SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Penserra Capital Management LLC

CIK 0001593324 · 4 ORINDA WAY, SUITE 100-A, ORINDA, CA, 94563 · 646-459-0581

Reported Value
$1.5B
Q4 2019
Positions
1,354
Filings on Record
30
2019–present window
Filed
Feb 14, 2020
original filing

Summary

Penserra Capital Management LLC reported $1.5B in U.S.-listed holdings across 1,354 positions for Q4 2019.

Its largest position, BABA, represents 3.1% of the portfolio.

Compared with Q3 2019, the fund opened 209 new positions and exited 187.

Portfolio Metrics

Turnover
+38.3%
vs prior filed quarter
Top-10 Concentration
+14.5%
share of reported value
Largest Position
+3.1%
Alibaba Group Hldg
New / Exited
209 / 187
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.0BQ4 ’18Q1 ’19: $1.2BQ2 ’19: $1.3BQ3 ’19: $1.2BQ4 ’19: $1.5BQ4 ’19Q1 ’20: $1.5BQ2 ’20: $1.9BQ3 ’20: $2.6BQ4 ’20: $4.2BQ4 ’20Q1 ’21: $5.4BQ2 ’21: $5.5BQ3 ’21: $4.8BQ4 ’21: $4.7BQ4 ’21Q1 ’22: $4.2BQ2 ’22: $3.7BQ3 ’22: $3.5BQ1 ’23: $4.8BQ1 ’23Q2 ’23: $5.1BQ3 ’23: $4.8BQ4 ’23: $5.3BQ1 ’24: $8.0BQ1 ’24Q2 ’24: $7.9BQ3 ’24: $4.6BQ4 ’24: $5.5BQ1 ’25: $5.6BQ1 ’25Q2 ’25: $7.2BQ3 ’25: $8.4BQ4 ’25: $8.4BQ1 ’26: $8.5BQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 61.2%ADR: 16.8%Closed-End Fund: 13.7%Other: 4.8%REIT: 2.6%Other: 0.9%
  • Common Stock · 61.2% · $946M
  • ADR · 16.8% · $260M
  • Closed-End Fund · 13.7% · $212M
  • Other · 4.8% · $75M
  • REIT · 2.6% · $40M
  • Other · 0.9% · $14M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TCOMTRIP COM GROUP LTDNEW+506.9K506.9K+$17M$17M
PAYCPAYCOM SOFTWARE INCNEW+42.5K42.5K+$11M$11M
PCTYPAYLOCITY HLDG CORPNEW+93.0K93.0K+$11M$11M
OLEDUNIVERSAL DISPLAY CORPNEW+53.1K53.1K+$11M$11M
BGBBLACKSTONE GSO STRATEGIC CRNEW+737.0K737.0K+$11M$11M
JFRNUVEEN FLOATING RATE INCOMENEW+1.05M1.05M+$11M$11M
XEMDXWESTERN ASSET EMRG MKT DEBTNEW+738.1K738.1K+$11M$11M
INVESCO DYNAMIC CR OPP FDNEW+941.7K941.7K+$11M$11M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

