B RILEY PRINCIPAL 150 MERGER
CUSIP 05601V103
B Riley Principal 150 Merger has 66 institutional holders in Filings Flow’s 13F database, together reporting 7.95M shares worth $81M as of Q4 2021. The largest reported holders are Oconnor, A Distinct Business Unit Of Ubs Asset Management Americas (LLC), Venture Visionary Partners LLC, and Centiva Capital, LP.
Institutional Holders
66
Q4 2021
Reported Value
$81M
Ticker
unmapped
private placement or foreign
Quarters Tracked
2
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Kamunting Street Capital Management, L.P.$183M AUM | 3.54% | $5M | 471.7K | Q4 2021OLDER |
| GRAHAM CAPITAL WEALTH MANAGEMENT, LLC$113M AUM | 3.44% | $4M | 393.6K | Q2 2022 |
| GRATIA CAPITAL, LLC$227M AUM | 3.02% | $2M | 244.9K | Q2 2022 |
| Nokomis Capital, L.L.C.$349M AUM | 1.70% | $4M | 368.1K | Q3 2021OLDER |
| METEORA CAPITAL, LLC$1.4B AUM | 1.64% | $9M | 864.2K | Q2 2022 |
| K2 PRINCIPAL FUND, L.P.$1.4B AUM | 0.75% | $7M | 685.9K | Q2 2022 |
| Bulldog Investors, LLP$445M AUM | 0.75% | $3M | 295.6K | Q1 2022OLDER |
| Fort Baker Capital Management LP$1.3B AUM | 0.67% | $4M | 423.2K | Q2 2022 |
| KNOTT DAVID M$275M AUM | 0.63% | $2M | 177.0K | Q3 2021OLDER |
| Beryl Capital Management LLC$110M AUM | 0.60% | $6M | 582.8K | Q2 2022 |
| Bleichroeder LP$579M AUM | 0.46% | $2M | 225.0K | Q2 2022 |
| MARINER INVESTMENT GROUP LLC$346M AUM | 0.45% | $425,000 | 42.7K | Q2 2022 |
| CANNELL CAPITAL LLC$163M AUM | 0.38% | $2M | 238.2K | Q3 2021OLDER |
| DARK FOREST CAPITAL MANAGEMENT LP$1.1B AUM | 0.31% | $882,000 | 90.4K | Q3 2021OLDER |
| Shay Capital LLC$1.2B AUM | 0.30% | $2M | 152.2K | Q2 2022 |
| Alta Fundamental Advisers LLC$265M AUM | 0.29% | $681,000 | 69.8K | Q3 2021OLDER |
| Black Maple Capital Management LP$179M AUM | 0.24% | $340,000 | 34.9K | Q3 2021OLDER |
| Centiva Capital, LP$13.6B AUM | 0.21% | $9M | 900.9K | Q2 2022 |
| 683 Capital Management, LLC$1.9B AUM | 0.21% | $3M | 297.2K | Q2 2022 |
| MANGROVE PARTNERS IM, LLC$1.2B AUM | 0.19% | $4M | 394.3K | Q2 2022 |
| BlueCrest Capital Management Ltd$1.7B AUM | 0.18% | $5M | 477.9K | Q2 2022 |
| Diameter Capital Partners LP$1.1B AUM | 0.18% | $3M | 297.0K | Q4 2021OLDER |
| MMCAP International Inc. SPC$1.2B AUM | 0.17% | $2M | 250.0K | Q3 2021OLDER |
| Cruiser Capital Advisors, LLC$257M AUM | 0.16% | $195,000 | 20.0K | Q3 2021OLDER |
| VR Advisory Services Ltd$845M AUM | 0.15% | $376,000 | 38.6K | Q3 2021OLDER |
| Nantahala Capital Management, LLC$2.7B AUM | 0.15% | $3M | 297.7K | Q2 2022 |
| First Trust Capital Management L.P.$1.9B AUM | 0.14% | $791,000 | 78.2K | Q4 2021OLDER |
| CANTOR FITZGERALD, L. P.$6.8B AUM | 0.13% | $2M | 175.6K | Q4 2021OLDER |
| Eidelman Virant Capital$136M AUM | 0.11% | $203,000 | 20.0K | Q1 2022OLDER |
| TIG Advisors, LLC$2.2B AUM | 0.10% | $2M | 239.7K | Q2 2022 |
| Radcliffe Capital Management, L.P.$1.3B AUM | 0.09% | $3M | 300.0K | Q3 2021OLDER |
| WEALTH EFFECTS LLC$282M AUM | 0.08% | $195,000 | 19.3K | Q4 2021OLDER |
