SEC 13F Intelligence

Managers / Q4 2021 · view latest →

Penserra Capital Management LLC

CIK 0001593324 · 4 ORINDA WAY, SUITE 100-A, ORINDA, CA, 94563 · 646-459-0581

Reported Value
$4.7B
Q4 2021
Positions
1,703
Filings on Record
30
2019–present window
Filed
Feb 15, 2022
original filing

Summary

Penserra Capital Management LLC reported $4.7B in U.S.-listed holdings across 1,703 positions for Q4 2021.

Its largest position, BABA, represents 1.9% of the portfolio.

Compared with Q3 2021, the fund opened 244 new positions and exited 347.

Portfolio Metrics

Turnover
+21.4%
vs prior filed quarter
Top-10 Concentration
+14.6%
share of reported value
Largest Position
+1.9%
Alibaba Group Hldg
New / Exited
244 / 347
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.0BQ4 ’18Q1 ’19: $1.2BQ2 ’19: $1.3BQ3 ’19: $1.2BQ4 ’19: $1.5BQ4 ’19Q1 ’20: $1.5BQ2 ’20: $1.9BQ3 ’20: $2.6BQ4 ’20: $4.2BQ4 ’20Q1 ’21: $5.4BQ2 ’21: $5.5BQ3 ’21: $4.8BQ4 ’21: $4.7BQ4 ’21Q1 ’22: $4.2BQ2 ’22: $3.7BQ3 ’22: $3.5BQ1 ’23: $4.8BQ1 ’23Q2 ’23: $5.1BQ3 ’23: $4.8BQ4 ’23: $5.3BQ1 ’24: $8.0BQ1 ’24Q2 ’24: $7.9BQ3 ’24: $4.6BQ4 ’24: $5.5BQ1 ’25: $5.6BQ1 ’25Q2 ’25: $7.2BQ3 ’25: $8.4BQ4 ’25: $8.4BQ1 ’26: $8.5BQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 68.2%ADR: 12.2%Closed-End Fund: 7.5%Other: 5.7%REIT: 4.3%Other: 2.1%
  • Common Stock · 68.2% · $3.2B
  • ADR · 12.2% · $569M
  • Closed-End Fund · 7.5% · $350M
  • Other · 5.7% · $265M
  • REIT · 4.3% · $203M
  • Other · 2.1% · $98M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MPCMARATHON PETE CORPNEW+451.4K451.4K+$29M$29M
NUNU HLDGS LTD ORDNEW+2.63M2.63M+$25M$25M
GRABGRAB HOLDINGS LIMITEDNEW+2.92M2.92M+$21M$21M
SOLO BRANDS INCNEW+730.4K730.4K+$11M$11M
VIVID SEATS INCNEW+1.00M1.00M+$11M$11M
FIGSFIGS INCNEW+316.2K316.2K+$9M$9M
CUBICUSTOMERS BANCORP INCNEW+128.0K128.0K+$8M$8M
CCSCENTURY CMNTYS INCNEW+101.8K101.8K+$8M$8M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