395 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS3.10%$48M226.0K
2MELIMERCADOLIBRE INChistory →COM1.84%$28M49.8K
3JDJD COM INChistory →SPON ADR CL A1.43%$22M627.4K
4BIDUBAIDU INChistory →SPON ADR REP A1.38%$21M169.4K
5PDDPINDUODUO INChistory →SPONSORED ADS1.36%$21M556.2K
6CPRTCOPART INChistory →COM1.16%$18M196.6K
7NTESNETEASE INChistory →SPONSORED ADS1.14%$18M57.3K
8TCOMTRIP COM GROUP LTDhistory →ADS ADDED1.10%$17M506.9K
9CHGGCHEGG INChistory →COM1.01%$16M413.1K
10NBISYANDEX N Vhistory →SHS CLASS A1.01%$16M359.8K
11MSFTMICROSOFT CORPhistory →COM0.87%$13M85.4K
12ADIANALOG DEVICES INChistory →COM0.83%$13M108.1K
13ADBEADOBE INChistory →COM0.81%$13M38.2K
14NOKNOKIA CORPhistory →SPONSORED ADR0.77%$12M3.08M
15NXPINXP SEMICONDUCTORS N Vhistory →COM0.76%$12M93.3K
16STNESTONECO LTDhistory →COM CL A0.75%$12M292.1K
17QCOMQUALCOMM INChistory →COM0.74%$11M132.3K
18NFLXNETFLIX INChistory →COM0.74%$11M35.4K
19CDWCDW CORPhistory →COM0.73%$11M78.9K
20PAYCPAYCOM SOFTWARE INChistory →COM0.73%$11M42.5K
21PCTYPAYLOCITY HLDG CORPhistory →COM0.73%$11M93.0K
22XILINX INCCOM0.72%$11M113.5K
23INMDINMODE LTDhistory →SHS0.71%$11M279.7K
24OLEDUNIVERSAL DISPLAY CORPhistory →COM0.71%$11M53.1K
25NEW ORIENTAL ED & TECH GRP ISPON ADR0.71%$11M90.2K
26BGBBLACKSTONE GSO STRATEGIC CRhistory →COM SHS BEN IN0.70%$11M737.0K
27JFRNUVEEN FLOATING RATE INCOMEhistory →COM0.70%$11M1.05M
28XEMDXWESTERN ASSET EMRG MKT DEBThistory →COM0.70%$11M738.1K
29INVESCO DYNAMIC CR OPP FDCOM0.70%$11M941.7K
30JPMJPMORGAN CHASE & COhistory →COM0.69%$11M76.6K
31HIOWESTERN ASSET HIGH INCM OPPhistory →COM0.69%$11M2.09M
32ISDPGIM HIGH YIELD BOND FUND INhistory →COM0.69%$11M691.6K
33GHYPGIM GLOBAL HIGH YIELD FD INhistory →COM0.69%$11M705.7K
34XEVVXEATON VANCE LTD DUR INCOME Fhistory →COM0.68%$11M795.4K
35TEMPLETON GLOBAL INCOME FDCOM0.68%$11M1.74M
36XJQCXNUVEEN CR STRATEGIES INCM FDhistory →COM SHS0.68%$11M1.39M
37USALIBERTY ALL STAR EQUITY FDhistory →SH BEN INT0.68%$10M1.55M
38NMIHNMI HLDGS INChistory →CL A0.67%$10M314.4K
39AMZNAMAZON COM INChistory →COM0.67%$10M5.6K
40XGDVXGABELLI DIVD & INCOME TRhistory →COM0.67%$10M480.4K
41XAODXABERDEEN TOTAL DYNAMIC DIVDhistory →COM SH BEN INT0.67%$10M1.17M
42XEFRXEATON VANCE SR FLTNG RTE TRhistory →COM0.67%$10M754.4K
43NXDTNEXPOINT STRATEGIC OPORTUNThistory →COM NEW0.66%$10M587.4K
44PYPLPAYPAL HLDGS INCCOM0.65%$10M92.3K
45ZTOZTO EXPRESS CAYMAN INCSPONSORED ADS A0.64%$10M423.9K
46VVRINVESCO SR INCOME TRCOM0.64%$10M2.30M
47PFSIPENNYMAC FINL SVCS INCCOM0.60%$9M271.8K
48FNDFLOOR & DECOR HLDGS INCCL A0.60%$9M181.6K
49ERICERICSSONADR B SEK 100.59%$9M1.16M
50LDOSLEIDOS HLDGS INCCOM0.59%$9M93.6K
51JBLJABIL INCCOM0.59%$9M221.7K
52NOWSERVICENOW INCCOM0.59%$9M32.4K
53GGENPACT LIMITEDSHS0.59%$9M216.7K
54GRUBHUB INCCOM0.57%$9M165.0K
55UBERUBER TECHNOLOGIES INCCOM0.56%$9M232.2K
56PDXPIMCO ENRGY TACTICAL CR OPPCOM SHS BEN INT0.56%$9M549.8K
57PTONPELOTON INTERACTIVE INCCL A COM0.56%$9M259.1K
58XEADXWELLS FARGO INCOMEOPPORTUNI WF INC OPPTY FD0.56%$9M1.02M
59VVISA INCCOM CL A0.55%$9M45.7K
60SWKSSKYWORKS SOLUTIONS INCCOM0.54%$8M69.5K
61HYTBLACKROCK CORPOR HI YLD FD ICOM0.52%$8M716.0K
62KEYSKEYSIGHT TECHNOLOGIES INCCOM0.51%$8M77.6K
63VIPSVIPSHOP HLDGS LTDSPONSORED ADS A0.51%$8M555.3K
64XFRAXBLACKROCK FLOAT RATE OME STRCOM0.49%$8M566.2K
65MOMO INCADR0.49%$8M225.7K
66VZVERIZON COMMUNICATIONS INCCOM0.47%$7M126.5K
67HIXWESTERN ASSET HIGH INCM FD ICOM0.47%$7M1.05M
68NKENIKE INCCL B0.46%$7M70.7K
69CHWYCHEWY INCCL A0.46%$7M252.3K
70AKAMAKAMAI TECHNOLOGIES INCCOM0.46%$7M75.6K
