SEC 13F Intelligence

Managers / Q2 2023 · view latest →

Penserra Capital Management LLC

CIK 0001593324 · 4 ORINDA WAY, SUITE 100-A, ORINDA, CA, 94563 · 646-459-0581

Reported Value
$5.1B
Q2 2023
Positions
2,218
Filings on Record
30
2019–present window
Filed
Aug 11, 2023
original filing

Summary

Penserra Capital Management LLC reported $5.1B in U.S.-listed holdings across 2,218 positions for Q2 2023.

Its largest position, PJUL, represents 5.6% of the portfolio.

Compared with Q1 2023, the fund opened 258 new positions and exited 92.

Portfolio Metrics

Turnover
+12.9%
vs prior filed quarter
Top-10 Concentration
+33.5%
share of reported value
Largest Position
+5.6%
Innovator Etfs Tr
New / Exited
258 / 92
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.0BQ4 ’18Q1 ’19: $1.2BQ2 ’19: $1.3BQ3 ’19: $1.2BQ4 ’19: $1.5BQ4 ’19Q1 ’20: $1.5BQ2 ’20: $1.9BQ3 ’20: $2.6BQ4 ’20: $4.2BQ4 ’20Q1 ’21: $5.4BQ2 ’21: $5.5BQ3 ’21: $4.8BQ4 ’21: $4.7BQ4 ’21Q1 ’22: $4.2BQ2 ’22: $3.7BQ3 ’22: $3.5BQ1 ’23: $4.8BQ1 ’23Q2 ’23: $5.1BQ3 ’23: $4.8BQ4 ’23: $5.3BQ1 ’24: $8.0BQ1 ’24Q2 ’24: $7.9BQ3 ’24: $4.6BQ4 ’24: $5.5BQ1 ’25: $5.6BQ1 ’25Q2 ’25: $7.2BQ3 ’25: $8.4BQ4 ’25: $8.4BQ1 ’26: $8.5BQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 80.3%Closed-End Fund: 6.3%ETP: 5.7%ADR: 3.9%REIT: 2.2%Other: 1.6%
  • Common Stock · 80.3% · $4.1B
  • Closed-End Fund · 6.3% · $319M
  • ETP · 5.7% · $287M
  • ADR · 3.9% · $197M
  • REIT · 2.2% · $111M
  • Other · 1.6% · $83M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CARNIVAL PLCNEW+229.2K229.2K+$4M$4M
AMPHAMPHASTAR PHARMACEUTICALS INNEW+64.3K64.3K+$4M$4M
TGLSTECNOGLASS INCNEW+70.1K70.1K+$4M$4M
TMDXTRANSMEDICS GROUP INCNEW+38.8K38.8K+$3M$3M
FLNCFLUENCE ENERGY INCNEW+119.0K119.0K+$3M$3M
INSPINSPIRE MED SYS INCNEW+9.7K9.7K+$3M$3M
HIMSHIMS & HERS HEALTH INCNEW+333.6K333.6K+$3M$3M
ATECALPHATEC HLDGS INCNEW+170.0K170.0K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2023

