SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Penserra Capital Management LLC

CIK 0001593324 · 4 ORINDA WAY, SUITE 100-A, ORINDA, CA, 94563 · 646-459-0581

Reported Value
$5.4B
Q1 2021
Positions
1,350
Filings on Record
30
2019–present window
Filed
May 13, 2021
original filing

Summary

Penserra Capital Management LLC reported $5.4B in U.S.-listed holdings across 1,350 positions for Q1 2021.

Its largest position, BABA, represents 3.4% of the portfolio.

Compared with Q4 2020, the fund opened 167 new positions and exited 65.

Portfolio Metrics

Turnover
+8.6%
vs prior filed quarter
Top-10 Concentration
+20.5%
share of reported value
Largest Position
+3.4%
Alibaba Group Hldg
New / Exited
167 / 65
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.0BQ4 ’18Q1 ’19: $1.2BQ2 ’19: $1.3BQ3 ’19: $1.2BQ4 ’19: $1.5BQ4 ’19Q1 ’20: $1.5BQ2 ’20: $1.9BQ3 ’20: $2.6BQ4 ’20: $4.2BQ4 ’20Q1 ’21: $5.4BQ2 ’21: $5.5BQ3 ’21: $4.8BQ4 ’21: $4.7BQ4 ’21Q1 ’22: $4.2BQ2 ’22: $3.7BQ3 ’22: $3.5BQ1 ’23: $4.8BQ1 ’23Q2 ’23: $5.1BQ3 ’23: $4.8BQ4 ’23: $5.3BQ1 ’24: $8.0BQ1 ’24Q2 ’24: $7.9BQ3 ’24: $4.6BQ4 ’24: $5.5BQ1 ’25: $5.6BQ1 ’25Q2 ’25: $7.2BQ3 ’25: $8.4BQ4 ’25: $8.4BQ1 ’26: $8.5BQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 61.4%ADR: 22.9%Other: 6.3%Closed-End Fund: 5.4%REIT: 2.8%Other: 1.2%
  • Common Stock · 61.4% · $3.3B
  • ADR · 22.9% · $1.2B
  • Other · 6.3% · $339M
  • Closed-End Fund · 5.4% · $293M
  • REIT · 2.8% · $154M
  • Other · 1.2% · $64M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BCXBLACKROCK RES & COMMODITIESNEW+1.85M1.85M+$16M$16M
TUYATUYA INCNEW+716.1K716.1K+$15M$15M
HFROHIGHLANDNEW+1.30M1.30M+$14M$14M
NFJVIRTUSNEW+1.01M1.01M+$14M$14M
MMM3M CONEW+71.4K71.4K+$14M$14M
VIRTUS ALLIANZGI CONVERTIBLENEW+2.36M2.36M+$13M$13M
DLYDOUBLELINE YIELD OPPORTUNITINEW+631.5K631.5K+$12M$12M
CPNGCOUPANG INCNEW+222.7K222.7K+$11M$11M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

