SEC 13F Intelligence

LIVEONE INC

CUSIP 53814X102

Liveone Inc has 1 institutional holders in Filings Flow’s 13F database, together reporting 9.8K shares worth $7,363 as of Q4 2025. The largest reported holders are FMR LLC, Rockefeller Capital Management L.P., and Vanguard Group Inc.

Institutional Holders
1
Q4 2025
Reported Value
$7,363
Ticker
unmapped
private placement or foreign
Quarters Tracked
3

Ownership Trend

Institutional holders
Q4 ’21: 55Q4 ’21Q4 ’22: 27Q4 ’22Q4 ’25: 1Q4 ’25filingsflow.com
Total reported value
Q4 ’21: $17MQ4 ’21Q4 ’22: $3MQ4 ’22Q4 ’25: $7,363Q4 ’25filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Pingora Partners LLC$169M AUM0.10%$133,183176.4KQ2 2025OLDER
Permanens Capital L.P.$776M AUM0.07%$518,824687.3KQ2 2025OLDER
Redmond Asset Management, LLC$366M AUM0.06%$235,599337.1KQ1 2025OLDER
Alpine Global Management, LLC$668M AUM0.05%$226,470300.0KQ2 2025OLDER
Catalyst Funds Management Pty Ltd$591M AUM0.01%$25,44033.7KQ2 2025OLDER
Point72 Asia (Singapore) Pte. Ltd.$646M AUM0.01%$39,44252.2KQ2 2025OLDER
Y-Intercept (Hong Kong) Ltd$5.1B AUM0.01%$230,007304.7KQ2 2025OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$4M5.49MQ2 2025OLDER
Ridgewood Investments LLC$244M AUM0.00%$7,54910.0KQ2 2025OLDER
IAM Advisory, LLC$446M AUM0.00%$9,05912.0KQ2 2025OLDER
SANDERS MORRIS HARRIS LLC$172M AUM0.00%$11,50116.4KQ1 2025OLDER
XTX Topco Ltd$5.8B AUM0.00%$21,67828.7KQ2 2025OLDER
Inlight Wealth Management, LLC$270M AUM0.00%$1,5102.0KQ2 2025OLDER
Apollon Wealth Management, LLC$6.2B AUM0.00%$27,17636.0KQ2 2025OLDER
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.00%$384,325509.1KQ2 2025OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$16,64322.0KQ2 2025OLDER
TOWNSQUARE CAPITAL LLC$444M AUM0.00%$39,57256.6KQ1 2025OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$852,7901.13MQ2 2025OLDER
Jain Global LLC$24.2B AUM0.00%$50,42466.8KQ2 2025OLDER
INTECH INVESTMENT MANAGEMENT LLC$10.2B AUM0.00%$34,69949.6KQ1 2025OLDER
Cubist Systematic Strategies, LLC$21.0B AUM0.00%$61,70081.7KQ2 2025OLDER
Integrated Wealth Concepts LLC$12.5B AUM0.00%$26,50835.1KQ2 2025OLDER
FMR LLC$1.90T AUM0.00%$5M5.98MQ2 2025OLDER
Janus Henderson Group Ltd.$209.4B AUM0.00%$471,940625.2KQ2 2025OLDER
MARSHALL WACE, LLP$100.4B AUM0.00%$173,576231.4KQ2 2025OLDER
Ameritas Investment Partners, Inc.$3.3B AUM0.00%$4,6606.7KQ1 2025OLDER
Corebridge Financial, Inc.$1.1B AUM0.00%$24,90735.6KQ1 2025OLDER
O'SHAUGHNESSY ASSET MANAGEMENT, LLC$20.1B AUM0.00%$20,55127.2KQ2 2025OLDER
Stratos Wealth Partners, LTD.$8.8B AUM0.00%$7,54910.0KQ2 2025OLDER
Schonfeld Strategic Advisors LLC$14.2B AUM0.00%$13,45617.8KQ2 2025OLDER
CIBC WORLD MARKETS CORP$20.8B AUM0.00%$11,28116.1KQ1 2025OLDER
Qube Research & Technologies Ltd$89.9B AUM0.00%$87,165115.5KQ2 2025OLDER
RHUMBLINE ADVISERS$116.9B AUM0.00%$80,84255.0KQ1 2025OLDER
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$73.7B AUM0.00%$31,33144.8KQ1 2025OLDER
