SEC 13F Intelligence

Managers / Q1 2026

Verity Asset Management, Inc.

CIK 0001597298 · 280 S MANGUM ST STE 550, DURHAM, NC, 27701-3683 · 919-490-6717

Reported Value
$238M
Q1 2026
Positions
213
Filings on Record
31
2019–present window
Filed
Apr 21, 2026
original filing

Summary

Verity Asset Management, Inc. reported $238M in U.S.-listed holdings across 213 positions for Q1 2026.

Its largest position, State Street Spdr Sp 500 Etf, represents 4.1% of the portfolio.

Compared with Q4 2025, the fund opened 37 new positions and exited 53.

Portfolio Metrics

Turnover
+18.0%
vs prior filed quarter
Top-10 Concentration
+23.5%
share of reported value
Largest Position
+4.1%
State Street Spdr Sp 500 Etf
New / Exited
37 / 53
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $75MQ4 ’18Q1 ’19: $86MQ2 ’19: $89MQ3 ’19: $95MQ4 ’19: $100MQ4 ’19Q1 ’20: $79MQ3 ’20: $108MQ4 ’20: $143MQ1 ’21: $168MQ1 ’21Q2 ’21: $183MQ3 ’21: $154MQ4 ’21: $169MQ1 ’22: $157MQ1 ’22Q1 ’23: $168MQ2 ’23: $135MQ3 ’23: $136MQ4 ’23: $157MQ4 ’23Q1 ’24: $179MQ2 ’24: $255MQ3 ’24: $266MQ4 ’24: $177MQ4 ’24Q1 ’25: $246MQ2 ’25: $209MQ3 ’25: $306MQ4 ’25: $233MQ4 ’25Q1 ’26: $238Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 49.6%ETP: 42.1%Closed-End Fund: 3.3%ADR: 1.7%MLP: 1.5%Other: 1.9%
  • Common Stock · 49.6% · $118M
  • ETP · 42.1% · $100M
  • Closed-End Fund · 3.3% · $8M
  • ADR · 1.7% · $4M
  • MLP · 1.5% · $4M
  • Other · 1.9% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
INVESCO BULLETSHARES 2027 HI YLD CORP BD ETFNEW+317.8K317.8K+$7M$7M
INVESCO BULLETSHARES 2028 HI YLD CORP BD ETFNEW+251.4K251.4K+$5M$5M
PROSHARES SHORT SP500 ETFNEW+63.1K63.1K+$2M$2M
FASTFASTENALNEW+41.9K41.9K+$2M$2M
TOWNEBANKNEW+52.2K52.2K+$2M$2M
SCHWAB STRATEGIC TR US DIVIDEND EQUITY ETFNEW+41.2K41.2K+$1M$1M
VVRINVESCO SENIOR INCOME TRUSTNEW+236.1K236.1K+$760,294$760,294
AMSCAMERICAN SUPERCONDUCTOR CORP SHS NEWNEW+22.3K22.3K+$754,178$754,178

