SEC 13F Intelligence

OXFORD LANE CAP CORP

CUSIP 691543102

Oxford Lane Cap Corp has 1 institutional holders in Filings Flow’s 13F database, together reporting 427.9K shares worth $2M as of Q1 2026. The largest reported holders are Osaic Holdings, Inc., Independent Financial Group, LLC, and Gatepass Capital, LLC.

Institutional Holders
1
Q1 2026
Reported Value
$2M
Ticker
unmapped
private placement or foreign
Quarters Tracked
9

Ownership Trend

Institutional holders
Q4 ’18: 30Q4 ’18Q1 ’19: 26Q2 ’19: 36Q2 ’19Q3 ’19: 28Q2 ’21: 45Q2 ’21Q4 ’21: 55Q4 ’22: 76Q4 ’22Q1 ’26: 1Q2 ’26: 1Q2 ’26filingsflow.com
Total reported value
Q4 ’18: $58MQ4 ’18Q1 ’19: $8MQ2 ’19: $18MQ2 ’19Q3 ’19: $8MQ2 ’21: $665MQ2 ’21Q4 ’21: $1.1BQ4 ’22: $110MQ4 ’22Q1 ’26: $2MQ2 ’26: $1MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
GatePass Capital, LLC$214M AUM0.46%$802,48247.4KQ3 2025OLDER
INDEPENDENT FINANCIAL GROUP, LLC$678M AUM0.22%$1M271.2KQ2 2026
Sage Capital Advisors,llc$482M AUM0.06%$236,14713.9KQ3 2025OLDER
NICOLET ADVISORY SERVICES, LLC$1.5B AUM0.03%$341,62120.4KQ3 2025OLDER
WPG Advisers, LLC$136M AUM0.02%$22,1781.3KQ3 2025OLDER
Apollon Wealth Management, LLC$6.2B AUM0.01%$477,57528.2KQ3 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$2M528.3KQ3 2025OLDER
Blue Trust, Inc.$8.7B AUM0.00%$1,01660Q3 2025OLDER
CWM, LLC$38.1B AUM0.00%$2106Q3 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$18,0004.3KQ3 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.