SEC 13F Intelligence

XEMDXWESTERN ASSET EMERGING MKTS

CUSIP 95766A101 · Yahoo Finance ↗ · Google Finance ↗

Western Asset Emerging Mkts (XEMDX) has 101 institutional holders in Filings Flow’s 13F database, together reporting 20.52M shares worth $196M as of Q1 2026. The largest reported holders are Morgan Stanley, Raymond James Financial Inc, and Pathstone Holdings, LLC.

Institutional Holders
101
Q1 2026
Reported Value
$196M
Ticker
XEMDX
Quarters Tracked
9

Ownership Trend

Institutional holders
Q4 ’18: 87Q4 ’18Q1 ’19: 78Q2 ’19: 76Q2 ’19Q3 ’19: 79Q2 ’21: 86Q2 ’21Q4 ’21: 83Q4 ’22: 89Q4 ’22Q4 ’25: 98Q1 ’26: 101Q1 ’26filingsflow.com
Total reported value
Q4 ’18: $225MQ4 ’18Q1 ’19: $225MQ2 ’19: $236MQ2 ’19Q3 ’19: $224MQ2 ’21: $1.3BQ2 ’21Q4 ’21: $1.0BQ4 ’22: $81MQ4 ’22Q4 ’25: $209MQ1 ’26: $196MQ1 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Rareview Capital LLC$171M AUM1.69%$3M286.8KQ1 2026
Shaker Financial Services, LLC$287M AUM0.56%$2M167.3KQ4 2025OLDER
Ariadne Wealth Management, LP$223M AUM0.53%$1M121.0KQ1 2026
Comprehensive Money Management Services LLC$152M AUM0.51%$779,07079.3KQ1 2026
Uncommon Cents Investing LLC$431M AUM0.31%$1M136.0KQ1 2026
Thomas J. Herzfeld Advisors, Inc.$294M AUM0.23%$671,53168.4KQ1 2026
Matisse Capital$234M AUM0.22%$458,87345.7KQ2 2025OLDER
ACCREDITED INVESTOR SERVICES, LLC$156M AUM0.21%$319,90632.6KQ1 2026
Papamarkou Wellner Asset Management inc.$164M AUM0.17%$284,78029.0KQ1 2026
Samalin Investment Counsel, LLC$282M AUM0.15%$435,61344.4KQ1 2026
Seed Wealth Management, Inc.$145M AUM0.14%$202,78819.6KQ3 2025OLDER
ROBINSON CAPITAL MANAGEMENT, LLC$239M AUM0.11%$272,65824.9KQ1 2026
INSIGNEO ADVISORY SERVICES, LLC$1.4B AUM0.10%$1M140.7KQ1 2026
GOULD ASSET MANAGEMENT LLC /CA/$576M AUM0.10%$552,13056.2KQ1 2026
PenderFund Capital Management Ltd.$639M AUM0.08%$287,54628Q2 2025OLDER
Camelot Portfolios, LLC$143M AUM0.07%$113,37410.7KQ4 2025OLDER
Advisors Asset Management, Inc.$6.0B AUM0.06%$4M367.6KQ1 2026
Mission Hills Financial Advisory, LLC$195M AUM0.06%$113,61711.6KQ1 2026
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM0.05%$923,14589.5KQ3 2025OLDER
GUGGENHEIM CAPITAL LLC$12.9B AUM0.04%$5M521.1KQ1 2026
WPG Advisers, LLC$136M AUM0.04%$53,7355.5KQ1 2026
Pathstone Holdings, LLC$25.1B AUM0.04%$9M905.6KQ1 2026
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM0.03%$351,40835.0KQ2 2025OLDER
Advisor OS, LLC$1.4B AUM0.03%$355,05236.2KQ1 2026
GRIES FINANCIAL LLC$633M AUM0.02%$143,99514.0KQ3 2025OLDER
Maridea Wealth Management LLC$688M AUM0.02%$149,37514.1KQ4 2025OLDER
Waterfront Wealth Inc.$545M AUM0.02%$105,53610.7KQ1 2026
Mutual Advisors, LLC$4.7B AUM0.02%$835,22585.1KQ1 2026
Graham Capital Management, L.P.$4.1B AUM0.02%$715,19172.8KQ1 2026
Anfield Capital Management, LLC$363M AUM0.02%$56,9465.8KQ1 2026
