MICRO DEVICES ORDCOM0.44%$735,0007.2K
37OKLOALTC ACQUISITION CL A ORDCOM0.43%$726,00070.2K
38LIBRTY MEDIA LRTY SIRIUSXM SRS C ORDCOM0.43%$725,00028.5K
39LIBRTY MEDIA LRTY SIRIUSXM SRS A ORDCOM0.42%$708,00027.8K
40PBFPBF ENERGY CL A ORDCOM0.38%$647,00012.1K
41STRATASYS ORDCOM0.37%$629,00046.3K
42NEOGAMES S A ORDCOM0.37%$618,00022.9K
43IWFISHARES RUSSELL 1000 GROWTH ETFCOM0.36%$611,0002.3K
44ORCLORACLE ORDCOM0.36%$600,0005.7K
45COSTCOSTCO WHOLESALE ORDCOM0.35%$590,0001.0K
46DVYISHARES SELECT DIVIDEND ETFCOM0.33%$559,0005.2K
47METAMETA PLATFORMS CL A ORDCOM0.32%$545,0001.8K
48NKENIKE CL B ORDCOM0.32%$541,0005.7K
49ADECOAGRO ORDCOM0.31%$527,00045.1K
50UBERUBER TECHNOLOGIES INCCOM0.30%$505,00011.0K
51CVXCHEVRON ORDCOM0.30%$505,0003.0K
52MBIMBIA ORDCOM0.30%$504,00070.0K
53SESEA ADS REP CL A ORDCOM0.29%$487,00011.1K
54MSOSADVISORSHARES PURE US CANNABIS ETFCOM0.27%$459,00057.9K
55MANCHESTER UNITED CL A ORDCOM0.26%$430,00021.7K
56NEW RELIC ORDCOM0.25%$428,0005.0K
57IWDISHARES RUSSELL 1000 VALUE ETFCOM0.25%$425,0002.8K
58BURLBURLINGTON STORES ORDCOM0.24%$405,0003.0K
59CNXXCONX CL A ORDCOM0.24%$397,00038.2K
60WESTROCK ORDCOM0.23%$393,00011.0K
61FISFIDELITY NATIONAL INFORMATN SVCS ORDCOM0.23%$386,0007.0K
62NVSNOVARTIS ADR REPSG 1 ORDSPONSORED ADR0.23%$386,0004.0K
63L CATTERTON ASIA ACQUISITN CL A ORDCOM0.23%$382,00036.0K
64ESABESAB ORDCOM0.22%$372,0005.3K
65MCDMCDONALD'S ORDCOM0.21%$359,0001.4K
66KNOT OFFSHORE PARTNERS COM UNTCOM0.21%$358,00052.5K
67ALTERYX CL A ORDCOM0.21%$351,0009.3K
68AVROBIO ORDCOM0.21%$346,000225.0K
69SHOPSHOPIFY CL A SUB VTG ORDCOM0.20%$343,0006.3K
70ABNBAIRBNB CL A ORDCOM0.20%$343,0002.5K
71SIMOSILICON MOTION TECHNO ADR REP 4 ORDSPONSORED ADR0.20%$338,0006.6K
72OLYMYOLYMPUS CORPCOM0.19%$327,00025.4K
73MONEYLION CL A ORDCOM0.19%$324,00015.0K
74ROKUROKU CL A ORDCOM0.19%$315,0004.5K
75TRITIUM DCFC ORDCOM0.18%$310,0001.03M
76EBCEASTERN BANKSHARES ORDCOM0.18%$310,00024.8K
77ALBALBEMARLE ORDCOM0.18%$306,0001.8K
78GENIGENIUS SPORTS ORDCOM0.18%$300,00056.4K
79RFREGIONS FINANCIAL ORDCOM0.17%$292,00017.0K
80TSMTAIWAN SEMICONDUCTOR MNFTG ADR 5 ORDSPONSORED ADR0.17%$291,0003.4K
81SDGRSCHRODINGER ORDCOM0.17%$289,00010.2K
82MAIDEN HOLDINGS LTDCOM0.17%$289,00018.4K
83CIVICIVITAS RESOURCES ORDCOM0.17%$289,0003.6K
84FFORD MOTOR ORDCOM0.17%$281,00022.6K
85PYPLPAYPAL HOLDINGS ORDCOM0.17%$280,0004.8K
86UNITED STATES NATURAL GAS ETVCOM0.16%$273,00040.0K
87NVONOVO NORDISK ADR REPSG 1 ORDSPONSORED ADR0.16%$272,0003.0K
88APPAPPLOVIN CL A ORDCOM0.16%$263,0006.6K
89HDVISHARES CORE HIGH DIVIDEND ETFCOM0.15%$257,0002.6K
90MPVDFMOUNTAIN PROVINCE DIAMONDS ORDCOM0.15%$256,000951.8K
91IPGPIPG PHOTONICS ORDCOM0.15%$253,0002.5K
92TGNATEGNA ORDCOM0.15%$253,00017.4K
93ACIALBERTSONS COMPANIES CL A ORDCOM0.15%$250,00011.0K
94GDXVANECK GOLD MINERS ETFCOM0.15%$245,0009.1K
95ARIS WATER SOLUTIONS CL A ORDCOM0.14%$241,00024.2K
96VERTEX ENERGY ORDCOM0.14%$240,00054.1K
97DGROISHARES CORE DIVIDEND GROWTH ETFCOM0.13%$222,0004.5K
98DNAGINKGO BIOWORKS HOLD CL A ORDCOM0.13%$220,000121.7K
99HSBCHSBC HOLDINGS ADR REP 5 ORDSPONSORED ADR0.13%$216,0005.5K
100HEI/AHEICO CL A ORDCOM0.13%$212,0001.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$278M989Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$229M840Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$354M992Jan 16, 202613F-HRchanges · EDGAR ↗
Q2 2025$236M1,100Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$164M829Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$193M742Jan 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$208M755Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$149M526Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$166M767May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$90M569Jan 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$168M704Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$79M634Jul 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$87M673Apr 12, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review681Jan 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$144M830Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$136M885Jul 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$106M925Apr 25, 202213F-HRchanges · EDGAR ↗
Q4 2021$187M605Feb 1, 2022RESTATEMENTchanges · EDGAR ↗
Q3 2021$215M739Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$251M821Jul 14, 202113F-HRchanges · EDGAR ↗
Q1 2021$268M804Apr 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$367M821Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$237M524Oct 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$172M451Jul 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$131M502Apr 9, 202013F-HRchanges · EDGAR ↗
Q4 2019$323M893Jan 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$327M976Oct 25, 201913F-HRchanges · EDGAR ↗
Q2 2019$339M1,036Jul 24, 201913F-HRchanges · EDGAR ↗
Q1 2019$292M801Apr 17, 201913F-HRchanges · EDGAR ↗
Q4 2018$286M764Jan 22, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 3 additional managers.

  • MYDA Advisors LLC
  • Sender Co & Partners, Inc.
  • Vazirani Asset Management LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.