| BLOOM TREE PARTNERS, LLC$215M AUM | 0.08% | $662,000 | 67.9K | Q3 2021OLDER |
| CVI Holdings, LLC$116M AUM | 0.08% | $1M | 125.0K | Q3 2021OLDER |
| DELTEC ASSET MANAGEMENT LLC$545M AUM | 0.07% | $298,000 | 29.9K | Q2 2022 |
| Walleye Capital LLC$24.0B AUM | 0.05% | $2M | 197.5K | Q2 2022 |
| Context Capital Management, LLC$4.3B AUM | 0.05% | $741,000 | 74.4K | Q2 2022 |
| AQR Arbitrage LLC$6.1B AUM | 0.04% | $2M | 154.9K | Q3 2021OLDER |
| GABELLI & Co INVESTMENT ADVISERS, INC.$674M AUM | 0.04% | $328,000 | 32.9K | Q2 2022 |
| TUDOR INVESTMENT CORP ET AL$53.9B AUM | 0.04% | $2M | 243.5K | Q3 2021OLDER |
| PICTON MAHONEY ASSET MANAGEMENT$13.5B AUM | 0.04% | $975,000 | 100.0K | Q3 2021OLDER |
| Polar Asset Management Partners Inc.$5.0B AUM | 0.03% | $3M | 350.0K | Q3 2021OLDER |
| Karpus Management, Inc.$3.2B AUM | 0.03% | $1M | 104.9K | Q3 2021OLDER |
| Yakira Capital Management, Inc.$342M AUM | 0.03% | $199,000 | 20.0K | Q2 2022 |
| SECURITY BENEFIT LIFE INSURANCE CO /KS/$190M AUM | 0.03% | $488,000 | 50.0K | Q3 2021OLDER |
| Anson Funds Management LP$2.3B AUM | 0.03% | $355,000 | 35.8K | Q1 2022OLDER |
| BOOTHBAY FUND MANAGEMENT, LLC$7.7B AUM | 0.03% | $975,000 | 100.0K | Q3 2021OLDER |
| Qube Research & Technologies Ltd$89.9B AUM | 0.03% | $4M | 365.8K | Q2 2022 |
| PERISCOPE CAPITAL INC.$902M AUM | 0.03% | $996,000 | 100.0K | Q2 2022 |
| BERKLEY W R CORP$1.9B AUM | 0.03% | $508,000 | 51.0K | Q2 2022 |
| Parallel Advisors, LLC$5.6B AUM | 0.02% | $628,000 | 63.4K | Q1 2022OLDER |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM | 0.02% | $174,000 | 17.8K | Q3 2021OLDER |
| Segantii Capital Management Ltd$1.5B AUM | 0.02% | $731,000 | 75.0K | Q3 2021OLDER |
| Quinn Opportunity Partners LLC$1.9B AUM | 0.02% | $397,000 | 40.0K | Q1 2022OLDER |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)$3.7B AUM | 0.02% | $724M | 74.3K | Q3 2021OLDER |
| NEXPOINT ASSET MANAGEMENT, L.P.$1.5B AUM | 0.02% | $99,000 | 10.2K | Q3 2021OLDER |
| Woodline Partners LP$26.4B AUM | 0.02% | $975,000 | 100.0K | Q3 2021OLDER |
| WHITEBOX ADVISORS LLC$8.1B AUM | 0.02% | $731,000 | 75.0K | Q3 2021OLDER |
| State of Wyoming$844M AUM | 0.01% | $19,000 | 2.0K | Q4 2021OLDER |
| Hudson Bay Capital Management LP$29.0B AUM | 0.01% | $2M | 158.9K | Q2 2022 |
| Belvedere Trading LLC$84.4B AUM | 0.01% | $368,000 | 28.3K | Q2 2022 |
| ADAGE CAPITAL PARTNERS GP, L.L.C.$64.8B AUM | 0.01% | $5M | 500.0K | Q3 2021OLDER |
| MARSHALL WACE, LLP$100.4B AUM | 0.01% | $5M | 466.5K | Q1 2022OLDER |
| Knott David M Jr$168M AUM | 0.01% | $20,000 | 2.0K | Q2 2022 |
| BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM | 0.01% | $2M | 200.0K | Q3 2021OLDER |
| Jefferies Group LLC$12.0B AUM | 0.01% | $1M | 102.0K | Q2 2022 |
| BLUEFIN CAPITAL MANAGEMENT, LLC$156M AUM | 0.01% | $101,000 | 10.0K | Q4 2021OLDER |
| PenderFund Capital Management Ltd.$639M AUM | 0.00% | $16,000 | 1.3K | Q3 2021OLDER |
| Kohlberg Kravis Roberts & Co. L.P.$5.3B AUM | 0.00% | $307,000 | 30.8K | Q2 2022 |
