SEC 13F Intelligence

FTHYFIRST TR HIGH YIELD OPPRT 20

CUSIP 33741Q107 · Yahoo Finance ↗ · Google Finance ↗

First Tr High Yield Opprt 20 (FTHY) has 88 institutional holders in Filings Flow’s 13F database, together reporting 15.86M shares worth $159M as of Q1 2026. The largest reported holders are Morgan Stanley, Kennedy Investment Group, Inc., and Rivernorth Capital Management, LLC.

Institutional Holders
88
Q1 2026
Reported Value
$159M
Ticker
FTHY
Quarters Tracked
6

Ownership Trend

Institutional holders
Q2 ’21: 33Q2 ’21Q4 ’21: 39Q4 ’21Q4 ’22: 73Q4 ’22Q4 ’25: 95Q4 ’25Q1 ’26: 88Q1 ’26Q2 ’26: 11Q2 ’26filingsflow.com
Total reported value
Q2 ’21: $7.9BQ2 ’21Q4 ’21: $7.3BQ4 ’21Q4 ’22: $5.6BQ4 ’22Q4 ’25: $170MQ4 ’25Q1 ’26: $159MQ1 ’26Q2 ’26: $9MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
KENNEDY INVESTMENT GROUP, INC.$255M AUM6.21%$16M1.17MQ1 2026OLDER
WINEBRENNER CAPITAL MANAGEMENT LLC$156M AUM1.72%$3M198.5KQ1 2026OLDER
Oder Investment Management, LLC$130M AUM1.56%$2M150.0KQ1 2026OLDER
Logan Stone Capital, LLC$360M AUM0.93%$3M248.8KQ1 2026OLDER
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.$1.7B AUM0.69%$12M886.7KQ1 2026OLDER
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM0.69%$14M1.02MQ1 2026OLDER
TFB Advisors LLC$191M AUM0.67%$1M94.5KQ1 2026OLDER
Bullseye Investment Management, LLC$164M AUM0.63%$1M72.0KQ4 2025OLDER
Almitas Capital LLC$443M AUM0.51%$2M166.3KQ1 2026OLDER
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD$1.4B AUM0.47%$7M480.8KQ1 2026OLDER
Noble Wealth Management PBC$223M AUM0.42%$949,27369.3KQ2 2026
First Financial Group Corp$122M AUM0.30%$367,00127.1KQ1 2026OLDER
Sheets Smith Investment Management$154M AUM0.26%$398,69227.5KQ3 2025OLDER
BlueChip Wealth Advisors LLC$228M AUM0.23%$546,62038.9KQ4 2025OLDER
Camelot Portfolios, LLC$143M AUM0.23%$323,51923.6KQ2 2026
Signature Equity Partners, LLC$186M AUM0.23%$420,16831.1KQ1 2026OLDER
Narwhal Capital Management$1.4B AUM0.20%$3M196.9KQ1 2026OLDER
1607 Capital Partners, LLC$1.4B AUM0.17%$2M176.2KQ1 2026OLDER
Fortitude Advisory Group L.L.C.$222M AUM0.13%$288,74421.3KQ1 2026OLDER
PVG ASSET MANAGEMENT CORP$173M AUM0.13%$217,70715.9KQ2 2026
Private Advisory Group LLC$1.5B AUM0.12%$2M140.5KQ1 2026OLDER
Insight Advisors, LLC/ PA$525M AUM0.12%$653,03248.3KQ1 2026OLDER
TRANSCEND CAPITAL ADVISORS, LLC$1.2B AUM0.10%$1M95.2KQ1 2026OLDER
FOCUSED ALPHA, LLC$324M AUM0.10%$332,05724.5KQ1 2026OLDER
WORLD EQUITY GROUP, INC.$447M AUM0.10%$424,30431.0KQ2 2026
TrueMark Investments, LLC$514M AUM0.09%$459,12733.9KQ1 2026OLDER
Future Financial Wealth Managment LLC$155M AUM0.09%$136,2069.4KQ3 2025OLDER
Huntleigh Advisors, Inc.$585M AUM0.07%$416,76630.8KQ1 2026OLDER
Shaker Financial Services, LLC$287M AUM0.07%$186,62013.8KQ1 2026OLDER
Magnus Financial Group LLC$1.4B AUM0.06%$883,50164.5KQ2 2026
Balboa Wealth Partners$596M AUM0.05%$318,80723.6KQ1 2026OLDER
NovaPoint Capital, LLC$399M AUM0.05%$199,59613.8KQ3 2025OLDER
Arete Wealth Advisors, LLC$1.3B AUM0.05%$604,03544.9KQ1 2026OLDER
Consolidated Portfolio Review Corp$1.1B AUM0.04%$281,89419.5KQ3 2025OLDER
CSS LLC/IL$2.1B AUM0.03%$725,61453.6KQ1 2026OLDER
INDEPENDENT FINANCIAL GROUP, LLC$5.3B AUM0.03%$2M110.4KQ2 2026
D.A. DAVIDSON & CO.$16.5B AUM0.03%$4M325.7KQ1 2026OLDER
Stablepoint Partners, LLC$723M AUM0.02%$153,97411.2KQ2 2026
READYSTATE ASSET MANAGEMENT LP$2.2B AUM0.02%$402,72628.6KQ4 2025OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.02%$220,84416.4KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.01%$4M291.9KQ2 2026
CoreCap Advisors, LLC$3.4B AUM0.01%$431,33131.5KQ2 2026
OPPENHEIMER & CO INC$8.2B AUM0.01%$1M73.9KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.01%$8M611.2KQ1 2026OLDER
FULTON BREAKEFIELD BROENNIMAN LLC$1.5B AUM0.01%$143,01210.6KQ1 2026OLDER
N.E.W. Advisory Services LLC$1.3B AUM0.01%$113,2028.4KQ1 2026OLDER
Integrated Wealth Concepts LLC$12.5B AUM0.01%$1M78.3KQ1 2026OLDER
KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM0.01%$661,70248.9KQ1 2026OLDER
Rise Advisors, LLC$284M AUM0.01%$20,2031.4KQ3 2025OLDER
Kestra Advisory Services, LLC$26.4B AUM0.01%$2M139.7KQ1 2026OLDER
Ameritas Advisory Services, LLC$2.6B AUM0.01%$107,5797.4KQ3 2025OLDER
DAYMARK WEALTH PARTNERS, LLC$3.2B AUM0.01%$201,13214.9KQ1 2026OLDER
CreativeOne Wealth, LLC$4.3B AUM0.01%$257,07019.0KQ1 2026OLDER
Financial Perspectives, Inc$358M AUM0.01%$19,7061.4KQ3 2025OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$352,80726.1KQ1 2026OLDER
Apollon Wealth Management, LLC$6.2B AUM0.00%$241,86217.9KQ1 2026OLDER
Stratos Wealth Partners, LTD.$8.8B AUM0.00%$294,70821.8KQ1 2026OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.00%$407,39729.0KQ4 2025OLDER
Sunbelt Securities, Inc.$1.6B AUM0.00%$48,4123.6KQ1 2026OLDER
Perigon Wealth Management, LLC$5.5B AUM0.00%$150,50811.1KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$2M135.9KQ1 2026OLDER
XTX Topco Ltd$5.8B AUM0.00%$146,66510.8KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$41M2.93MQ1 2026OLDER
Ascentis Independent Advisors$1.3B AUM0.00%$32,2912.4KQ1 2026OLDER
Orion Porfolio Solutions, LLC$11.7B AUM0.00%$236,93717.5KQ1 2026OLDER
Glass Jacobson Investment Advisors llc$290M AUM0.00%$5,751425Q1 2026OLDER
Concurrent Investment Advisors, LLC$9.2B AUM0.00%$173,04912.8KQ1 2026OLDER
Financial Gravity Asset Management, Inc.$562M AUM0.00%$10,499776Q1 2026OLDER
PRIVATE TRUST CO NA$1.1B AUM0.00%$20,2951.5KQ1 2026OLDER
Merit Financial Group, LLC$13.5B AUM0.00%$220,42115.7KQ4 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$10M707.7KQ1 2026OLDER
Colonial Trust Advisors$1.3B AUM0.00%$20,2951.5KQ1 2026OLDER
Pinnacle Wealth Planning Services, Inc.$968M AUM0.00%$14,3011.1KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$4M328.3KQ1 2026OLDER
Plante Moran Financial Advisors, LLC$1.5B AUM0.00%$14,9141.1KQ4 2025OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$1M74.2KQ1 2026OLDER
WPG Advisers, LLC$136M AUM0.00%$1,21086Q4 2025OLDER
CWM, LLC$38.1B AUM0.00%$201,89514.9KQ1 2026OLDER
Lido Advisors, LLC$32.7B AUM0.00%$168,17812.4KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$460,97534.1KQ1 2026OLDER
Focus Partners Wealth$89.9B AUM0.00%$359,51726.6KQ1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$94,8226.7KQ4 2025OLDER
NOMURA HOLDINGS INC$37.7B AUM0.00%$196,09413.9KQ4 2025OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$39,8482.8KQ3 2025OLDER
Arax Advisory Partners$3.5B AUM0.00%$7,483553Q1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$90,2756.7KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$9,723718Q1 2026OLDER
UBS Group AG$666.3B AUM0.00%$999,09673.8KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$7,753551Q4 2025OLDER
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM0.00%$94770Q1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$342,03825.3KQ1 2026OLDER
Asset Dedication, LLC$1.4B AUM0.00%$1,551107Q3 2025OLDER
Invesco Ltd.$653.3B AUM0.00%$563,06441.6KQ1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$13,5301.0KQ1 2026OLDER
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.00%$1,09677Q4 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$320,37422.8KQ4 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$240,34616.6KQ3 2025OLDER
EverSource Wealth Advisors, LLC$3.3B AUM0.00%$71653Q1 2026OLDER
ASSETMARK, INC$49.0B AUM0.00%$9,660714Q1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$162,35411.5KQ4 2025OLDER
WHITTIER TRUST CO OF NEVADA INC$4.9B AUM0.00%$69752Q1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$14,5181.1KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$16212Q1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$17613Q2 2026
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$141Q3 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.