SEC 13F Intelligence

Managers / Q4 2020 · view latest →

Penserra Capital Management LLC

CIK 0001593324 · 4 ORINDA WAY, SUITE 100-A, ORINDA, CA, 94563 · 646-459-0581

Reported Value
$4.2B
Q4 2020
Positions
1,258
Filings on Record
30
2019–present window
Filed
Feb 12, 2021
original filing

Summary

Penserra Capital Management LLC reported $4.2B in U.S.-listed holdings across 1,258 positions for Q4 2020.

Its largest position, PDD, represents 3.9% of the portfolio.

Compared with Q3 2020, the fund opened 244 new positions and exited 182.

Portfolio Metrics

Turnover
+6.6%
vs prior filed quarter
Top-10 Concentration
+21.3%
share of reported value
Largest Position
+3.9%
Pinduoduo
New / Exited
244 / 182
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.0BQ4 ’18Q1 ’19: $1.2BQ2 ’19: $1.3BQ3 ’19: $1.2BQ4 ’19: $1.5BQ4 ’19Q1 ’20: $1.5BQ2 ’20: $1.9BQ3 ’20: $2.6BQ4 ’20: $4.2BQ4 ’20Q1 ’21: $5.4BQ2 ’21: $5.5BQ3 ’21: $4.8BQ4 ’21: $4.7BQ4 ’21Q1 ’22: $4.2BQ2 ’22: $3.7BQ3 ’22: $3.5BQ1 ’23: $4.8BQ1 ’23Q2 ’23: $5.1BQ3 ’23: $4.8BQ4 ’23: $5.3BQ1 ’24: $8.0BQ1 ’24Q2 ’24: $7.9BQ3 ’24: $4.6BQ4 ’24: $5.5BQ1 ’25: $5.6BQ1 ’25Q2 ’25: $7.2BQ3 ’25: $8.4BQ4 ’25: $8.4BQ1 ’26: $8.5BQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 59.9%ADR: 24.9%Other: 6.2%Closed-End Fund: 5.4%REIT: 2.6%Other: 1.1%
  • Common Stock · 59.9% · $2.5B
  • ADR · 24.9% · $1.1B
  • Other · 6.2% · $260M
  • Closed-End Fund · 5.4% · $228M
  • REIT · 2.6% · $110M
  • Other · 1.1% · $48M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BEKEKE HLDGS INCNEW+1.28M1.28M+$79M$79M
LUFAX HOLDING LTDNEW+3.98M3.98M+$57M$57M
GRPNGROUPON INCNEW+1.32M1.32M+$50M$50M
LELANDS END INCNEW+1.70M1.70M+$37M$37M
VROOM INCNEW+695.7K695.7K+$29M$29M
DADA NEXUS LTDNEW+653.8K653.8K+$24M$24M
CMRCBIGCOMMERCE HLDGS INCNEW+343.4K343.4K+$22M$22M
OZONOZON HLDGS PLCNEW+289.7K289.7K+$12M$12M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

