SEC 13F Intelligence

Managers / Q1 2023 · view latest →

Penserra Capital Management LLC

CIK 0001593324 · 4 ORINDA WAY, SUITE 100-A, ORINDA, CA, 94563 · 646-459-0581

Reported Value
$4.8B
Q1 2023
Positions
1,761
Filings on Record
30
2019–present window
Filed
Apr 24, 2023
original filing

Summary

Penserra Capital Management LLC reported $4.8B in U.S.-listed holdings across 1,761 positions for Q1 2023.

Its largest position, PNOV, represents 4.7% of the portfolio.

Compared with Q4 2022, the fund opened 76 new positions and exited 103.

Portfolio Metrics

Turnover
+18.8%
vs prior filed quarter
Top-10 Concentration
+31.7%
share of reported value
Largest Position
+4.7%
Innovator Etfs Tr US
New / Exited
76 / 103
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.0BQ4 ’18Q1 ’19: $1.2BQ2 ’19: $1.3BQ3 ’19: $1.2BQ4 ’19: $1.5BQ4 ’19Q1 ’20: $1.5BQ2 ’20: $1.9BQ3 ’20: $2.6BQ4 ’20: $4.2BQ4 ’20Q1 ’21: $5.4BQ2 ’21: $5.5BQ3 ’21: $4.8BQ4 ’21: $4.7BQ4 ’21Q1 ’22: $4.2BQ2 ’22: $3.7BQ3 ’22: $3.5BQ4 ’22: $4.6BQ4 ’22Q1 ’23: $4.8BQ2 ’23: $5.1BQ3 ’23: $4.8BQ4 ’23: $5.3BQ4 ’23Q1 ’24: $8.0BQ2 ’24: $7.9BQ3 ’24: $4.6BQ4 ’24: $5.5BQ4 ’24Q1 ’25: $5.6BQ2 ’25: $7.2BQ3 ’25: $8.4BQ4 ’25: $8.4BQ4 ’25Q1 ’26: $8.5Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 80.0%Closed-End Fund: 6.2%ETP: 5.2%ADR: 4.7%REIT: 2.0%Other: 1.9%
  • Common Stock · 80.0% · $3.9B
  • Closed-End Fund · 6.2% · $296M
  • ETP · 5.2% · $251M
  • ADR · 4.7% · $225M
  • REIT · 2.0% · $98M
  • Other · 1.9% · $92M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
KYNKAYNE ANDERSON ENERGY INFRSTNEW+1.14M1.14M+$10M$10M
CLEARBRIDGE MLP AND MIDSTRMNEW+294.3K294.3K+$10M$10M
NACNUVEEN CA QUALTY MUN INCOMENEW+757.6K757.6K+$8M$8M
FSCOFS CREDIT OPPORTUNITIES CORPNEW+1.74M1.74M+$8M$8M
WIWWESTERN AST INFL LKD OPP & INEW+660.9K660.9K+$6M$6M
NRKNUVEEN NEW YORK AMT QLT MUNINEW+533.6K533.6K+$6M$6M
DAYCERIDIAN HCM HLDG INCNEW+47.7K47.7K+$3M$3M
WINGWINGSTOP INCNEW+19.0K19.0K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2023