384 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PJULINNOVATOR ETFS TRUS EQTY PWR BUF · US EQTY PWR BF · US EQT PWR BUF · US EQTY BUFR JUL · US EQTY BUF NOV · US EQTY BUF OCT · US EQTY BUF SEP · US EQTY BUF DEC · US EQTY BUFR JAN · US EQTY BUFR MAR · US EQT BUFR APR · US EQTY BUFR FEB · US EQUT BUFR AUG · US EQTY BUFR MAY · US EQTY BUFR JUN5.63%$284M8.66M
2MSFTMICROSOFT CORPhistory →COM3.52%$178M522.1K
3VVISA INChistory →COM CL A3.21%$162M683.9K
4AAPLAPPLE INChistory →COM3.16%$160M824.1K
5PGPROCTER AND GAMBLE COhistory →COM3.04%$154M1.01M
6UNHUNITEDHEALTH GROUP INChistory →COM3.03%$153M318.7K
7MCDMCDONALDS CORPhistory →COM3.01%$152M509.6K
8JNJJOHNSON & JOHNSONhistory →COM3.00%$151M915.3K
9JPMJPMORGAN CHASE & COhistory →COM2.95%$149M1.02M
10CVXCHEVRON CORPhistory →NEW COM2.92%$148M938.3K
11MRKMERCK & CO INChistory →COM2.82%$143M1.24M
12GSGOLDMAN SACHS GROUP INChistory →COM2.68%$135M419.8K
13UPSUNITED PARCEL SERVICE INChistory →CL B2.38%$120M670.4K
14HDHOME DEPOT INChistory →COM2.35%$119M382.3K
15DEDEERE & COhistory →COM1.84%$93M229.2K
16LMTLOCKHEED MARTIN CORPhistory →COM1.81%$92M198.9K
17WMTWALMART INChistory →COM1.75%$89M563.6K
18DUKDUKE ENERGY CORPhistory →NEW COM NEW1.67%$85M941.9K
19GISGENERAL MLS INChistory →COM1.60%$81M1.06M
20MPCMARATHON PETE CORPhistory →COM1.58%$80M686.7K
21VZVERIZON COMMUNICATIONS INChistory →COM1.49%$75M2.02M
22SLBSCHLUMBERGER LTDhistory →COM STK1.25%$63M1.28M
23KOCOCA COLA COhistory →COM1.15%$58M961.9K
24SBUXSTARBUCKS CORPhistory →COM1.14%$58M581.4K
25DOWDOW INChistory →COM1.12%$56M1.06M
26PDDPDD HOLDINGS INChistory →SPONSORED ADS0.80%$41M587.8K
27NXPINXP SEMICONDUCTORS N Vhistory →COM0.72%$36M177.5K
28ADIANALOG DEVICES INChistory →COM0.72%$36M185.6K
29AMDADVANCED MICRO DEVICES INChistory →COM0.70%$36M312.3K
30MRVLMARVELL TECHNOLOGY INChistory →COM0.66%$33M556.6K
31MELIMERCADOLIBRE INChistory →COM0.58%$29M24.7K
32NOKNOKIA CORPhistory →SPONSORED ADR0.49%$25M5.92M
33TMUST-MOBILE US INChistory →COM0.41%$21M147.8K
34NVDANVIDIA CORPORATIONhistory →COM0.40%$20M48.4K
35KEYSKEYSIGHT TECHNOLOGIES INChistory →COM0.38%$19M115.8K
36TAT&T INChistory →COM0.38%$19M1.21M
37AMZNAMAZON COM INChistory →COM0.38%$19M146.4K
38AMTAMERICAN TOWER CORPhistory →NEW COM0.38%$19M97.9K
39ERICERICSSONhistory →ADR B SEK 100.37%$19M3.45M
40SWKSSKYWORKS SOLUTIONS INChistory →COM0.37%$18M166.8K
41AKAMAKAMAI TECHNOLOGIES INChistory →COM0.36%$18M200.0K
42LSCCLATTICE SEMICONDUCTOR CORPhistory →COM0.34%$17M177.4K
43SESEA LTDhistory →SPONSORD ADS0.33%$17M290.0K
44DOXAMDOCS LTDhistory →SHS0.30%$15M153.2K
45CPNGCOUPANG INChistory →CL A0.28%$14M824.7K
46CVNACARVANA COhistory →CL A0.28%$14M543.5K
47GOOGLALPHABET INC CAP STKCL A · CL C0.27%$14M114.0K
48NATIONAL INSTRS CORPCOM0.26%$13M229.3K
49EQIXEQUINIX INChistory →COM0.26%$13M16.7K
50PDIPIMCO DYNAMIC INCOME FDhistory →SHS0.25%$13M674.4K
51USALIBERTY ALL STAR EQUITY FDhistory →SH BEN INT0.24%$12M1.90M
52QRVOQORVO INChistory →COM0.24%$12M119.9K
53OXFORD LANE CAP CORPCOM0.24%$12M2.50M
54DSLDOUBLELINE INCOME SOLUTIONShistory →COM0.24%$12M1.01M
55AVGOBROADCOM INChistory →COM0.23%$12M13.6K
56CCLCARNIVAL CORPCOMMON STOCK · ADR0.23%$12M647.3K
57PDOPIMCO DYNAMIC INCOME OPRNTShistory →COM BEN SHS0.23%$12M895.9K
58PTYPIMCO CORPORATE & INCOME OPPhistory →COM0.23%$12M835.5K
59DLYDOUBLELINE YIELD OPPORTUNITIhistory →COM0.23%$12M796.6K
60VVRINVESCO SR INCOME TRhistory →COM0.23%$11M2.98M
61PAXSPIMCO ACCESS INCOME FUNDhistory →SHS BENFIN INT0.22%$11M760.5K
62TBLDTHORNBURG INCM BUILDER OPP Thistory →COM0.22%$11M734.2K
63NUNU HLDGS LTDhistory →ORD SHS CL A0.22%$11M1.41M
64CLEARBRIDGE MLP AND MIDSTRMCOM0.22%$11M313.9K
65BGBBLACKSTONE STRATEGIC CRED 20history →COM SHS BEN IN0.21%$11M990.6K
66WDIWESTERN ASSET DIVERSIFIED INhistory →COM SHS BEN INT0.21%$11M798.2K
67INTCINTEL CORPhistory →COM0.21%$11M320.4K
68BCEBCE INChistory →COM NEW0.21%$11M232.3K