NEW YORK STATE COMMON RETIREMENT FUND$71.6B AUM0.00%$36,00051.9KQ1 2025OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$742,231983.0KQ2 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$247,109327.3KQ2 2025OLDER
VANGUARD GROUP INC$6.90T AUM0.00%$3M3.52MQ2 2025OLDER
Mariner, LLC$85.7B AUM0.00%$23,67333.9KQ1 2025OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$243,027321.9KQ2 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$223,442296.0KQ2 2025OLDER
Banque Transatlantique SA$4.2B AUM0.00%$1,6152.5KQ1 2025OLDER
Connor, Clark & Lunn Investment Management Ltd.$43.4B AUM0.00%$8,51011.3KQ2 2025OLDER
AQR CAPITAL MANAGEMENT LLC$218.4B AUM0.00%$34,63345.9KQ2 2025OLDER
ProShare Advisors LLC$67.5B AUM0.00%$11,00615.7KQ1 2025OLDER
GROUP ONE TRADING LLC$52.2B AUM0.00%$9,2526.3KQ1 2025OLDER
Nuveen, LLC$369.3B AUM0.00%$62,69589.7KQ1 2025OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$138,225183.1KQ2 2025OLDER
BlackRock, Inc.$5.72T AUM0.00%$990,9201.31MQ2 2025OLDER
DEUTSCHE BANK AG\$302.7B AUM0.00%$39,88557.0KQ1 2025OLDER
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$7,60110.1KQ2 2025OLDER
SIMPLEX TRADING, LLC$149.1B AUM0.00%$26,00034.7KQ2 2025OLDER
MAI Capital Management$17.7B AUM0.00%$2,0392.7KQ2 2025OLDER
UBS Group AG$666.3B AUM0.00%$80,895107.1KQ2 2025OLDER
Neuberger Berman Group LLC$131.4B AUM0.00%$14,63620.9KQ1 2025OLDER
SBI Securities Co., Ltd.$3.6B AUM0.00%$367486Q2 2025OLDER
HSBC HOLDINGS PLC$191.6B AUM0.00%$16,53022.0KQ2 2025OLDER
Squarepoint Ops LLC$85.1B AUM0.00%$7,83211.2KQ1 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$4,2992.9KQ2 2025OLDER
STATE STREET CORP$2.90T AUM0.00%$199,807264.7KQ2 2025OLDER
True Wealth Design, LLC$360M AUM0.00%$2127Q2 2025OLDER
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$30,04039.8KQ2 2025OLDER
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM$94.5B AUM0.00%$3,9425.6KQ1 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$28,00737.1KQ2 2025OLDER
Invesco Ltd.$653.3B AUM0.00%$23,41833.5KQ1 2025OLDER
Bank of New York Mellon Corp$543.9B AUM0.00%$22,16329.4KQ2 2025OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$49,72365.9KQ2 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$51,87068.7KQ2 2025OLDER
PRICE T ROWE ASSOCIATES INC /MD/$865M AUM0.00%$26,00036.0KQ1 2025OLDER
Sterling Capital Management LLC$5.3B AUM0.00%$157225Q1 2025OLDER
EverSource Wealth Advisors, LLC$3.3B AUM0.00%$4863Q2 2025OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$3,3794.5KQ2 2025OLDER
NISA INVESTMENT ADVISORS, LLC$27.0B AUM0.00%$377500Q2 2025OLDER
BARCLAYS PLC$416.3B AUM0.00%$7,3639.8KQ4 2025
JPMORGAN CHASE & CO$1.56T AUM0.00%$9,18112.2KQ2 2025OLDER
CITIGROUP INC$234.5B AUM0.00%$9321.2KQ2 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$4,0005.6KQ3 2025OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$439582Q2 2025OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$1318Q1 2025OLDER
CWM, LLC$38.1B AUM$06Q3 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.