SEC 13F Intelligence

Managers / Q3 2022 · view latest →

Penserra Capital Management LLC

CIK 0001593324 · 4 ORINDA WAY, SUITE 100-A, ORINDA, CA, 94563 · 646-459-0581

Reported Value
$3.5B
Q3 2022
Positions
1,231
Filings on Record
30
2019–present window
Filed
Nov 14, 2022
original filing

Summary

Penserra Capital Management LLC reported $3.5B in U.S.-listed holdings across 1,231 positions for Q3 2022.

Its largest position, POCT, represents 4.4% of the portfolio.

Compared with Q2 2022, the fund opened 122 new positions and exited 514.

Portfolio Metrics

Turnover
+18.1%
vs prior filed quarter
Top-10 Concentration
+27.9%
share of reported value
Largest Position
+4.4%
Innovator Etfs Tr
New / Exited
122 / 514
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.0BQ4 ’18Q1 ’19: $1.2BQ2 ’19: $1.3BQ3 ’19: $1.2BQ4 ’19: $1.5BQ4 ’19Q1 ’20: $1.5BQ2 ’20: $1.9BQ3 ’20: $2.6BQ4 ’20: $4.2BQ4 ’20Q1 ’21: $5.4BQ2 ’21: $5.5BQ3 ’21: $4.8BQ4 ’21: $4.7BQ4 ’21Q1 ’22: $4.2BQ2 ’22: $3.7BQ3 ’22: $3.5BQ1 ’23: $4.8BQ1 ’23Q2 ’23: $5.1BQ3 ’23: $4.8BQ4 ’23: $5.3BQ1 ’24: $8.0BQ1 ’24Q2 ’24: $7.9BQ3 ’24: $4.6BQ4 ’24: $5.5BQ1 ’25: $5.6BQ1 ’25Q2 ’25: $7.2BQ3 ’25: $8.4BQ4 ’25: $8.4BQ1 ’26: $8.5BQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 76.1%Closed-End Fund: 7.4%ETP: 6.2%ADR: 5.1%Other: 2.6%Other: 2.6%
  • Common Stock · 76.1% · $2.7B
  • Closed-End Fund · 7.4% · $262M
  • ETP · 6.2% · $220M
  • ADR · 5.1% · $178M
  • Other · 2.6% · $90M
  • Other · 2.6% · $93M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SHYISHARES TRNEW+696.6K696.6K+$57M$57M
PAXSPIMCO ACCESS INCOME FUNDNEW+590.7K590.7K+$9M$9M
RABROOKFIELD REAL ASSETS INCOMNEW+522.9K522.9K+$9M$9M
ADTNADTRAN HOLDINGS INCNEW+424.1K424.1K+$8M$8M
XBGYXBLACKROCK ENHANCED INTL DIVNEW+1.35M1.35M+$6M$6M
BBNBLACKROCK TAX MUNICPAL BD TRNEW+358.8K358.8K+$6M$6M
GUGGUGGENHEIM ACTIVE ALLOC FDNEW+396.7K396.7K+$5M$5M
COHRCOHERENT CORPNEW+135.4K135.4K+$5M$5M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