387 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PDDPINDUODUO INChistory →SPONSORED ADS3.91%$166M932.4K
2BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS2.96%$125M538.4K
3JDJD.COM INChistory →SPON ADR CL A2.85%$121M1.37M
4MELIMERCADOLIBRE INChistory →COM2.65%$112M66.8K
5BEKEKE HLDGS INChistory →SPONSORED ADS1.86%$79M1.28M
6BIDUBAIDU INChistory →SPON ADR REP A1.80%$76M353.2K
7NTESNETEASE INChistory →SPONSORED ADS1.50%$63M662.5K
8LUFAX HOLDING LTDADS REP SHS CL A ADDED1.34%$57M3.98M
9QURATE RETAIL INCCOM SER A1.23%$52M4.73M
10SESEA LTDhistory →SPONSORD ADS1.22%$52M258.9K
11GRPNGROUPON INChistory →COM NEW1.19%$50M1.32M
12RVLVREVOLVE GROUP INChistory →CL A1.17%$49M1.58M
13SFIXSTITCH FIX INChistory →COM CL A1.14%$48M820.2K
14LYFTLYFT INChistory →CL A COM1.13%$48M972.0K
15ADIANALOG DEVICES INChistory →COM1.10%$47M314.9K
16QCOMQUALCOMM INChistory →COM1.06%$45M293.5K
17ETSYETSY INChistory →COM1.04%$44M247.8K
18NXPINXP SEMICONDUCTORS N Vhistory →COM1.04%$44M277.1K
19ERICERICSSONhistory →ADR B SEK 101.00%$42M3.53M
20PYPLPAYPAL HLDGS INChistory →COM0.99%$42M178.9K
21TRIPTRIPADVISOR INChistory →COM0.98%$41M1.44M
22IAC INTERACTIVECORP NEWCOM0.97%$41M216.7K
23REALTHE REALREAL INChistory →COM0.94%$40M2.05M
24AMZNAMAZON COM INChistory →COM0.93%$39M12.1K
25EXPEEXPEDIA GROUP INChistory →COM NEW0.90%$38M288.2K
26CHWYCHEWY INChistory →CL A0.90%$38M423.2K
27CHGGCHEGG INChistory →COM0.89%$38M417.1K
28BKNGBOOKING HOLDINGS INChistory →COM0.87%$37M16.6K
29LELANDS END INChistory →NEW COM0.87%$37M1.70M
30FLWSFLWS/1-800 FLOWERShistory →CL A0.86%$37M1.41M
31PTONPELOTON INTERACTIVE INChistory →CL A COM0.86%$36M239.2K
32UBERUBER TECHNOLOGIES INChistory →COM0.83%$35M692.3K
33XILINX INCCOM0.83%$35M246.7K
34TCOMTRIP COM GROUP LTDhistory →ADS0.82%$35M1.03M
35NBISYANDEX N Vhistory →SHS CLASS A0.81%$34M495.3K
36CVNACARVANA COhistory →CL A0.80%$34M141.0K
37VIPSVIPSHOP HOLDINGS LIMITEDhistory →SPONSORED ADS A0.78%$33M1.18M
38PNOVINNOVATOR ETFSTR S&P 500 POWER · TR S&P 500 PWRETF · TR S&P 500 PWR BU · TR S&P 500 PWR BUFR0.75%$32M1.12M
39VZVERIZON COMMUNICATIONS INChistory →COM0.75%$32M537.9K
40NFLXNETFLIX INChistory →COM0.73%$31M57.1K
41CPRTCOPART INChistory →COM0.71%$30M237.8K
42SSTKSHUTTERSTOCK INChistory →COM0.71%$30M419.5K
43JMIAJUMIA TECHNOLOGIES AGhistory →SPONSORED ADS0.71%$30M744.3K
44EBAYEBAY INC.history →COM0.71%$30M594.2K
45PETSPETMED EXPRESS INChistory →COM0.71%$30M931.0K
46VROOM INCCOM0.67%$29M695.7K
47KEYSKEYSIGHT TECHNOLOGIES INChistory →COM0.66%$28M211.6K
48GRUBHUB INCCOM0.64%$27M367.1K
49TAT&T INChistory →COM0.64%$27M936.8K
50BILIBILIBILI INChistory →SPONS ADS REP Z0.64%$27M314.1K
51NOKNOKIA CORPhistory →SPONSORED ADR0.64%$27M6.87M
52AKAMAKAMAI TECHNOLOGIES INChistory →COM0.62%$26M249.3K
53STMPSTAMPS COM INChistory →COM NEW0.61%$26M130.9K
54STNESTONECO LTDhistory →COM CL A0.60%$25M302.2K
55SWKSSKYWORKS SOLUTIONS INChistory →COM0.60%$25M165.7K
56AMTAMERICAN TOWER CORPhistory →NEW COM0.58%$24M108.9K
57DADA NEXUS LTDADS0.56%$24M653.8K
58WWAYFAIR INChistory →CL A0.56%$24M105.0K
59TMUST-MOBILE US INChistory →COM0.56%$24M175.0K
60BBBYOVERSTOCK COM INChistory →DEL COM0.54%$23M474.8K
61MARVELL TECHNOLOGY GROUP LTDORD0.53%$22M469.3K
62CMRCBIGCOMMERCE HLDGS INChistory →COM SER 10.52%$22M343.4K
63AAPLAPPLE INChistory →COM0.51%$22M162.1K
64MXIMMAXIM INTEGRATED PRODS INChistory →COM0.50%$21M239.0K
65CHTRCHARTER COMMUNICATIONS INChistory →N CL A0.49%$21M31.2K
66FTCHQFARFETCH LTDhistory →ORD SH CL A0.49%$21M322.3K
67MAKEMYTRIP LIMITED MAURITIUSSHS0.44%$19M630.6K
68AMDADVANCED MICRO DEVICES INChistory →COM0.42%$18M192.7K
69QRVOQORVO INChistory →COM0.41%$17M103.9K
70NVDANVIDIA CORPORATIONhistory →COM0.39%$17M32.0K
71PAGSPAGSEGURO DIGITAL LTDhistory →COM CL A0.39%$16M289.5K
72DOXAMDOCS LTDhistory →SHS0.39%$16M230.1K
