SEC 13F Intelligence

Managers / Q1 2026

Klingman & Associates, LLC

CIK 0001662449 · 120 WEST 45TH STREET, SUITE 3800, NEW YORK, NY, 10036 · 212-867-7647

Reported Value
$2.1B
Q1 2026
Positions
332
Filings on Record
31
2019–present window
Filed
May 14, 2026
original filing

Summary

Klingman & Associates, LLC reported $2.1B in U.S.-listed holdings across 332 positions for Q1 2026.

Its largest position, Ishares Tr, represents 16.5% of the portfolio.

Compared with Q4 2025, the fund opened 26 new positions and exited 20.

Portfolio Metrics

Turnover
+3.8%
vs prior filed quarter
Top-10 Concentration
+51.8%
share of reported value
Largest Position
+16.5%
Ishares Tr
New / Exited
26 / 20
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $444MQ4 ’18Q1 ’19: $513MQ2 ’19: $193MQ3 ’19: $559MQ4 ’19: $611MQ4 ’19Q1 ’20: $490MQ2 ’20: $654MQ3 ’20: $743MQ4 ’20: $866MQ4 ’20Q1 ’21: $967MQ2 ’21: $1.0BQ3 ’21: $1.1BQ4 ’21: $1.2BQ4 ’21Q1 ’22: $1.2BQ2 ’22: $1.0BQ3 ’22: $1.0BQ4 ’22: $1.1BQ4 ’22Q1 ’23: $1.2BQ2 ’23: $1.2BQ3 ’23: $1.2BQ4 ’23: $1.4BQ4 ’23Q1 ’24: $1.4BQ2 ’24: $1.5BQ3 ’24: $1.6BQ4 ’24: $1.6BQ4 ’24Q1 ’25: $1.6BQ2 ’25: $1.8BQ3 ’25: $2.0BQ4 ’25: $2.1BQ4 ’25Q1 ’26: $2.1Bfilingsflow.com

Portfolio Composition

By security type
ETP: 83.7%Common Stock: 15.7%Other: 0.2%REIT: 0.2%ADR: 0.2%Other: 0.0%
  • ETP · 83.7% · $1.7B
  • Common Stock · 15.7% · $328M
  • Other · 0.2% · $4M
  • REIT · 0.2% · $4M
  • ADR · 0.2% · $3M
  • Other · 0.0% · $758,309

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+20.3K20.3K+$2M$2M
ISHARES TRNEW+45.3K45.3K+$1M$1M
ASSTSTRIVE INCNEW+73.8K73.8K+$739,136$739,136
ETSYETSY INCNEW+9.4K9.4K+$468,463$468,463
ASTRAZENECA PLCNEW+1.6K1.6K+$310,425$310,425
DOWDOW HLDGS INCNEW+6.7K6.7K+$280,013$280,013
QQNITY ELECTRONICS INCNEW+2.3K2.3K+$264,682$264,682
WDCWESTERN DIGITAL CORPNEW+946946+$255,884$255,884

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

25 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRCORE S&P500 ETF · CORE S&P MCP ETF · CORE MSCI EAFE · CORE S&P SCP ETF · IBONDS DEC 29 · IBONDS DEC 2030 · IBONDS DEC 2031 · MSCI USA MIN VOL · IBDS DEC28 ETF · IBONDS DEC 2032 · IBONDS 27 ETF · NEW YORK MUN ETF · EAFE SML CP ETF · RUS 1000 ETF · RUSSELL 2000 ETF · SELECT DIVID ETF · ISHARES SEMICDTR42.40%$886M12.79M
2SPDR SERIES TRUSTSTATE STREET SPD12.78%$267M3.20M
3VANGUARD MALVERN FDSSTRM INFPROIDX5.80%$121M2.43M
4VANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT3.71%$78M1.21M
5STATE STR SPDR S&P 500 ETF TTR UNIT3.59%$75M115.3K
6AAPLAPPLE INChistory →COM3.28%$68M269.8K
7VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF2.60%$54M1.00M
8INVESCO EXCH TRADED FD TR IIS&P 500 REVENUE1.81%$38M329.0K
9ISHARES INCCORE MSCI EMKT1.62%$34M484.1K
10INVESCO EXCHANGE TRADED FD TRAFI US 1000 ETF1.41%$29M618.1K
11CFGCITIZENS FINL GROUP INChistory →COM1.31%$27M456.9K
12VANGUARD INDEX FDSTOTAL STK MKT · S&P 500 ETF SHS · REAL ESTATE ETF1.26%$26M114.6K
13MDYSTATE STR SPDR S&P MIDCAP 40history →UTSER1 S&PDCRP1.23%$26M41.7K
14GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.80%$17M58.4K
15MSFTMICROSOFT CORPhistory →COM0.66%$14M37.2K
16AMZNAMAZON COM INChistory →COM0.58%$12M58.4K
17NVDANVIDIA CORPORATIONhistory →COM0.56%$12M66.9K
18DDOGDATADOG INCCL A COM0.46%$10M82.2K
19JPMJPMORGAN CHASE & COCOM0.36%$8M25.8K
20BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.32%$7M13.9K
21EXMOCEXXON MOBIL CORPCOM0.32%$7M38.9K
22FLEXSHARES TRIBOXX 3R TARGT0.31%$6M266.0K
23J P MORGAN EXCHANGE TRADED FULTRA SHT MUNCPL0.30%$6M121.8K
24JLLJONES LANG LASALLE INCCOM0.28%$6M19.0K
25JNJJOHNSON & JOHNSONCOM0.21%$4M18.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$2.1B332May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$2.1B326Jan 29, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.0B319Oct 27, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.8B314Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.6B263May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.6B256Jan 31, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.6B265Nov 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.5B250Jul 30, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.4B238May 1, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.4B225Jan 29, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.2B219Oct 30, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B216Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.2B199May 3, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B203Feb 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.0B188Oct 28, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.0B193Jul 27, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.2B204May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.2B182Jan 31, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.1B173Nov 1, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.0B163Jul 27, 202113F-HRchanges · EDGAR ↗
Q1 2021$967M172Apr 29, 202113F-HRchanges · EDGAR ↗
Q4 2020$866M153Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$743M138Nov 3, 202013F-HRchanges · EDGAR ↗
Q2 2020$654M127Aug 4, 202013F-HRchanges · EDGAR ↗
Q1 2020$490M120Apr 29, 202013F-HRchanges · EDGAR ↗
Q4 2019$611M135Jan 29, 202013F-HRchanges · EDGAR ↗
Q3 2019$559M121Oct 22, 201913F-HRchanges · EDGAR ↗
Q2 2019$193M62Jul 24, 201913F-HRchanges · EDGAR ↗
Q1 2019$513M119May 3, 201913F-HRchanges · EDGAR ↗
Q4 2018$444M108Jan 28, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.