396 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS3.36%$182M802.1K
2JDJD.COM INChistory →SPON ADR CL A2.90%$157M1.86M
3PDDPINDUODUO INChistory →SPONSORED ADS2.60%$141M1.05M
4MELIMERCADOLIBRE INChistory →COM2.47%$134M90.7K
5NTESNETEASE INChistory →SPONSORED ADS1.91%$103M998.6K
6BEKEKE HLDGS INChistory →SPONSORED ADS1.71%$92M1.62M
7TRIPTRIPADVISOR INChistory →COM1.52%$82M1.52M
8RVLVREVOLVE GROUP INChistory →CL A1.39%$75M1.68M
9BIDUBAIDU INChistory →SPON ADR REP A1.33%$72M330.8K
10GRPNGROUPON INChistory →COM NEW1.31%$71M1.40M
11NXPINXP SEMICONDUCTORS N Vhistory →COM1.26%$68M339.5K
12LYFTLYFT INChistory →CL A COM1.20%$65M1.03M
13SESEA LTDhistory →SPONSORD ADS1.13%$61M274.0K
14LUFAX HOLDING LTDADS REP SHS CL A1.11%$60M4.12M
15ADIANALOG DEVICES INChistory →COM1.11%$60M385.8K
16QURATE RETAIL INCCOM SER A1.09%$59M5.02M
17ERICERICSSONhistory →ADR B SEK 101.05%$57M4.31M
18PFEBINNOVATOR ETFSTR S&P 500 POWER · TR S&P 500 PWR · TR S&P 500 PWR BU · TR S&P 500 PWRETF · TR S&P 500 PWR BUFR0.97%$53M1.81M
19EXPEEXPEDIA GROUP INChistory →COM NEW0.97%$53M305.3K
20IAC INTERACTIVECORPNEW COM0.92%$50M229.6K
21REALTHE REALREAL INChistory →COM0.91%$49M2.17M
22QCOMQUALCOMM INChistory →COM0.88%$48M359.6K
23LELANDS END INChistory →NEW COM0.83%$45M1.80M
24ETSYETSY INChistory →COM0.82%$45M220.7K
25WWAYFAIR INChistory →CL A0.82%$44M140.2K
26SFIXSTITCH FIX INChistory →COM CL A0.80%$43M869.0K
27BKNGBOOKING HOLDINGS INChistory →COM0.76%$41M17.5K
28VZVERIZON COMMUNICATIONS INChistory →COM0.75%$41M701.2K
29PYPLPAYPAL HLDGS INChistory →COM0.75%$41M167.5K
30FLWS1 800 FLOWERS COMhistory →INC CL A0.74%$40M1.45M
31UBERUBER TECHNOLOGIES INChistory →COM0.74%$40M733.5K
32SSTKSHUTTERSTOCK INChistory →COM0.73%$40M444.4K
33CVNACARVANA COhistory →CL A0.72%$39M149.4K
34AMZNAMAZON COM INChistory →COM0.72%$39M12.6K
35EBAYEBAY INC.history →COM0.71%$39M629.6K
36CHWYCHEWY INChistory →CL A0.70%$38M448.4K
37VIPSVIPSHOP HOLDINGS LIMITEDhistory →SPONSORED ADS A0.70%$38M1.27M
38XILINX INCCOM0.69%$37M302.5K
39SWKSSKYWORKS SOLUTIONS INChistory →COM0.69%$37M202.5K
40KEYSKEYSIGHT TECHNOLOGIES INChistory →COM0.69%$37M258.6K
41TAT&T INChistory →COM0.67%$36M1.20M
42CHGGCHEGG INChistory →COM0.64%$35M405.7K
43PETSPETMED EXPRESS INChistory →COM0.64%$35M986.4K
44NBISYANDEX N Vhistory →SHS CLASS A0.63%$34M528.9K
45NOKNOKIA CORPhistory →SPONSORED ADR0.62%$33M8.43M
46BBBYOVERSTOCK COM INChistory →DEL COM0.62%$33M503.0K
47BILIBILIBILI INChistory →SPONS ADS REP Z0.59%$32M298.3K
48AMTAMERICAN TOWER CORPhistory →NEW COM0.59%$32M133.1K
49NFLXNETFLIX INChistory →COM0.58%$32M60.5K
50AKAMAKAMAI TECHNOLOGIES INChistory →COM0.57%$31M304.7K
51XEVVXEATON VANCELTD DURATION INC COM · TX ADV GLBL DIV COM · TAX ADVT DIV INC COM0.56%$30M1.85M
52VROOM INCCOM0.53%$29M737.1K
53PTONPELOTON INTERACTIVE INChistory →CL A COM0.53%$28M253.4K
54AAPLAPPLE INChistory →COM0.52%$28M231.5K
55GHYPGIMGLOBAL HIGH YIELD FD FO COM · HIGH YIELD BOND FUND IN COM0.51%$28M1.80M
56CPRTCOPART INChistory →COM0.50%$27M247.9K
57MXIMMAXIM INTEGRATED PRODS INChistory →COM0.50%$27M293.7K
58TMUST-MOBILE US INChistory →COM0.50%$27M213.9K
59JMIAJUMIA TECHNOLOGIES AGhistory →SPONSORED ADS0.49%$27M752.0K
60STMPSTAMPS COM INChistory →COM NEW0.47%$26M128.6K
61MARVELL TECHNOLOGY GROUP LTDORD0.47%$26M523.7K
62CHTRCHARTER COMMUNICATIONS INChistory →N CL A0.44%$24M38.2K
63GRUBHUB INCCOM0.43%$23M388.9K
64FFIVF5 NETWORKS INChistory →COM0.43%$23M111.4K
65QRVOQORVO INChistory →COM0.43%$23M126.9K
66UNHUNITEDHEALTH GROUP INChistory →COM0.40%$22M58.7K
67CMRCBIGCOMMERCE HLDGS INChistory →COM SER 10.39%$21M363.8K
68MAKEMYTRIP LIMITEDMAURITIUS SHS0.39%$21M659.7K
69MSFTMICROSOFT CORPhistory →COM0.38%$21M87.7K
70HONHONEYWELL INTL INChistory →COM0.37%$20M92.6K
71HDHOME DEPOT INChistory →COM0.37%$20M64.9K