402 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PNOVINNOVATOR ETFS TR USEQTY PWR BUF · EQT PWR BUF · EQTY PWR BF · EQT BUFR APR · EQTY BUFR MAR · EQTY BUFR FEB · EQTY BUF DEC · EQTY BUF NOV · EQTY BUF OCT · EQTY BUFR JAN · EQTY BUFR JUL · EQTY BUF SEP · EQUT BUFR AUG · EQTY BUFR JUN4.65%$224M7.21M
2MSFTMICROSOFT CORPhistory →COM3.44%$166M575.6K
3VVISA INChistory →COM CL A3.09%$149M660.1K
4MCDMCDONALDS CORPhistory →COM3.08%$149M531.3K
5PGPROCTER AND GAMBLE COhistory →COM3.01%$145M976.9K
6UNHUNITEDHEALTH GROUP INChistory →COM3.00%$144M305.6K
7CVXCHEVRON CORPhistory →NEW COM2.94%$142M869.0K
8HDHOME DEPOT INChistory →COM2.91%$140M475.1K
9JNJJOHNSON & JOHNSONhistory →COM2.83%$136M879.7K
10GSGOLDMAN SACHS GROUP INChistory →COM2.76%$133M406.4K
11JPMJPMORGAN CHASE & COhistory →COM2.73%$132M1.01M
12GISGENERAL MLS INChistory →COM2.44%$118M1.38M
13NUENUCOR CORPhistory →COM2.10%$101M656.2K
14AAPLAPPLE INChistory →COM2.06%$99M603.1K
15LMTLOCKHEED MARTIN CORPhistory →COM1.96%$95M199.9K
16UPSUNITED PARCEL SERVICE INChistory →CL B1.93%$93M478.5K
17MPCMARATHON PETE CORPhistory →COM1.88%$91M672.2K
18DEDEERE & COhistory →COM1.80%$87M209.7K
19MRKMERCK & CO INChistory →COM1.69%$82M767.1K
20DUKDUKE ENERGY CORP NEWhistory →COM NEW1.63%$78M813.7K
21SLBSCHLUMBERGER LTDhistory →COM STK1.61%$78M1.58M
22VZVERIZON COMMUNICATIONS INChistory →COM1.59%$77M1.98M
23AMDADVANCED MICRO DEVICES INChistory →COM1.17%$56M574.4K
24DOWDOW INChistory →COM1.08%$52M947.0K
25ADIANALOG DEVICES INChistory →COM0.93%$45M226.1K
26NXPINXP SEMICONDUCTORS N Vhistory →COM0.88%$43M228.3K
27MELIMERCADOLIBRE INChistory →COM0.79%$38M28.9K
28PDDPDD HOLDINGS INChistory →SPONSORED ADS0.69%$33M439.7K
29NOKNOKIA CORPhistory →SPONSORED ADR0.65%$31M6.39M
30MRVLMARVELL TECHNOLOGY INChistory →COM0.65%$31M720.6K
31SESEA LTDhistory →SPONSORD ADS0.62%$30M347.4K
32SWKSSKYWORKS SOLUTIONS INChistory →COM0.53%$26M218.5K
33NVDANVIDIA CORPORATIONhistory →COM0.49%$24M85.0K
34ERICERICSSON ADRhistory →B SEK 100.45%$22M3.72M
35LSCCLATTICE SEMICONDUCTOR CORPhistory →COM0.44%$21M221.9K
36TAT&T INChistory →COM0.41%$20M1.04M
37TMUST-MOBILE US INChistory →COM0.40%$19M134.3K
38AMTAMERICAN TOWER CORPhistory →NEW COM0.40%$19M94.6K
39KEYSKEYSIGHT TECHNOLOGIES INChistory →COM0.38%$18M112.4K
40PSEPINNOVATOR ETFShistory →TR US EQTY PWR BUF0.36%$17M560.0K
41ARISTA NETWORKS INCCOM0.34%$16M98.2K
42AMZNAMAZON COM INChistory →COM0.34%$16M156.8K
43QRVOQORVO INChistory →COM0.32%$16M154.0K
44AKAMAKAMAI TECHNOLOGIES INChistory →COM0.31%$15M192.3K
45AVGOBROADCOM INChistory →COM0.29%$14M21.6K
46EQIXEQUINIX INChistory →COM0.26%$13M17.6K
47DOXAMDOCS LTDhistory →SHS0.26%$13M130.6K
48INTCINTEL CORPhistory →COM0.25%$12M375.2K
49OXFORD LANE CAP CORPCOM0.25%$12M2.34M
50QCOMQUALCOMM INChistory →COM0.24%$12M92.1K
51CPNGCOUPANG INChistory →CL A0.24%$12M726.0K
52PDIPIMCO DYNAMIC INCOME FDhistory →SHS0.24%$11M632.3K
53USALIBERTY ALL STAR EQUITY FDhistory →SH BEN INT0.23%$11M1.78M
54CCICROWN CASTLE INChistory →COM0.23%$11M81.2K
55DSLDOUBLELINE INCOME SOLUTIONShistory →COM0.22%$11M949.9K
56TBLDTHORNBURG INCM BUILDER OPP Thistory →COM0.22%$11M688.4K
57PAXSPIMCO ACCESS INCOME FUNDhistory →SHS BENFIN INT0.22%$11M713.1K
58DLYDOUBLELINE YIELD OPPORTUNITIhistory →COM0.22%$10M747.0K
59PDOPIMCO DYNAMIC INCOME OPRNTShistory →COM BEN SHS0.22%$10M840.0K
60VVRINVESCO SR INCOME TRhistory →COM0.21%$10M2.79M
61BCEBCE INChistory →COM NEW0.21%$10M228.3K
62IDCCINTERDIGITAL INChistory →COM0.21%$10M138.1K
63XJQCXNUVEEN CR STRATEGIES INCOMEhistory →COM SHS0.21%$10M1.96M
64WDIWESTERN ASSET DIVERSIFIED INCOM SHS BEN INT0.21%$10M748.5K
65BGBBLACKSTONE STRATEGIC CRED 20COM SHS BEN IN0.21%$10M928.8K
66KYNKAYNE ANDERSON ENERGY INFRSTCOM0.20%$10M1.14M
67JFRNUVEEN FLOATING RATE INCOMECOM0.20%$10M1.20M
68GHYPGIM GLOBAL HIGH YIELD FD FOCOM0.20%$10M893.7K