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1STATE STREET SPDR SP 500 ETF TRUSTETF4.15%$10M15.2K
2INVESCO BULLETSHARES 2026 HIGH YIELD CORPORATE BOND ETFETF3.24%$8M332.8K
3INVESCO BULLETSHARES 2027 HI YLD CORP BD ETFETF2.98%$7M317.8K
4ISHARES CORE SP 500 ETFETF2.47%$6M9.0K
5INVESCO BULLETSHARES 2028 HI YLD CORP BD ETFETF2.29%$5M251.4K
6IBMINTERNATIONAL BUSINESS MACHINES CORPhistory →C1.97%$5M19.3K
7WMTWALMART INChistory →C1.92%$5M36.8K
8JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETFETF1.56%$4M67.0K
9INVESCO SP 500 EQUAL WEIGHT ETFETF1.48%$4M18.4K
10EPDENTERPRISE PRODUCTS PARTNERS L Phistory →C1.48%$4M93.1K
11HALOHALOZYME THERAPEUTICS INChistory →C1.44%$3M53.1K
12MSFTMICROSOFT CORPhistory →C1.44%$3M9.2K
13VANGUARD SMALL-CAP VALUE VIPERSETF1.31%$3M14.3K
14OXYOCCIDENTAL PETRO CORPhistory →C1.27%$3M46.6K
15CTRACOTERRA ENERGY INChistory →C1.23%$3M83.4K
16AMGNAMGEN INChistory →COM1.21%$3M8.2K
17RGLDROYAL GOLD INChistory →C1.21%$3M11.3K
18NVDANVIDIA CORPhistory →C1.19%$3M16.2K
19STATE STREET SPDR SP BIOTECH ETFETF1.17%$3M21.9K
20FIDELITY MERRIMACK STR TR TOTAL BD ETFETF1.16%$3M60.7K
21CMCCOMMERCIAL METALS COhistory →C1.10%$3M42.8K
22BRK/BBERKSHIRE HATHAWAY INC COM USD00033 CLASS Bhistory →CL B NEW1.04%$2M5.2K
23PROSHARES SHORT SP500 ETFETF1.00%$2M63.1K
24ROKUROKU INC COM CL AC0.98%$2M24.6K
25AMDADVANCED MICRO DEVICES INCCOM0.95%$2M11.1K
26INVESCO WATER RESOURCES ETFETF0.92%$2M32.7K
27INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETFETF0.92%$2M126.2K
28GLOBAL X US INFRASTRUCTURE DEVELOPMENT ETFETF0.90%$2M42.2K
29AMZNAMAZONCOM INCCOM0.89%$2M10.2K
30IAU*ISHARES GOLD TRUSTWF0.88%$2M23.9K
31VMIVALMONT INDUSTRIES INCC0.87%$2M5.2K
32VANGUARD HIGH DIVIDEND YIELD ETFETF0.85%$2M13.6K
33HEIHEICO CORPORATIONC0.84%$2M7.3K
34ISHARES HIGH DIVIDEND ETFETF0.82%$2M14.4K
35FASTFASTENALC0.82%$2M41.9K
36ASOAcademy Sports and Outdoors IncC0.81%$2M34.1K
37VANGUARD INT HIGH DVD YLD IN ETFETF0.80%$2M20.2K
38SPROTT PHYSICAL GOLD TR UNITCM0.80%$2M53.8K
394I1PHILIP MORRIS INTL INC COMC0.78%$2M11.3K
40BMYBRISTOL MYERS SQUIBB CORPORATIONC0.77%$2M30.3K
41TXTTEXTRON INCC0.74%$2M20.1K
42TOWNEBANKCOM0.74%$2M52.2K
43ISHARES SP 500 GROWTH ETFETF0.74%$2M15.5K
44INVESCO SP 500 LOW VOLATILTIY ETFETF0.74%$2M24.0K
45LMTLOCKHEED MARTIN CORPC0.67%$2M2.7K
46MPMP MATERIALS CORPC0.66%$2M32.8K
47GATXGATX CORPC0.66%$2M9.3K
48JNJJOHNSON JOHNSONC0.65%$2M6.3K
49PACER US CASH COWS 100 ETFETF0.64%$2M24.2K
50VANGUARD INTERMEDIATE TERM TREASURY ETFETF0.64%$2M25.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$238M213Apr 21, 202613F-HRchanges · EDGAR ↗
Q4 2025$233M229Jan 30, 202613F-HRchanges · EDGAR ↗
Q3 2025$306M289Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$209M201Aug 5, 202513F-HRchanges · EDGAR ↗
Q1 2025$246M247Apr 25, 202513F-HRchanges · EDGAR ↗
Q4 2024$177M183Jan 27, 202513F-HRchanges · EDGAR ↗
Q3 2024$266M258Oct 31, 202413F-HRchanges · EDGAR ↗
Q2 2024$255M253Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$179M204May 28, 202413F-HRchanges · EDGAR ↗
Q4 2023$157M187Feb 8, 202413F-HRchanges · EDGAR ↗
Q3 2023$136M168Nov 22, 202313F-HRchanges · EDGAR ↗
Q2 2023$135M171Aug 16, 202313F-HRchanges · EDGAR ↗
Q1 2023$168M212May 24, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review176Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022Under review170Nov 16, 202213F-HRchanges · EDGAR ↗
Q1 2022$157M206May 23, 2022RESTATEMENTchanges · EDGAR ↗
Q4 2021$169M200Feb 8, 202213F-HRchanges · EDGAR ↗
Q3 2021$154M189Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$183M225Aug 4, 202113F-HRchanges · EDGAR ↗
Q1 2021$168M215May 10, 202113F-HRchanges · EDGAR ↗
Q4 2020$143M169Feb 5, 202113F-HRchanges · EDGAR ↗
Q3 2020$108M129Nov 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$79M119May 18, 202013F-HRchanges · EDGAR ↗
Q4 2019$100M126Feb 11, 202013F-HRchanges · EDGAR ↗
Q3 2019$95M130Nov 1, 201913F-HRchanges · EDGAR ↗
Q2 2019$89M126Aug 8, 2019RESTATEMENTchanges · EDGAR ↗
Q1 2019$86M118May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$75M106Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.