| Weiss Asset Management LP$5.9B AUM | 0.00% | $155,000 | 15.5K | Q2 2022 |
| Crewe Advisors LLC$1.2B AUM | 0.00% | $17,000 | 1.7K | Q2 2022 |
| PRELUDE CAPITAL MANAGEMENT, LLC$1.3B AUM | 0.00% | $99,000 | 10.0K | Q1 2022OLDER |
| GABELLI FUNDS LLC$14.8B AUM | 0.00% | $363,000 | 36.5K | Q2 2022 |
| PATHSTONE FAMILY OFFICE, LLC$7.0B AUM | 0.00% | $101,000 | 10.0K | Q4 2021OLDER |
| BASSO CAPITAL MANAGEMENT, L.P.$163M AUM | 0.00% | $21,000 | 2.1K | Q3 2021OLDER |
| Verition Fund Management LLC$15.4B AUM | 0.00% | $100,000 | 10.0K | Q2 2022 |
| Schonfeld Strategic Advisors LLC$14.2B AUM | 0.00% | $202,000 | 20.3K | Q2 2022 |
| FinTrust Capital Advisors, LLC$591M AUM | 0.00% | $8,000 | 800 | Q4 2021OLDER |
| MILLENNIUM MANAGEMENT LLC$240.3B AUM | 0.00% | $3M | 304.7K | Q2 2022 |
| EXCHANGE TRADED CONCEPTS, LLC$14.1B AUM | 0.00% | $91,000 | 9.0K | Q4 2021OLDER |
| CAPTRUST FINANCIAL ADVISORS$57.3B AUM | 0.00% | $260,000 | 26.1K | Q2 2022 |
| Venture Visionary Partners LLC$3.0B AUM | 0.00% | $20M | 2.0K | Q2 2022 |
| PEAK6 Investments LLC$44.8B AUM | 0.00% | $634,000 | 65.0K | Q3 2021OLDER |
| Walleye Trading LLC$60.0B AUM | 0.00% | $407,000 | 40.9K | Q2 2022 |
| EQUITEC PROPRIETARY MARKETS, LLC$187M AUM | 0.00% | $7,000 | 700 | Q3 2021OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $576,000 | 57.8K | Q2 2022 |
| Magnetar Financial LLC$9.8B AUM | 0.00% | $103,000 | 10.3K | Q1 2022OLDER |
| Neuberger Berman Group LLC$131.4B AUM | 0.00% | $971,000 | 97.5K | Q2 2022 |
| CAPSTONE INVESTMENT ADVISORS, LLC$57.4B AUM | 0.00% | $488,000 | 50.0K | Q3 2021OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $3M | 337.2K | Q2 2022 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $3M | 295.0K | Q2 2022 |
| Charter Oak Capital Management, LLC$1.3B AUM | 0.00% | $5,000 | 500 | Q2 2022 |
| Tower Research Capital LLC (TRC)$3.8B AUM | 0.00% | $29,000 | 3.0K | Q2 2022 |
| D. E. Shaw & Co., Inc.$166.3B AUM | 0.00% | $530,000 | 53.2K | Q2 2022 |
| GROUP ONE TRADING LLC$52.2B AUM | 0.00% | $478,000 | 47.3K | Q4 2021OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $134,000 | 13.6K | Q1 2022OLDER |
| BARCLAYS PLC$416.3B AUM | 0.00% | $498,000 | 50.0K | Q2 2022 |
| HSBC HOLDINGS PLC$191.6B AUM | 0.00% | $175,000 | 17.6K | Q2 2022 |
| WOLVERINE TRADING, LLC$138.7B AUM | 0.00% | $120,000 | 12.0K | Q2 2022 |
| Clearstead Advisors, LLC$10.9B AUM | 0.00% | $2,000 | 200 | Q2 2022 |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $344,000 | 34.0K | Q4 2021OLDER |
| GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM | 0.00% | $771,000 | 77.4K | Q2 2022 |
| WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM | 0.00% | $8,000 | 861 | Q1 2022OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $36,000 | 3.6K | Q2 2022 |
| SIGNATUREFD, LLC$6.5B AUM | — | $0 | 50 | Q2 2022 |
| Cornerstone Advisory, LLC$1.1B AUM | — | $0 | 15 | Q4 2021OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.