Vivaldi Capital Management LP$723M AUM0.02%$104,01810.3KQ2 2025OLDER
Occidental Asset Management, LLC$844M AUM0.01%$121,67012.4KQ1 2026
Moors & Cabot, Inc.$2.3B AUM0.01%$314,92732.1KQ1 2026
Pinnacle Wealth Planning Services, Inc.$968M AUM0.01%$124,69412.7KQ1 2026
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.01%$1M134.1KQ1 2026
Summit Financial, LLC$7.8B AUM0.01%$959,33497.7KQ1 2026
Integrated Wealth Concepts LLC$12.5B AUM0.01%$1M151.0KQ1 2026
Ashton Thomas Private Wealth, LLC$4.2B AUM0.01%$458,50343.1KQ4 2025OLDER
Sowell Financial Services LLC$2.7B AUM0.01%$247,21425.2KQ1 2026
Allspring Global Investments Holdings, LLC$59.7B AUM0.01%$5M532.4KQ1 2026
XTX Topco Ltd$5.8B AUM0.01%$454,10646.2KQ1 2026
OLIVER LAGORE VANVALIN INVESTMENT GROUP$255M AUM0.01%$19,7802.0KQ2 2025OLDER
Laird Norton Wetherby Wealth Management, LLC$2.4B AUM0.01%$184,64617.9KQ3 2025OLDER
CHOREO, LLC$8.1B AUM0.01%$596,01560.7KQ1 2026
Global Retirement Partners, LLC$5.6B AUM0.01%$376,79135.4KQ4 2025OLDER
D.A. DAVIDSON & CO.$16.5B AUM0.01%$1M105.8KQ1 2026
B. Riley Wealth Advisors, Inc.$1.6B AUM0.01%$135,26812.7KQ4 2025OLDER
EVOLVE PRIVATE WEALTH, LLC$1.9B AUM0.01%$114,22611.6KQ1 2026
Advisory Services Network, LLC$7.5B AUM0.01%$445,00345.3KQ1 2026
Klingman & Associates, LLC$2.1B AUM0.01%$106,34010.6KQ2 2025OLDER
MORGAN STANLEY$1.67T AUM0.01%$95M8.97MQ1 2026
LEVEL FOUR ADVISORY SERVICES, LLC$3.0B AUM0.01%$172,51217.6KQ1 2026
Apollon Wealth Management, LLC$6.2B AUM0.00%$269,97127.5KQ1 2026
NewEdge Advisors, LLC$27.7B AUM0.00%$93,44893.4KQ1 2026
Arax Advisory Partners$3.5B AUM0.00%$137,01814.0KQ1 2026
STEPHENS INC /AR/$8.0B AUM0.00%$275,23428.0KQ1 2026
EverSource Wealth Advisors, LLC$3.3B AUM0.00%$110,12111.2KQ1 2026
Merit Financial Group, LLC$13.5B AUM0.00%$434,08344.2KQ1 2026
CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM0.00%$49,1005.0KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$2M203.5KQ1 2026
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$9M965.8KQ1 2026
EVERGREEN CAPITAL MANAGEMENT LLC$4.6B AUM0.00%$123,61812.6KQ1 2026
Garton & Associates Financial Advisors LLC$122M AUM0.00%$4,520425Q4 2025OLDER
Noble Wealth Management PBC$223M AUM0.00%$4,910500Q1 2026
Arkadios Wealth Advisors$6.1B AUM0.00%$139,02314.2KQ1 2026
&PARTNERS$20.2B AUM0.00%$452,80846.4KQ1 2026
LPL Financial LLC$376.6B AUM0.00%$8M834.5KQ1 2026
Concurrent Investment Advisors, LLC$9.2B AUM0.00%$194,75119.8KQ1 2026
Walleye Capital LLC$24.0B AUM0.00%$400,70439.9KQ2 2025OLDER
ROTHSCHILD INVESTMENT LLC$1.9B AUM0.00%$29,4603.0KQ1 2026
NBC SECURITIES, INC.$1.3B AUM0.00%$19,6402.0KQ1 2026
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$7M751.0KQ1 2026
Invesco Ltd.$653.3B AUM0.00%$8M791.2KQ1 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$819,08083.4KQ1 2026
Private Advisor Group, LLC$21.3B AUM0.00%$224,97822.9KQ1 2026