423 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS1.91%$89M751.4K
2AMDADVANCED MICRO DEVICES INChistory →COM1.73%$81M560.7K
3PDECINNOVATOR ETFSTR US EQTY PWR BUF · TR US EQTY PWR BF · TR US EQT PWR BUF1.62%$76M2.45M
4QCOMQUALCOMM INChistory →COM1.52%$71M389.2K
5AAPLAPPLE INChistory →COM1.42%$67M374.8K
6ADIANALOG DEVICES INChistory →COM1.42%$66M376.6K
7UNHUNITEDHEALTH GROUP INChistory →COM1.40%$66M130.5K
8VZVERIZON COMMUNICATIONS INChistory →COM1.21%$56M1.08M
9JDJD.COM INChistory →SPON ADR CL A1.18%$55M784.2K
10MELIMERCADOLIBRE INChistory →COM1.17%$55M40.5K
11MSFTMICROSOFT CORPhistory →COM1.13%$53M157.5K
12SESEA LTDhistory →SPONSORD ADS1.12%$52M233.2K
13HDHOME DEPOT INChistory →COM1.11%$52M124.8K
14MCDMCDONALDS CORPhistory →COM1.10%$51M191.1K
15PGPROCTER AND GAMBLE COhistory →COM1.07%$50M305.6K
16NXPINXP SEMICONDUCTORS N Vhistory →COM1.06%$49M216.7K
17MRVLMARVELL TECHNOLOGY INChistory →COM1.05%$49M559.4K
18PDDPINDUODUO INChistory →SPONSORED ADS1.04%$49M834.3K
19CVXCHEVRON CORPhistory →NEW COM1.03%$48M411.5K
20TAT&T INChistory →COM1.00%$47M1.90M
21NKENIKE INChistory →CL B0.99%$46M278.0K
22HONHONEYWELL INTL INChistory →COM0.94%$44M211.8K
23VVISA INChistory →COM CL A0.94%$44M203.6K
24XILINX INCCOM0.92%$43M202.9K
25AMTAMERICAN TOWER CORPhistory →NEW COM0.92%$43M147.0K
26KEYSKEYSIGHT TECHNOLOGIES INChistory →COM0.89%$41M200.6K
27GSGOLDMAN SACHS GROUP INChistory →COM0.88%$41M107.3K
28JPMJPMORGAN CHASE & COhistory →COM0.87%$41M256.6K
29AKAMAKAMAI TECHNOLOGIES INChistory →COM0.82%$38M328.6K
30CSCOCISCO SYS INChistory →COM0.81%$38M594.0K
31CATCATERPILLAR INChistory →COM0.80%$37M180.7K
32NOKNOKIA CORPhistory →SPONSORED ADR0.74%$34M5.53M
33BIDUBAIDU INChistory →SPON ADR REP A0.73%$34M228.2K
34ERICERICSSONhistory →ADR B SEK 100.68%$32M2.93M
35TMUST-MOBILE US INChistory →COM0.67%$31M269.0K
36ICEINTERCONTINENTAL EXCHANGE INhistory →COM0.65%$30M220.6K
37NTESNETEASE INChistory →SPONSORED ADS0.64%$30M296.3K
38CSXCSX CORPhistory →COM0.64%$30M798.0K
39MPCMARATHON PETE CORPhistory →COM0.62%$29M451.4K
40DUKDUKE ENERGY CORPhistory →NEW COM NEW0.62%$29M274.6K
41WMTWALMART INChistory →COM0.60%$28M195.0K
42JNJJOHNSON & JOHNSONhistory →COM0.58%$27M159.3K
43PDIPIMCO DYNAMIC INCOME FDhistory →SHS0.57%$27M1.04M
44AMZNAMAZON COM INChistory →COM0.56%$26M7.8K
45CCICROWN CASTLE INTL CORPhistory →NEW COM0.53%$25M119.4K
46CHTRCHARTER COMMUNICATIONS INChistory →N CL A0.53%$25M37.9K
47FFIVF5 INChistory →COM0.53%$25M100.9K
48NUNU HLDGS LTD ORDhistory →SHS CL A ADDED0.53%$25M2.63M
49EQIXEQUINIX INChistory →COM0.49%$23M27.1K
50CIENCIENA CORPhistory →COM NEW0.47%$22M286.1K
51SWKSSKYWORKS SOLUTIONS INChistory →COM0.44%$21M140.0K
52NEMNEWMONT CORPhistory →COM0.44%$21M334.4K
53GRABGRAB HOLDINGS LIMITEDhistory →CLASS A ORD ADDED0.44%$21M2.91M
54CPNGCOUPANG INChistory →CL A0.43%$20M685.8K
55DIDIYDIDI GLOBAL INChistory →SPONSORED ADS0.42%$20M3.95M
56BEKEKE HLDGS INChistory →SPONSORED ADS0.40%$19M921.0K
57ARISTA NETWORKS INCCOM0.39%$18M126.8K
58NVDANVIDIA CORPORATIONhistory →COM0.39%$18M61.6K
59DOXAMDOCS LTDhistory →SHS0.38%$18M237.1K
60BCEBCE INChistory →COM NEW0.38%$18M339.8K
61INTCINTEL CORPhistory →COM0.36%$17M328.7K
62AVGOBROADCOM INChistory →COM0.35%$16M24.7K
63HPEHEWLETT PACKARD ENTERPRISE Chistory →COM0.35%$16M1.03M
64NXDTNEXPOINT DIVERSIFIED REL EThistory →COM NEW0.34%$16M1.17M
65OXFORD LANE CAP CORPCOM0.34%$16M2.04M
66EXPEEXPEDIA GROUP INChistory →COM NEW0.32%$15M82.4K
67TCOMTRIP COM GROUP LTDhistory →ADS0.32%$15M600.8K
68VODVODAFONE GROUP PLChistory →NEW SPONSORED ADR0.32%$15M987.7K
69NBISYANDEX N Vhistory →SHS CLASS A0.31%$14M238.2K
70USALIBERTY ALL STAR EQUITY FDhistory →SH BEN INT0.30%$14M1.69M
71VMWARE INCCL A COM0.29%$14M118.6K
72LQDTLIQUIDITY SVCS INChistory →COM0.29%$13M608.9K
73XEADXALLSPRING INCOME OPPORTUNIT INChistory →OPPTY FD0.28%$13M1.44M
