SEC 13F Intelligence

NPCTNUVEEN CORE PLUS IMPACT FUND

CUSIP 67080D103 · Yahoo Finance ↗ · Google Finance ↗

Nuveen Core Plus Impact Fund (NPCT) has 46 institutional holders in Filings Flow’s 13F database, together reporting 7.02M shares worth $59M as of Q1 2026. The largest reported holders are Morgan Stanley, Guggenheim Capital LLC, and Captrust Financial Advisors.

Institutional Holders
46
Q1 2026
Reported Value
$59M
Ticker
NPCT
Quarters Tracked
6

Ownership Trend

Institutional holders
Q2 ’21: 8Q2 ’21Q4 ’21: 25Q4 ’21Q4 ’22: 41Q4 ’22Q4 ’25: 47Q4 ’25Q1 ’26: 46Q1 ’26Q2 ’26: 6Q2 ’26filingsflow.com
Total reported value
Q2 ’21: $14MQ2 ’21Q4 ’21: $109MQ4 ’21Q4 ’22: $56MQ4 ’22Q4 ’25: $64MQ4 ’25Q1 ’26: $59MQ1 ’26Q2 ’26: $5MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Shaker Financial Services, LLC$287M AUM0.72%$2M200.4KQ1 2026OLDER
Almitas Capital LLC$443M AUM0.20%$870,05385.4KQ1 2026OLDER
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC$594M AUM0.16%$799,39272.6KQ3 2025OLDER
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors$903M AUM0.08%$696,24868.7KQ2 2026
PETRA FINANCIAL ADVISORS INC$162M AUM0.06%$102,41010.1KQ1 2026OLDER
READYSTATE ASSET MANAGEMENT LP$2.2B AUM0.06%$1M144.6KQ4 2025OLDER
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.06%$1M125.1KQ1 2026OLDER
GUGGENHEIM CAPITAL LLC$12.9B AUM0.04%$5M504.1KQ1 2026OLDER
SeaCrest Wealth Management, LLC$903M AUM0.04%$334,26033.0KQ2 2026
EVOLVE PRIVATE WEALTH, LLC$1.9B AUM0.02%$400,21239.3KQ1 2026OLDER
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM0.02%$277,00827.2KQ4 2025OLDER
PFG Investments, LLC$2.1B AUM0.02%$381,11937.4KQ1 2026OLDER
WPG Advisers, LLC$136M AUM0.02%$20,9712.1KQ1 2026OLDER
Onyx Bridge Wealth Group LLC$930M AUM0.01%$104,62110.3KQ1 2026OLDER
UHLMANN PRICE SECURITIES, LLC$1.5B AUM0.01%$157,23215.4KQ1 2026OLDER
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.01%$5M494.3KQ1 2026OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.01%$878,37886.2KQ1 2026OLDER
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM0.01%$46,6914.6KQ1 2026OLDER
AlphaCore Capital LLC$4.2B AUM0.00%$209,75920.6KQ4 2025OLDER
Pinnacle Wealth Planning Services, Inc.$968M AUM0.00%$33,5353.3KQ1 2026OLDER
MARK SHEPTOFF FINANCIAL PLANNING, LLC$189M AUM0.00%$5,260500Q1 2026OLDER
XTX Topco Ltd$5.8B AUM0.00%$157,77215.5KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$3M254.6KQ1 2026OLDER
HIGHLINE WEALTH PARTNERS LLC$493M AUM0.00%$10,1301.0KQ2 2026
MORGAN STANLEY$1.67T AUM0.00%$28M2.76MQ1 2026OLDER
NFSG Corp$608M AUM0.00%$11,0101.0KQ3 2025OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$92,4959.1KQ4 2025OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$50,6505.0KQ2 2026
Private Advisor Group, LLC$21.3B AUM0.00%$287,67728.2KQ1 2026OLDER
Larson Financial Group LLC$3.1B AUM0.00%$37,9073.7KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$719,61370.6KQ1 2026OLDER
Marex Group Ltd$15.8B AUM0.00%$124,19612.2KQ4 2025OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$4M346.3KQ2 2026
&PARTNERS$20.2B AUM0.00%$102,59110.1KQ1 2026OLDER
WHITTIER TRUST CO OF NEVADA INC$4.9B AUM0.00%$14,2411.4KQ1 2026OLDER
BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM0.00%$227,42320.7KQ3 2025OLDER
COMERICA BANK$25.1B AUM0.00%$67,3516.6KQ4 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$851,07183.5KQ1 2026OLDER
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$109,63810.8KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$874,00085.8KQ1 2026OLDER
Invesco Ltd.$653.3B AUM0.00%$984,80296.6KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$2M170.7KQ1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$65,9606.5KQ1 2026OLDER
US BANCORP \DE\$82.4B AUM0.00%$93,0559.1KQ1 2026OLDER
ASSETMARK, INC$49.0B AUM0.00%$51,5415.1KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$239,82523.5KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$317,84631.2KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$160,21715.7KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$4,309423Q1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$5,309521Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.