420 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1POCTINNOVATOR ETFS TRUS EQTY PWR BUF · US EQT PWR BUF · US EQTY PWR BF · US EQTY BUFR JUL · US EQTY BUF SEP · US EQTY BUF OCT · US EQUT BUFR AUG · US EQTY BUF DEC · US EQTY BUF NOV · US EQTY BUFR FEB · US EQTY BUFR MAR · US EQT BUFR APR · US EQTY BUFR JAN · US EQTY BUFR JUN4.45%$157M5.60M
2UNHUNITEDHEALTH GROUP INChistory →COM3.39%$120M236.8K
3CVXCHEVRON CORPhistory →NEW COM2.68%$94M657.4K
4JNJJOHNSON & JOHNSONhistory →COM2.61%$92M564.1K
5HDHOME DEPOT INChistory →COM2.60%$92M331.8K
6MCDMCDONALDS CORPhistory →COM2.54%$90M388.8K
7VVISA INChistory →COM CL A2.45%$86M486.8K
8PGPROCTER AND GAMBLE COhistory →COM2.43%$86M678.3K
9MRKMERCK & CO INChistory →COM2.42%$85M989.1K
10GSGOLDMAN SACHS GROUP INChistory →COM2.30%$81M277.3K
11MSFTMICROSOFT CORPhistory →COM2.26%$80M342.8K
12UPSUNITED PARCEL SERVICE INChistory →CL B2.24%$79M489.1K
13JPMJPMORGAN CHASE & COhistory →COM2.20%$78M742.5K
14MPCMARATHON PETE CORPhistory →COM1.90%$67M674.2K
15QCOMQUALCOMM INChistory →COM1.76%$62M549.1K
16CSCOCISCO SYS INChistory →COM1.74%$61M1.54M
17GISGENERAL MLS INChistory →COM1.66%$59M764.4K
18SHYISHARES TRhistory →1 3 YR TREAS BD1.60%$57M696.6K
19LMTLOCKHEED MARTIN CORPhistory →COM1.57%$55M143.1K
20DVNDEVON ENERGY CORPhistory →NEW COM1.42%$50M834.7K
21DUKDUKE ENERGY CORPhistory →NEW COM NEW1.41%$50M534.9K
22VZVERIZON COMMUNICATIONS INChistory →COM1.21%$43M1.13M
23DEDEERE & COhistory →COM1.19%$42M125.3K
24AAPLAPPLE INChistory →COM1.16%$41M295.5K
25PDDPINDUODUO INChistory →SPONSORED ADS1.13%$40M637.3K
26ADIANALOG DEVICES INChistory →COM1.11%$39M280.9K
27NXPINXP SEMICONDUCTORS N Vhistory →COM0.93%$33M222.4K
28AMDADVANCED MICRO DEVICES INChistory →COM0.87%$31M482.8K
29KEYSKEYSIGHT TECHNOLOGIES INChistory →COM0.82%$29M184.2K
30AFLAFLAC INChistory →COM0.81%$28M506.0K
31MRVLMARVELL TECHNOLOGY INChistory →COM0.79%$28M652.1K
32DOWDOW INChistory →COM0.73%$26M587.9K
33TMUST-MOBILE US INChistory →COM0.73%$26M190.9K
34NOKNOKIA CORPhistory →SPONSORED ADR0.69%$24M5.68M
35MELIMERCADOLIBRE INChistory →COM0.67%$24M28.5K
36AMTAMERICAN TOWER CORPhistory →NEW COM0.62%$22M102.5K
37TAT&T INChistory →COM0.59%$21M1.36M
38AKAMAKAMAI TECHNOLOGIES INChistory →COM0.56%$20M244.2K
39ERICERICSSON ADR Bhistory →SEK 100.52%$18M3.22M
40SESEA LTDhistory →SPONSORD ADS0.52%$18M326.3K
41DOXAMDOCS LTDhistory →SHS0.40%$14M177.8K
42AMZNAMAZON COM INChistory →COM0.37%$13M116.3K
43CPNGCOUPANG INChistory →CL A0.36%$13M754.5K
44SWKSSKYWORKS SOLUTIONS INChistory →COM0.36%$13M147.1K
45CCICROWN CASTLE INChistory →COM0.33%$12M80.8K
46CLFDCLEARFIELD INChistory →COM0.32%$11M107.0K
47FFIVF5 INChistory →COM0.31%$11M74.9K
48EQIXEQUINIX INChistory →COM0.29%$10M18.2K
49PDIPIMCO DYNAMIC INCOME FDSHS0.28%$10M512.8K
50NVDANVIDIA CORPORATIONCOM0.28%$10M81.8K
51CALXCALIX INCCOM0.28%$10M162.4K
52LSCCLATTICE SEMICONDUCTOR CORPCOM0.28%$10M199.6K
53ARISTA NETWORKS INCCOM0.28%$10M86.3K
54BCEBCE INCCOM NEW0.27%$10M231.0K
55PAXSPIMCO ACCESS INCOME FUNDSHS BENFIN INT0.27%$9M590.7K
56USALIBERTY ALL STAR EQUITY FDSH BEN INT0.26%$9M1.64M
57RABROOKFIELD REAL ASSETS INCOMSHS BEN INT0.26%$9M522.9K
58OXFORD LANE CAP CORPCOM0.25%$9M1.74M
59PTACOHEN & STEERS TAX ADVAN PFDCOM0.25%$9M491.0K
60JNPJUNIPER NETWORKS INCCOM0.25%$9M340.0K
61XJQCXNUVEEN CR STRATEGIES INCOMECOM SHS0.25%$9M1.71M
62PDOPIMCO DYNAMIC INCOME OPRNTSCOM BEN SHS0.25%$9M656.2K
63VVRINVESCO SR INCOME TRCOM0.24%$9M2.32M
64AVGOBROADCOM INCCOM0.24%$9M19.3K
65CIENCIENA CORPCOM NEW0.24%$9M210.9K
66FTHYFIRST TR HIGH YIELD OPPRT 20COM0.24%$8M635.6K
67DLYDOUBLELINE YIELD OPPORTUNITICOM0.24%$8M625.1K
68GHYPGIM GLOBAL HIGH YIELD FD FOCOM0.24%$8M796.9K
69HPEHEWLETT PACKARD ENTERPRISE CCOM0.24%$8M698.3K
70BTZBLACKROCK CR ALLOCATION INCOCOM0.24%$8M872.6K