74BKNGBOOKING HOLDINGS INChistory →COM0.28%$13M5.5K
75GRPNGROUPON INChistory →COM NEW0.28%$13M568.8K
76DOWDOW INChistory →COM0.28%$13M232.1K
77QRVOQORVO INChistory →COM0.28%$13M84.1K
78LSCCLATTICE SEMICONDUCTOR CORPhistory →COM0.28%$13M169.1K
79CPRTCOPART INChistory →COM0.28%$13M85.8K
80JFRNUVEEN FLOATING RATE INCOMEhistory →COM0.28%$13M1.27M
81GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.28%$13M4.5K
82DELLDELL TECHNOLOGIES INChistory →CL C0.28%$13M229.7K
83SBACSBA COMMUNICATIONS CORPhistory →NEW CL A0.28%$13M33.2K
84ABNBAIRBNB INChistory →COM CL A0.28%$13M77.3K
85XEVVXEATON VANCE LTD DURATION INChistory →COM0.27%$13M979.2K
86BTZBLACKROCK CR ALLOCATION INCOhistory →COM0.27%$13M850.1K
87FTHYFIRST TR HIGH YIELD OPPRT 20history →COM0.27%$13M629.9K
88PTYPIMCO CORPORATE & INCOME OPPhistory →COM0.27%$13M764.9K
89ISDPGIM HIGH YIELD BOND FUND INhistory →COM0.27%$12M772.9K
90SSTKSHUTTERSTOCK INChistory →COM0.26%$12M111.6K
91XAWFXALLIANCEBERNSTEIN GLOBAL HIGhistory →COM0.26%$12M1.02M
92XAODXABERDEEN TOTAL DYNAMIC DIVDhistory →COM SH BEN INT0.26%$12M1.21M
93VIRTUS ALLIANZGICONVERTIBLE COM0.26%$12M2.11M
94UBERUBER TECHNOLOGIES INChistory →COM0.26%$12M292.3K
95ETSYETSY INChistory →COM0.26%$12M55.8K
96REALTHE REALREAL INChistory →COM0.26%$12M1.05M
97TERTERADYNE INChistory →COM0.26%$12M74.6K
98DLYDOUBLELINE YIELD OPPORTUNITIhistory →COM0.26%$12M650.2K
99BGBBLACKSTONE STRATEGIC CREDIThistory →COM SHS BEN IN0.26%$12M900.8K
100NPCTNUVEEN CORE PLUS IMPACT FUNDhistory →COM BEN INT0.26%$12M659.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$8.5B1,586May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$8.4B1,548Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$8.4B1,555Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$7.2B1,478Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$5.6B1,592Apr 29, 202513F-HRchanges · EDGAR ↗
Q4 2024$5.5B1,958Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$4.6B1,620Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$7.9B1,825Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$8.0B1,837May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$5.3B2,200Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$4.8B2,222Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023$5.1B2,218Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$4.8B1,761Apr 24, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review1,791Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.5B1,231Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.7B1,680Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$4.2B1,833May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$4.7B1,703Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$4.8B1,812Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$5.5B1,652Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$5.4B1,350May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.2B1,258Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.6B1,322Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.9B1,220Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.5B1,263May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.5B1,354Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.2B1,413Nov 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.3B1,164Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.2B1,081May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.0B887Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 10 additional managers.

  • EXCHANGE TRADED CONCEPTS, LLC
  • Innovator Management LLC
  • Amplify ETF Trust
  • Hoya Capital Real Estate, LLC
  • Defiance ETFs, LLC
  • Beyond Advisors IC
  • Procure ETF Trust II
  • NORTHERN LIGHTS FUND TRUST II
  • Inherent Wealth Fund LLC
  • VegTech LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.