73FFIVF5 NETWORKS INChistory →COM0.38%$16M91.2K
74CCICROWN CASTLE INTL CORPhistory →NEW COM0.34%$15M91.2K
75SPOTSPOTIFY TECHNOLOGY S Ahistory →SHS0.34%$14M45.4K
76EQIXEQUINIX INChistory →COM0.34%$14M19.9K
77KCKINGSOFT CLOUD HLDGS LTDhistory →ADS0.33%$14M321.6K
78CIENCIENA CORPhistory →COM NEW0.33%$14M260.5K
79FIVERR INTL LTDORD SHS0.32%$14M70.3K
80SHOPSHOPIFY INChistory →CL A0.30%$13M11.2K
81UNHUNITEDHEALTH GROUP INChistory →COM0.30%$13M35.9K
82USALIBERTY ALL STAR EQUITY FDhistory →SH BEN INT0.30%$13M1.82M
83ISDPGIM HIGH YIELD BOND FUND INhistory →COM0.29%$12M808.1K
84MSFTMICROSOFT CORPhistory →COM0.29%$12M54.5K
85XAODXABERDEEN TOTAL DYNAMIC DIVDhistory →COM SH BEN INT0.29%$12M1.37M
86HIOWESTERN ASSET HIGH INCOME OPhistory →COM0.29%$12M2.44M
87XGDVXGABELLI DIVID & INCOME TRhistory →COM0.28%$12M561.3K
88OZONOZON HLDGS PLChistory →SPONSORED ADS ADDED0.28%$12M289.7K
89XEMDXWESTERN ASSET EMERGING MKTShistory →COM0.28%$12M862.4K
90GHYPGIM GLOBAL HIGH YIELD FD FOhistory →COM0.28%$12M824.5K
91VODVODAFONE GROUP PLChistory →NEW SPONSORED ADR0.28%$12M725.7K
92CMPRCIMPRESS PLChistory →SHS EURO0.28%$12M135.7K
93INVESCO DYNAMIC CR OPPORTUNICOM0.28%$12M1.10M
94IQIQIYI INChistory →SPONSORED ADS0.28%$12M672.3K
95XEVVXEATON VANCE LTDhistory →DURATION INC COM0.28%$12M929.4K
96VVISA INChistory →COM CL A0.27%$12M53.2K
97XEFRXEATON VANCE SR FLTNG RTE TRhistory →COM0.27%$11M881.4K
98TEMPLETON GLOBAL INCOME FDCOM0.26%$11M2.04M
99ONECONNECT FINL TECHNOLOGY CSPONSORED ADS0.26%$11M564.7K
100JFRNUVEEN FLOATING RATE INCOMEhistory →COM0.25%$11M1.23M

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$8.5B1,586May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$8.4B1,548Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$8.4B1,555Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$7.2B1,478Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$5.6B1,592Apr 29, 202513F-HRchanges · EDGAR ↗
Q4 2024$5.5B1,958Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$4.6B1,620Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$7.9B1,825Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$8.0B1,837May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$5.3B2,200Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$4.8B2,222Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023$5.1B2,218Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$4.8B1,761Apr 24, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review1,791Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.5B1,231Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.7B1,680Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$4.2B1,833May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$4.7B1,703Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$4.8B1,812Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$5.5B1,652Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$5.4B1,350May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.2B1,258Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.6B1,322Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.9B1,220Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.5B1,263May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.5B1,354Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.2B1,413Nov 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.3B1,164Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.2B1,081May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.0B887Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 8 additional managers.

  • GUINNESS ATKINSON FUNDS
  • EXCHANGE TRADED CONCEPTS, LLC
  • Innovator Management LLC
  • Amplify ETF Trust
  • Hoya Capital Real Estate, LLC
  • Defiance ETFs, LLC
  • Beyond Advisors IC
  • Procure ETF Trust II

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.