69XJQCXNUVEEN CR STRATEGIES INCOMEhistory →COM SHS0.21%$11M2.09M
70GHYPGIM GLOBAL HIGH YIELD FD FOhistory →COM0.21%$10M953.1K
71ABRDN ASIA PACIFIC INCOME FUCOM0.21%$10M3.85M
72QCOMQUALCOMM INChistory →COM0.20%$10M86.9K
73JFRNUVEEN FLOATING RATE INCOMEhistory →COM0.20%$10M1.28M
74XEMDXWESTERN ASSET EMERGING MKTShistory →COM0.20%$10M1.16M
75KYNKAYNE ANDERSON ENERGY INFRSTCOM0.20%$10M1.21M
76CCICROWN CASTLE INCCOM0.19%$10M86.3K
77NUVEEN PFD & INCOME SECS FDCOM0.19%$10M1.53M
78CSCOCISCO SYS INCCOM0.19%$10M186.9K
79PHKPIMCO HIGH INCOME FDCOM SHS0.19%$9M1.89M
80HPEHEWLETT PACKARD ENTERPRISE CCOM0.18%$9M542.0K
81JNPJUNIPER NETWORKS INCCOM0.18%$9M284.3K
82NACNUVEEN CA QUALTY MUN INCOMECOM0.17%$9M808.0K
83FSCOFS CREDIT OPPORTUNITIES CORPCOMMON STOCK0.17%$9M1.86M
84MEGIMAINSTAY CBRE GLOBAL INFRACOM0.17%$9M643.3K
85ORANYORANGESPONSORED ADR0.17%$8M723.1K
86TSLATESLA INCCOM0.16%$8M31.3K
87JPCNUVEEN PFD & INCOME OPPORTUNCOM0.16%$8M1.25M
88CHTRCHARTER COMMUNICATIONS INCN CL A0.16%$8M22.1K
89PFNPIMCO INCOME STRATEGY FD IICOM0.16%$8M1.12M
90ARISTA NETWORKS INCCOM0.16%$8M49.1K
91FFIVF5 INCCOM0.16%$8M53.9K
92CIENCIENA CORPCOM NEW0.15%$8M183.0K
93FPFFIRST TR INTER DURATN PFD &COM0.15%$8M499.4K
94HFROHIGHLAND OPPORTUNITIES HIGHLANDINCOME0.15%$7M818.8K
95FTHYFIRST TR HIGH YIELD OPPRT 20COM0.14%$7M530.2K
96RCLROYAL CARIBBEAN GROUPCOM0.14%$7M68.6K
97DELLDELL TECHNOLOGIES INCCL C0.14%$7M130.8K
98COHRCOHERENT CORPCOM0.14%$7M138.8K
99WWAYFAIR INCCL A0.14%$7M108.0K
100IDCCINTERDIGITAL INCCOM0.14%$7M71.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$8.5B1,586May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$8.4B1,548Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$8.4B1,555Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$7.2B1,478Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$5.6B1,592Apr 29, 202513F-HRchanges · EDGAR ↗
Q4 2024$5.5B1,958Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$4.6B1,620Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$7.9B1,825Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$8.0B1,837May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$5.3B2,200Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$4.8B2,222Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023$5.1B2,218Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$4.8B1,761Apr 24, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review1,791Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.5B1,231Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.7B1,680Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$4.2B1,833May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$4.7B1,703Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$4.8B1,812Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$5.5B1,652Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$5.4B1,350May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.2B1,258Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.6B1,322Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.9B1,220Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.5B1,263May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.5B1,354Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.2B1,413Nov 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.3B1,164Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.2B1,081May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.0B887Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 13 additional managers.

  • EXCHANGE TRADED CONCEPTS, LLC
  • Innovator Management LLC
  • Amplify ETF Trust
  • Hoya Capital Real Estate, LLC
  • Defiance ETFs, LLC
  • Beyond Advisors IC
  • Procure ETF Trust II
  • NORTHERN LIGHTS FUND TRUST II
  • Inherent Wealth Fund
  • ADVISORS SERIES TRUST
  • Kelly Strategic Management, LLC
  • Distribution Cognizant, LLC
  • DriveWealth

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.