72DOXAMDOCS LTDhistory →SHS0.36%$20M281.2K
73GW PHARMACEUTICALS PLCADS0.36%$19M89.6K
74CCICROWN CASTLE INTL CORPhistory →NEW COM0.35%$19M111.5K
75DADA NEXUS LTDADS0.35%$19M693.0K
76OZONOZON HLDGS PLChistory →SPONSORED ADS0.34%$18M329.7K
77TCOMTRIP COM GROUP LTDhistory →ADS0.34%$18M462.5K
78VVISA INChistory →COM CL A0.34%$18M86.4K
79CVXCHEVRON CORPhistory →NEW COM0.33%$18M172.1K
80FTCHQFARFETCH LTDhistory →ORD SH CL A0.33%$18M336.2K
81STNESTONECO LTDhistory →COM CL A0.33%$18M288.0K
82JNJJOHNSON & JOHNSONhistory →COM0.32%$18M106.7K
83CIENCIENA CORPhistory →COM NEW0.32%$17M318.4K
84MCDMCDONALDS CORPhistory →COM0.32%$17M77.1K
85IIPRINNOVATIVE INDL PPTYS INChistory →COM0.31%$17M92.5K
86EQIXEQUINIX INChistory →COM0.31%$17M24.4K
87BCXBLACKROCK RES & COMMODITIEShistory →SHS0.30%$16M1.85M
88VODVODAFONE GROUP PLChistory →NEW SPONSORED ADR0.30%$16M886.8K
89FIVERR INTL LTDORD SHS0.30%$16M74.4K
90PDIPIMCODYNAMIC CR INCOME FD COM SHS · DYNAMIC INCOME FD SHS0.30%$16M655.8K
91GSGOLDMAN SACHS GROUP INChistory →COM0.29%$16M48.4K
92INTCINTEL CORPhistory →COM0.28%$15M238.8K
93TUYATUYA INChistory →SPONSERED ADS ADDED0.28%$15M716.1K
94NKENIKE INChistory →CL B0.28%$15M113.7K
95LMTLOCKHEED MARTIN CORPhistory →COM0.28%$15M40.8K
96USALIBERTYhistory →ALL STAR EQUITY FD SH BEN INT0.28%$15M1.96M
97DSLDOUBLELINE INCOME SOLUTIONShistory →COM0.28%$15M819.6K
98JFRNUVEEN FLOATING RATE INCOMEhistory →COM0.27%$15M1.53M
99CANOPY GROWTH CORPCOM0.27%$15M458.8K
100INVESCO DYNAMIC CR OPPORTUNICOM0.27%$15M1.28M

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$8.5B1,586May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$8.4B1,548Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$8.4B1,555Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$7.2B1,478Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$5.6B1,592Apr 29, 202513F-HRchanges · EDGAR ↗
Q4 2024$5.5B1,958Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$4.6B1,620Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$7.9B1,825Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$8.0B1,837May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$5.3B2,200Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$4.8B2,222Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023$5.1B2,218Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$4.8B1,761Apr 24, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review1,791Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.5B1,231Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.7B1,680Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$4.2B1,833May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$4.7B1,703Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$4.8B1,812Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$5.5B1,652Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$5.4B1,350May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.2B1,258Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.6B1,322Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.9B1,220Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.5B1,263May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.5B1,354Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.2B1,413Nov 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.3B1,164Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.2B1,081May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.0B887Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 9 additional managers.

  • GUINNESS ATKINSON FUNDS
  • Kingsview Wealth Management, LLC
  • EXCHANGE TRADED CONCEPTS, LLC
  • Innovator Management LLC
  • Amplify ETF Trust
  • Hoya Capital Real Estate, LLC
  • Defiance ETFs, LLC
  • Beyond Advisors IC
  • Procure ETF Trust II

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.