71ADTNADTRAN HOLDINGS INCCOM ADDED0.24%$8M424.1K
72WDIWESTERN ASSET DIVERSIFIED INCOM SHS BEN INT0.23%$8M647.6K
73DSLDOUBLELINE INCOME SOLUTIONSCOM0.23%$8M753.2K
74XEMDXWESTERN ASSET EMERGING MKTSCOM0.23%$8M1.01M
75FPFFIRST TR INTER DURATN PFD &COM0.23%$8M482.2K
76VODVODAFONE GROUP PLCNEW SPONSORED ADR0.22%$8M696.4K
77XAODXABRDN TOTAL DYNAMIC DIVIDENDCOM SH BEN INT0.22%$8M1.10M
78PTYPIMCO CORPORATE & INCOME OPPCOM0.22%$8M654.9K
79TBLDTHORNBURG INCM BUILDER OPP TCOM0.22%$8M601.8K
80NUVEEN PFD & INCOME SECS FDCOM0.22%$8M1.16M
81ABRDN ASIA PACIFIC INCOME FUCOM0.22%$8M3.03M
82VMWARE INCCL A COM0.21%$7M69.0K
83INTCINTEL CORPCOM0.21%$7M283.6K
84BGBBLACKSTONE STRATEGIC CREDITCOM SHS BEN IN0.20%$7M668.8K
85EDGIO INCCOM0.20%$7M2.56M
86JPCNUVEEN PFD & INCOME OPPORTUNCOM0.20%$7M1.01M
87MEGIMAINSTAY CBRE GBL INFRSTR MECOM0.19%$7M553.6K
88POSHMARK INCCOM CL A0.19%$7M427.3K
89SWCHFSIERRA WIRELESS INCCOM0.19%$7M218.8K
90CHTRCHARTER COMMUNICATIONS INCN CL A0.19%$7M21.9K
91HFROHIGHLAND INCOME FDHIGHLAND INCOME0.19%$7M684.1K
92SBACSBA COMMUNICATIONS CORPNEW CL A0.18%$6M22.5K
93NATIONAL INSTRS CORPCOM0.18%$6M168.3K
94QRVOQORVO INCCOM0.18%$6M78.9K
95NFLXNETFLIX INCCOM0.18%$6M26.5K
96XBGYXBLACKROCK ENHANCED INTL DIVCOM BENE INTER0.17%$6M1.35M
97DELLDELL TECHNOLOGIES INCCL C0.17%$6M176.8K
98XAWFXALLIANCEBERNSTEIN GLOBAL HIGCOM0.17%$6M671.7K
99LQDTLIQUIDITY SVCS INCCOM0.17%$6M365.1K
100BBNBLACKROCK TAX MUNICPAL BD TRSHS0.17%$6M358.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$8.5B1,586May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$8.4B1,548Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$8.4B1,555Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$7.2B1,478Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$5.6B1,592Apr 29, 202513F-HRchanges · EDGAR ↗
Q4 2024$5.5B1,958Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$4.6B1,620Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$7.9B1,825Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$8.0B1,837May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$5.3B2,200Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$4.8B2,222Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023$5.1B2,218Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$4.8B1,761Apr 24, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review1,791Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.5B1,231Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.7B1,680Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$4.2B1,833May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$4.7B1,703Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$4.8B1,812Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$5.5B1,652Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$5.4B1,350May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.2B1,258Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.6B1,322Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.9B1,220Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.5B1,263May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.5B1,354Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.2B1,413Nov 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.3B1,164Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.2B1,081May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.0B887Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 11 additional managers.

  • EXCHANGE TRADED CONCEPTS, LLC
  • Innovator Management LLC
  • Amplify ETF Trust
  • Hoya Capital Real Estate, LLC
  • Defiance ETFs, LLC
  • Beyond Advisors IC
  • Procure ETF Trust II
  • NORTHERN LIGHTS FUND TRUST II
  • Inherent Wealth Fund
  • ADVISORS SERIES TRUST
  • Kelly Strategic Management, LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.