71FLWSFLWS/1-800 FLOWERSCL A0.46%$7M453.9K
72AMTAMERICAN TOWER CORPNEW COM0.45%$7M29.8K
73IAC INTERACTIVECORPCOM0.45%$7M28.0K
74WWAYFAIR INCCL A0.45%$7M71.2K
75ETSYETSY INCCOM0.45%$7M139.9K
76TAT&T INCCOM0.44%$7M186.2K
77DSLDOUBLELINE INCOME SOLUTIONSCOM0.44%$7M332.2K
78LYFTLYFT INCCL A COM0.43%$7M138.9K
79PETSPETMED EXPRESS INCCOM0.42%$7M254.3K
80CVNACARVANA COCL A0.42%$7M75.4K
81SFIXSTITCH FIX INCCOM CL A0.41%$6M262.2K
82PLNTPLANET FITNESS INCCL A0.41%$6M84.8K
83LELANDS END INCNEW COM0.41%$6M539.0K
84IQIQIYI INCSPONSORED ADS0.41%$6M298.2K
85FNVFRANCO NEVADA CORPCOM0.40%$6M60.4K
86EEFTEURONET WORLDWIDE INCCOM0.40%$6M39.4K
87TTCTORO COCOM0.40%$6M77.7K
88MARVELL TECHNOLOGY GROUP LTDORD0.40%$6M254.1K
89WGOWINNEBAGO INDS INCCOM0.40%$6M116.0K
9058 COM INCSPON ADR REP A0.39%$6M94.1K
91PAGSPAGSEGURO DIGITAL LTDCOM CL A0.39%$6M177.7K
92DHID R HORTON INCCOM0.39%$6M115.0K
93SSTKSHUTTERSTOCK INCCOM0.39%$6M141.0K
94ALAIR LEASE CORPCL A0.39%$6M126.6K
95EFTEATON VANCE FLTING RATE INCCOM0.39%$6M430.3K
96SESEA LTDSPONSORED ADS0.38%$6M145.4K
97EBAYEBAY INCCOM0.37%$6M168.5K
98DSUBLACKROCK DEBT STRAT FD INCCOM NEW0.36%$6M485.5K
99BKNGBOOKING HLDGS INCCOM0.35%$5M3.0K
100CHTRCHARTER COMMUNICATIONS INCN CL A0.35%$5M10.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$8.5B1,586May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$8.4B1,548Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$8.4B1,555Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$7.2B1,478Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$5.6B1,592Apr 29, 202513F-HRchanges · EDGAR ↗
Q4 2024$5.5B1,958Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$4.6B1,620Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$7.9B1,825Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$8.0B1,837May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$5.3B2,200Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$4.8B2,222Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023$5.1B2,218Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$4.8B1,761Apr 24, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review1,791Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.5B1,231Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.7B1,680Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$4.2B1,833May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$4.7B1,703Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$4.8B1,812Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$5.5B1,652Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$5.4B1,350May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.2B1,258Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.6B1,322Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.9B1,220Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.5B1,263May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.5B1,354Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.2B1,413Nov 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.3B1,164Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.2B1,081May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.0B887Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 10 additional managers.

  • GUINNESS ATKINSON FUNDS
  • EXCHANGE TRADED CONCEPTS, LLC
  • Innovator Management LLC
  • Amplify ETF Trust
  • Salt Financial, LLC
  • Defiance ETFs, LLC
  • Beyond Advisors IC
  • Procure ETF Trust II
  • Hoya Capital Real Estate, LLC
  • TriLine Index Solutions LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.