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$4M423.2KQ1 2026
Equitable Holdings, Inc.$15.5B AUM0.00%$148,76714.0KQ1 2026
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$58,7806.0KQ1 2026
COMERICA BANK$25.1B AUM0.00%$224,89921.2KQ4 2025OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$797,28481.2KQ1 2026
ELEVATION POINT WEALTH PARTNERS, LLC$4.3B AUM0.00%$8,945890Q2 2025OLDER
HIGHLINE WEALTH PARTNERS LLC$493M AUM0.00%$2,701275Q1 2026
Rockefeller Capital Management L.P.$56.4B AUM0.00%$326,95033.3KQ1 2026
Cetera Investment Advisers$94.0B AUM0.00%$535,68554.5KQ1 2026
FIFTH THIRD BANCORP$54.7B AUM0.00%$253,95525.9KQ1 2026
ROYAL BANK OF CANADA$570.1B AUM0.00%$3M267.1KQ1 2026
UBS Group AG$666.3B AUM0.00%$3M288.7KQ1 2026
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.00%$5,952600Q1 2026
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$1M147.6KQ1 2026
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$5M522.2KQ1 2026
Mariner, LLC$85.7B AUM0.00%$314,36332.5KQ1 2026
NATIONAL BANK OF CANADA /FI/$111.5B AUM0.00%$395,34340.3KQ1 2026
Root Financial Partners, LLC$2.2B AUM0.00%$7,650779Q1 2026
NOMURA HOLDINGS INC$37.7B AUM0.00%$122,75012.5KQ1 2026
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$108,55211.1KQ1 2026
HighTower Advisors, LLC$94.2B AUM0.00%$213,02121.7KQ1 2026
WHITTIER TRUST CO OF NEVADA INC$4.9B AUM0.00%$10,4671.1KQ1 2026
Strategic Wealth Partners, Ltd.$1.5B AUM0.00%$3,093291Q1 2026
LRI Investments, LLC$1.1B AUM0.00%$2,330237Q1 2026
Western Wealth Management, LLC$2.6B AUM0.00%$4,684477Q1 2026
BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM0.00%$129,99112.6KQ3 2025OLDER
MAI Capital Management$17.7B AUM0.00%$29,1183.0KQ1 2026
Geneos Wealth Management Inc.$4.3B AUM0.00%$5,597570Q1 2026
Cornerstone Planning Group LLC$749M AUM0.00%$64559Q4 2025OLDER
Asset Dedication, LLC$1.4B AUM0.00%$1,373133Q3 2025OLDER
CWM, LLC$38.1B AUM0.00%$21,9522.2KQ1 2026
Allworth Financial LP$24.7B AUM0.00%$10,3581.0KQ2 2025OLDER
SageView Advisory Group, LLC$3.0B AUM0.00%$1,138107Q4 2025OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$5,613528Q4 2025OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$188,59717.7KQ4 2025OLDER
First Command Advisory Services, Inc.$14.8B AUM0.00%$2,494254Q1 2026
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$24,8252.5KQ1 2026
JANE STREET GROUP, LLC$777.2B AUM0.00%$105,53610.7KQ1 2026
Blue Trust, Inc.$8.7B AUM0.00%$95790Q4 2025OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$41242Q1 2026
ASSETMARK, INC$49.0B AUM0.00%$4,625471Q1 2026
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$9,283961Q1 2026
BlackRock, Inc.$5.72T AUM0.00%$180,56518.4KQ1 2026
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$3,093315Q1 2026
Traub Capital Management LLC$101M AUM$00Q2 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.