SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Penserra Capital Management LLC

CIK 0001593324 · 4 ORINDA WAY, SUITE 100-A, ORINDA, CA, 94563 · 646-459-0581

Reported Value
$4.8B
Q3 2023
Positions
2,222
Filings on Record
30
2019–present window
Filed
Nov 15, 2023
original filing

Summary

Penserra Capital Management LLC reported $4.8B in U.S.-listed holdings across 2,222 positions for Q3 2023.

Its largest position, POCT, represents 6.7% of the portfolio.

Compared with Q2 2023, the fund opened 151 new positions and exited 178.

Portfolio Metrics

Turnover
+16.5%
vs prior filed quarter
Top-10 Concentration
+35.9%
share of reported value
Largest Position
+6.7%
Innovator Etfs Tr
New / Exited
151 / 178
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.0BQ4 ’18Q1 ’19: $1.2BQ2 ’19: $1.3BQ3 ’19: $1.2BQ4 ’19: $1.5BQ4 ’19Q1 ’20: $1.5BQ2 ’20: $1.9BQ3 ’20: $2.6BQ4 ’20: $4.2BQ4 ’20Q1 ’21: $5.4BQ2 ’21: $5.5BQ3 ’21: $4.8BQ4 ’21: $4.7BQ4 ’21Q1 ’22: $4.2BQ2 ’22: $3.7BQ3 ’22: $3.5BQ1 ’23: $4.8BQ1 ’23Q2 ’23: $5.1BQ3 ’23: $4.8BQ4 ’23: $5.3BQ1 ’24: $8.0BQ1 ’24Q2 ’24: $7.9BQ3 ’24: $4.6BQ4 ’24: $5.5BQ1 ’25: $5.6BQ1 ’25Q2 ’25: $7.2BQ3 ’25: $8.4BQ4 ’25: $8.4BQ1 ’26: $8.5BQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 80.0%Closed-End Fund: 6.9%ETP: 6.8%ADR: 3.5%REIT: 1.7%Other: 1.1%
  • Common Stock · 80.0% · $3.9B
  • Closed-End Fund · 6.9% · $332M
  • ETP · 6.8% · $332M
  • ADR · 3.5% · $170M
  • REIT · 1.7% · $82M
  • Other · 1.1% · $55M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ECCEAGLE POINT CREDIT COMPANY INEW+1.44M1.44M+$15M$15M
XAODXABRDN TOTAL DYNAMIC DIVIDENDNEW+1.30M1.30M+$10M$10M
HYTBLACKROCK CORPOR HI YLD FD INEW+1.01M1.01M+$9M$9M
NEW RELIC INCNEW+93.8K93.8K+$8M$8M
BCXBLACKROCK RES & COMMODITIESNEW+806.5K806.5K+$7M$7M
KDKYNDRYL HLDGS INCNEW+464.7K464.7K+$7M$7M
PTACOHEN & STEERS TAX ADVAN PFDNEW+351.5K351.5K+$6M$6M
DUOLDUOLINGO INCNEW+24.4K24.4K+$4M$4M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

