SEC 13F Intelligence

XEFRXEATON VANCE SR FLTNG RTE TR

CUSIP 27828Q105 · Yahoo Finance ↗ · Google Finance ↗

Eaton Vance Sr Fltng Rte Tr (XEFRX) has 98 institutional holders in Filings Flow’s 13F database, together reporting 11.59M shares worth $115M as of Q1 2026. The largest reported holders are 1607 Capital Partners, LLC, Morgan Stanley, and Pathstone Holdings, LLC.

Institutional Holders
98
Q1 2026
Reported Value
$115M
Ticker
XEFRX
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 80Q4 ’18Q1 ’19: 81Q2 ’19: 83Q2 ’19Q3 ’19: 83Q2 ’21: 81Q2 ’21Q4 ’21: 80Q4 ’22: 87Q4 ’22Q4 ’25: 96Q1 ’26: 98Q1 ’26Q2 ’26: 6filingsflow.com
Total reported value
Q4 ’18: $312MQ4 ’18Q1 ’19: $79MQ2 ’19: $87MQ2 ’19Q3 ’19: $103MQ2 ’21: $116MQ2 ’21Q4 ’21: $82MQ4 ’22: $55MQ4 ’22Q4 ’25: $114MQ1 ’26: $115MQ1 ’26Q2 ’26: $3Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Logan Stone Capital, LLC$360M AUM1.58%$6M540.7KQ1 2026OLDER
1607 Capital Partners, LLC$1.4B AUM1.20%$17M1.59MQ1 2026OLDER
Collar Capital Management, LLC$155M AUM0.73%$1M107.7KQ1 2026OLDER
Verity Asset Management, Inc.$238M AUM0.63%$2M143.0KQ1 2026OLDER
WHITE PINE CAPITAL LLC$355M AUM0.60%$2M202.7KQ1 2026OLDER
Gridiron Partners, LLC$164M AUM0.45%$732,00369.5KQ1 2026OLDER
Shaker Financial Services, LLC$287M AUM0.28%$891,24580.0KQ4 2025OLDER
ICON ADVISERS INC/CO$433M AUM0.27%$1M108.9KQ1 2026OLDER
Garner Asset Management Corp$255M AUM0.23%$582,59755.3KQ1 2026OLDER
HOURGLASS CAPITAL, LLC$480M AUM0.21%$1M96.5KQ1 2026OLDER
AEGON USA Investment Management, LLC$128M AUM0.20%$254,22524.1KQ1 2026OLDER
Altman Advisors, Inc.$241M AUM0.18%$439,65550.5KQ1 2026OLDER
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM0.18%$4M332.8KQ4 2025OLDER
INTEGRATED CAPITAL MANAGEMENT, INC.$143M AUM0.17%$241,78822.8KQ2 2026
Ethos Financial Group, LLC$1.4B AUM0.17%$2M205.5KQ1 2026OLDER
Ballew Advisors, Inc$194M AUM0.12%$218,80719.3KQ4 2025OLDER
Almitas Capital LLC$443M AUM0.12%$524,70249.8KQ1 2026OLDER
Advisors Asset Management, Inc.$6.0B AUM0.10%$6M563.3KQ1 2026OLDER
Fortitude Advisory Group L.L.C.$222M AUM0.09%$209,52019.9KQ1 2026OLDER
Saba Capital Management, L.P.$3.6B AUM0.08%$3M261.8KQ1 2026OLDER
MELFA WEALTH MANAGEMENT, INC.$174M AUM0.06%$108,28810.3KQ1 2026OLDER
Polar Asset Management Partners Inc.$5.0B AUM0.06%$5M433.1KQ3 2025OLDER
WESCAP Management Group, Inc.$508M AUM0.05%$256,15424.3KQ1 2026OLDER
Pathstone Holdings, LLC$25.1B AUM0.04%$9M881.0KQ1 2026OLDER
GUGGENHEIM CAPITAL LLC$12.9B AUM0.03%$4M422.9KQ1 2026OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.03%$3M266.4KQ1 2026OLDER
Sandy Cove Advisors, LLC$400M AUM0.03%$106,00010.0KQ2 2026
READYSTATE ASSET MANAGEMENT LP$2.2B AUM0.03%$589,54455.9KQ1 2026OLDER
TWO SIGMA SECURITIES, LLC$861M AUM0.02%$205,12919.5KQ1 2026OLDER
Fiduciary Alliance LLC$1.7B AUM0.02%$325,98831.2KQ1 2026OLDER
SHUFRO ROSE & CO LLC$1.5B AUM0.02%$279,31026.5KQ1 2026OLDER
SIMON QUICK ADVISORS, LLC$2.2B AUM0.02%$404,28438.4KQ1 2026OLDER
Dunhill Financial, LLC$424M AUM0.02%$66,1235.8KQ3 2025OLDER
CARDIFF PARK ADVISORS, LLC$1.3B AUM0.02%$209,56719.9KQ1 2026OLDER
Aviance Capital Partners, LLC$854M AUM0.01%$115,27610.9KQ1 2026OLDER
Piscataqua Savings Bank$148M AUM0.01%$16,7161.6KQ1 2026OLDER
Hennion & Walsh Asset Management, Inc.$3.5B AUM0.01%$361,73634.1KQ2 2026
Oxbow Advisors, LLC$1.2B AUM0.01%$121,21011.5KQ1 2026OLDER
Capital Investment Advisors, LLC$6.8B AUM0.01%$502,87547.7KQ1 2026OLDER
INDEPENDENT FINANCIAL GROUP, LLC$678M AUM0.01%$178,23814.6KQ1 2026OLDER
Future Financial Wealth Managment LLC$155M AUM0.01%$9,152800Q3 2025OLDER
OPPENHEIMER & CO INC$8.2B AUM0.01%$420,60939.9KQ1 2026OLDER
LOOMIS SAYLES & CO L P$74.3B AUM0.00%$4M346.7KQ1 2026OLDER
BARRETT & COMPANY, INC.$291M AUM0.00%$13,7021.3KQ1 2026OLDER
Atlantic Union Bankshares Corp$5.2B AUM0.00%$234,52020.5KQ3 2025OLDER
Sigma Planning Corp$3.6B AUM0.00%$152,18114.4KQ1 2026OLDER
Baird Financial Group, Inc.$64.0B AUM0.00%$3M251.3KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$2M148.6KQ1 2026OLDER
RWA WEALTH PARTNERS, LLC$9.1B AUM0.00%$329,87031.3KQ1 2026OLDER
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM0.00%$22,1232.1KQ1 2026OLDER