69PTYPIMCO CORPORATE & INCOME OPPCOM0.20%$10M783.4K
70ABRDN ASIA PACIFIC INCOME FUCOM0.20%$10M3.61M
71CLEARBRIDGE MLP AND MIDSTRMCOM0.20%$10M294.3K
72XEMDXWESTERN ASSET EMERGING MKTSCOM0.19%$9M1.09M
73NUVEEN PFD & INCOME SECS FDCOM0.19%$9M1.44M
74CHTRCHARTER COMMUNICATIONS INC NCL A0.18%$9M24.7K
75CIENCIENA CORPCOM NEW0.18%$9M168.0K
76JNPJUNIPER NETWORKS INCCOM0.18%$9M255.5K
77VIPSVIPSHOP HOLDINGS LIMITEDSPONSORED ADS A0.18%$9M567.2K
78NFLXNETFLIX INCCOM0.18%$9M24.9K
79MEGIMAINSTAY CBRE GBL INFRSTR MECOM0.18%$9M603.2K
80FFIVF5 INCCOM0.18%$8M58.3K
81PHKPIMCO HIGH INCOME FDCOM SHS0.18%$8M1.77M
82NACNUVEEN CA QUALTY MUN INCOMECOM0.17%$8M757.6K
83CSCOCISCO SYS INCCOM0.17%$8M157.8K
84ORANYORANGESPONSORED ADR0.17%$8M679.4K
85HPEHEWLETT PACKARD ENTERPRISE CCOM0.17%$8M508.6K
86ETSYETSY INCCOM0.17%$8M71.9K
87JPCNUVEEN PFD & INCOME OPPORTUNCOM0.16%$8M1.18M
88FSCOFS CREDIT OPPORTUNITIES CORPCOMMON STOCK0.16%$8M1.74M
89CEVACEVA INCCOM0.16%$8M250.2K
90PFNPIMCO INCOME STRATEGY FD IICOM0.16%$8M1.05M
91GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.16%$7M72.0K
92PYPLPAYPAL HLDGS INCCOM0.15%$7M96.8K
93FPFFIRST TR INTER DURATN PFD &COM0.15%$7M468.2K
94EXPEEXPEDIA GROUP INCCOM NEW0.15%$7M73.3K
95VMWARE INCCL A COM0.15%$7M56.4K
96CDNSCADENCE DESIGN SYSTEM INCCOM0.14%$7M33.1K
97TERTERADYNE INCCOM0.14%$7M64.6K
98ONON SEMICONDUCTOR CORPCOM0.14%$7M84.2K
99SSTKSHUTTERSTOCK INCCOM0.14%$7M95.2K
100FTHYFIRST TR HIGH YIELD OPPRT 20COM0.14%$7M497.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$8.5B1,586May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$8.4B1,548Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$8.4B1,555Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$7.2B1,478Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$5.6B1,592Apr 29, 202513F-HRchanges · EDGAR ↗
Q4 2024$5.5B1,958Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$4.6B1,620Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$7.9B1,825Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$8.0B1,837May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$5.3B2,200Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$4.8B2,222Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023$5.1B2,218Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$4.8B1,761Apr 24, 202313F-HRchanges · EDGAR ↗
Q4 2022$4.6B1,791Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.5B1,231Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.7B1,680Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$4.2B1,833May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$4.7B1,703Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$4.8B1,812Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$5.5B1,652Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$5.4B1,350May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.2B1,258Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.6B1,322Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.9B1,220Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.5B1,263May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.5B1,354Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.2B1,413Nov 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.3B1,164Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.2B1,081May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.0B887Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 12 additional managers.

  • EXCHANGE TRADED CONCEPTS, LLC
  • Innovator Management LLC
  • Amplify ETF Trust
  • Hoya Capital Real Estate, LLC
  • Defiance ETFs, LLC
  • Beyond Advisors IC
  • Procure ETF Trust II
  • NORTHERN LIGHTS FUND TRUST II
  • Inherent Wealth Fund
  • ADVISORS SERIES TRUST
  • Kelly Strategic Management, LLC
  • Distribution Cognizant, LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.