388 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1POCTINNOVATOR ETFS TRUS EQTY PWR BUF · US EQTY PWR BF · US EQT PWR BUF · US EQTY BUFR JUL · US EQTY BUF OCT · US EQTY BUF SEP · US EQUT BUFR AUG · US EQTY BUFR MAR · US EQT BUFR APR · US EQTY BUFR JAN · US EQTY BUFR FEB · US EQTY BUF NOV · US EQTY BUFR MAY · US EQTY BUF DEC · US EQTY BUFR JUN6.73%$326M10.04M
2AAPLAPPLE INChistory →COM3.87%$188M1.10M
3MSFTMICROSOFT CORPhistory →COM3.46%$167M530.2K
4UNHUNITEDHEALTH GROUP INChistory →COM3.41%$165M327.7K
5CVXCHEVRON CORPhistory →NEW COM3.36%$163M965.6K
6VVISA INChistory →COM CL A3.34%$162M703.7K
7PGPROCTER AND GAMBLE COhistory →COM3.14%$152M1.04M
8JPMJPMORGAN CHASE & COhistory →COM2.94%$143M983.5K
9MCDMCDONALDS CORPhistory →COM2.85%$138M524.2K
10GSGOLDMAN SACHS GROUP INChistory →COM2.78%$135M416.6K
11HDHOME DEPOT INChistory →COM2.47%$120M396.3K
12WMTWALMART INChistory →COM2.46%$119M744.7K
13UPSUNITED PARCEL SERVICE INChistory →CL B2.43%$118M756.2K
14MRKMERCK & CO INChistory →COM2.32%$112M1.09M
15SLBSCHLUMBERGER LTDhistory →COM STK2.31%$112M1.92M
16CSCOCISCO SYS INChistory →COM1.93%$93M1.74M
17DEDEERE & COhistory →COM1.82%$88M233.7K
18DUKDUKE ENERGY CORPhistory →NEW COM NEW1.77%$86M970.5K
19JNJJOHNSON & JOHNSONhistory →COM1.74%$84M540.6K
20LMTLOCKHEED MARTIN CORPhistory →COM1.73%$84M204.6K
21VZVERIZON COMMUNICATIONS INChistory →COM1.38%$67M2.06M
22COPCONOCOPHILLIPShistory →COM1.24%$60M501.4K
23FCXFREEPORT-MCMORAN INChistory →CL B1.15%$56M1.49M
24PDDPDD HOLDINGS INChistory →SPONSORED ADS1.14%$55M563.9K
25KOCOCA COLA COhistory →COM1.14%$55M986.8K
26NVDANVIDIA CORPORATIONhistory →COM0.83%$40M92.8K
27AVGOBROADCOM INChistory →COM0.68%$33M39.5K
28MELIMERCADOLIBRE INChistory →COM0.61%$30M23.3K
29GISGENERAL MLS INChistory →COM0.61%$29M459.3K
30AMDADVANCED MICRO DEVICES INChistory →COM0.59%$28M275.9K
31INTCINTEL CORPhistory →COM0.54%$26M733.1K
32ORCLORACLE CORPhistory →COM0.54%$26M244.8K
33QCOMQUALCOMM INChistory →COM0.47%$23M207.2K
34ADIANALOG DEVICES INChistory →COM0.37%$18M103.3K
35ARISTA NETWORKS INCCOM0.32%$16M84.5K
36ECCEAGLE POINT CREDIT COMPANY Ihistory →COM0.30%$15M1.44M
37NXPINXP SEMICONDUCTORS N Vhistory →COM0.30%$14M71.5K
38CPNGCOUPANG INChistory →CL A0.29%$14M829.6K
39OXFORD LANE CAP CORPCOM0.29%$14M2.83M
40MRVLMARVELL TECHNOLOGY INChistory →COM0.29%$14M257.7K
41GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.29%$14M105.8K
42PDIPIMCO DYNAMIC INCOME FDhistory →SHS0.26%$12M715.8K
43SESEA LTDhistory →SPONSORD ADS0.25%$12M280.9K
44VVRINVESCO SR INCOME TRhistory →COM0.25%$12M3.06M
45HPEHEWLETT PACKARD ENTERPRISE Chistory →COM0.25%$12M689.1K
46NOKNOKIA CORPhistory →SPONSORED ADR0.24%$12M3.09M
47VMWARE INCCL A COM0.24%$12M69.2K
48PDOPIMCO DYNAMIC INCOME OPRNTShistory →COM BEN SHS0.24%$11M967.5K
49PAXSPIMCO ACCESS INCOME FUNDhistory →SHS BENFIN INT0.24%$11M824.5K
50JFRNUVEEN FLOATING RATE INCOMEhistory →COM0.23%$11M1.37M
51BGBBLACKSTONE STRATEGIC CRED 20history →COM SHS BEN IN0.23%$11M1.01M
52AMZNAMAZON COM INChistory →COM0.23%$11M86.4K
53JPCNUVEEN PFD & INCOME OPPORTUNhistory →COM0.22%$11M1.72M
54PTYPIMCO CORPORATE & INCOME OPPhistory →COM0.22%$11M831.4K
55XJQCXNUVEEN CR STRATEGIES INCOMEhistory →COM SHS0.22%$11M2.14M
56XEVVXEATON VANCE LTD DURATION INChistory →COM0.22%$11M1.20M
57WDIWESTERN ASSET DIVERSIFIED INhistory →COM SHS BEN INT0.22%$11M816.3K
58NATIONAL INSTRS CORPCOM0.22%$11M181.3K
59GHYPGIM GLOBAL HIGH YIELD FD FOhistory →COM0.22%$11M997.8K
60KYNKAYNE ANDERSON ENERGY INFRSThistory →COM0.22%$11M1.26M
61FSCOFS CREDIT OPPORTUNITIES CORPhistory →COMMON STOCK0.21%$10M1.90M
62LSCCLATTICE SEMICONDUCTOR CORPhistory →COM0.21%$10M118.2K
63JNPJUNIPER NETWORKS INChistory →COM0.21%$10M364.3K
64NUVEEN PFD & INCOME SECS FDCOM0.21%$10M1.63M
65WIWWESTERN AST INFL LKD OPP & ICOM0.20%$10M1.19M
66XAODXABRDN TOTAL DYNAMIC DIVIDENDCOM SH BEN INT0.20%$10M1.30M