Prospera Financial Services Inc$6.2B AUM0.00%$195,60418.6KQ1 2026OLDER
BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM0.00%$2M222.8KQ1 2026OLDER
IHT Wealth Management, LLC$4.3B AUM0.00%$120,00610.5KQ3 2025OLDER
Calamos Advisors LLC$28.2B AUM0.00%$811,86577.0KQ1 2026OLDER
MONTAG A & ASSOCIATES INC$2.2B AUM0.00%$51,9524.9KQ1 2026OLDER
HORIZON KINETICS ASSET MANAGEMENT LLC$9.2B AUM0.00%$210,81120.0KQ1 2026OLDER
XTX Topco Ltd$5.8B AUM0.00%$119,81911.4KQ1 2026OLDER
Concurrent Investment Advisors, LLC$9.2B AUM0.00%$161,65915.3KQ1 2026OLDER
MAI Capital Management$17.7B AUM0.00%$267,60625.4KQ1 2026OLDER
Salomon & Ludwin, LLC$1.1B AUM0.00%$16,5281.6KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$994,27594.3KQ1 2026OLDER
SYNOVUS FINANCIAL CORP$8.7B AUM0.00%$122,43110.7KQ3 2025OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$6M566.4KQ1 2026OLDER
CULLEN/FROST BANKERS, INC.$8.8B AUM0.00%$111,40010.0KQ4 2025OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$2M184.0KQ1 2026OLDER
Beacon Pointe Advisors, LLC$18.9B AUM0.00%$210,07319.9KQ1 2026OLDER
NBC SECURITIES, INC.$1.3B AUM0.00%$14,4921.4KQ1 2026OLDER
Invesco Ltd.$653.3B AUM0.00%$6M560.3KQ1 2026OLDER
Pinnacle Financial Partners, Inc.$13.1B AUM0.00%$112,79910.7KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.00%$182,18417.3KQ1 2026OLDER
GoalVest Advisory LLC$539M AUM0.00%$3,558311Q3 2025OLDER
&PARTNERS$20.2B AUM0.00%$137,81413.1KQ1 2026OLDER
Crews Bank & Trust$690M AUM0.00%$4,576400Q3 2025OLDER
GPS Wealth Strategies Group, LLC$117M AUM0.00%$6,292550Q3 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$11M958.3KQ1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.00%$111,72210.6KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$159,33115.1KQ2 2026
Ameritas Advisory Services, LLC$2.6B AUM0.00%$8,569749Q3 2025OLDER
HIGHLINE WEALTH PARTNERS LLC$392M AUM0.00%$2,108200Q1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$132,53011.9KQ4 2025OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$14,8401.4KQ2 2026
LPL Financial LLC$376.6B AUM0.00%$2M146.0KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$5M481.8KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$2M172.9KQ2 2026
Cetera Investment Advisers$94.0B AUM0.00%$272,43625.8KQ1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$141,08913.7KQ1 2026OLDER
NOMURA HOLDINGS INC$37.7B AUM0.00%$106,98110.2KQ1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$125,30011.9KQ1 2026OLDER
Corient Private Wealth LLC$69.9B AUM0.00%$141,41012.4KQ3 2025OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$166,36315.8KQ1 2026OLDER
Focus Partners Wealth$89.9B AUM0.00%$156,52614.9KQ1 2026OLDER
NATIONAL BANK OF CANADA /FI/$111.5B AUM0.00%$143,91213.7KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$129,60411.3KQ3 2025OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$343,84432.6KQ1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$861,66681.8KQ1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$8,667833Q1 2026OLDER
UBS Group AG$666.3B AUM0.00%$476,62945.2KQ1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$16,9781.6KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$188,22417.9KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$2,445232Q1 2026OLDER
GAMMA Investing LLC$2.7B AUM0.00%$70263Q4 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$272,20625.8KQ1 2026OLDER
Larson Financial Group LLC$3.1B AUM0.00%$97192Q1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$151,00014.3KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$143,17112.9KQ4 2025OLDER
US BANCORP \DE\$82.4B AUM0.00%$15,8101.5KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$2,635250Q1 2026OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$12,2371.2KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$2,372225Q1 2026OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$15815Q1 2026OLDER
WHITTIER TRUST CO OF NEVADA INC$4.9B AUM0.00%$12412Q1 2026OLDER
ASSETMARK, INC$49.0B AUM0.00%$454Q4 2025OLDER
HUNTINGTON NATIONAL BANK$18.1B AUM0.00%$111Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.