67DDOGDATADOG INCCL A COM0.20%$10M106.6K
68SWKSSKYWORKS SOLUTIONS INCCOM0.20%$10M97.4K
69NUNU HLDGS LTDORD SHS CL A0.20%$10M1.32M
70KEYSKEYSIGHT TECHNOLOGIES INCCOM0.20%$10M72.0K
71COHRCOHERENT CORPCOM0.20%$10M291.1K
72TMUST-MOBILE US INCCOM0.19%$9M65.8K
73AKAMAKAMAI TECHNOLOGIES INCCOM0.19%$9M86.1K
74FPFFIRST TR INTER DURATN PFD &COM0.19%$9M615.7K
75XEMDXWESTERN ASSET EMERGING MKTSCOM0.19%$9M1.10M
76TAT&T INCCOM0.19%$9M604.1K
77DELLDELL TECHNOLOGIES INCCL C0.18%$9M129.3K
78NVGNUVEEN AMT FREE MUN CR INC FCOM0.18%$9M851.2K
79MEGIMAINSTAY CBRE GBL INFRA MEGCOM0.18%$9M741.4K
80HYTBLACKROCK CORPOR HI YLD FD ICOM0.18%$9M1.01M
81ERICERICSSON ADR BSEK 100.18%$9M1.76M
82EQIXEQUINIX INCCOM0.17%$8M11.5K
83NTAPNETAPP INCCOM0.17%$8M109.5K
84DTDYNATRACE INCCOM NEW0.17%$8M176.3K
85CCICROWN CASTLE INCCOM0.17%$8M89.2K
86AMTAMERICAN TOWER CORPNEW COM0.17%$8M49.6K
87TBLDTHORNBURG INCM BUILDER OPP TCOM0.17%$8M555.4K
88FFIVF5 INCCOM0.17%$8M49.9K
89NEW RELIC INCCOM0.17%$8M93.8K
90DOXAMDOCS LTDSHS0.17%$8M94.8K
91ABRDN ASIA PACIFIC INCOME FUCOM0.16%$8M3.25M
92CIENCIENA CORPCOM NEW0.16%$8M166.2K
93ATENA10 NETWORKS INCCOM0.16%$8M517.0K
94MTSIMACOM TECH SOLUTIONS HLDGS ICOM0.16%$8M95.1K
95TSLATESLA INCCOM0.16%$8M30.7K
96PHKPIMCO HIGH INCOME FDCOM SHS0.16%$8M1.74M
97NTCTNETSCOUT SYS INCCOM0.16%$8M272.6K
98QRVOQORVO INCCOM0.16%$8M78.9K
99IDCCINTERDIGITAL INCCOM0.15%$7M93.1K
100BCXBLACKROCK RES & COMMODITIESSHS0.15%$7M806.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$8.5B1,586May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$8.4B1,548Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$8.4B1,555Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$7.2B1,478Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$5.6B1,592Apr 29, 202513F-HRchanges · EDGAR ↗
Q4 2024$5.5B1,958Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$4.6B1,620Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$7.9B1,825Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$8.0B1,837May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$5.3B2,200Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$4.8B2,222Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023$5.1B2,218Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$4.8B1,761Apr 24, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review1,791Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.5B1,231Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.7B1,680Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$4.2B1,833May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$4.7B1,703Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$4.8B1,812Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$5.5B1,652Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$5.4B1,350May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.2B1,258Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.6B1,322Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.9B1,220Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.5B1,263May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.5B1,354Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.2B1,413Nov 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.3B1,164Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.2B1,081May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.0B887Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 13 additional managers.

  • GUINNESS ATKINSON FUNDS
  • Kingsview Wealth Management, LLC
  • EXCHANGE TRADED CONCEPTS, LLC
  • Innovator Management LLC
  • Amplify ETF Trust
  • Hoya Capital Real Estate, LLC
  • Defiance ETFs, LLC
  • Beyond Advisors IC
  • Procure ETF Trust II
  • ADVISORS SERIES TRUST
  • Kelly Strategic Management, LLC
  • DriveWealth ETF Trust
  • Grant/GrossMendelsohn, LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.