SEC 13F Intelligence

VIRTUS CONVERTIBLE & INCOME

CUSIP 92838X102

Virtus Convertible & Income has 87 institutional holders in Filings Flow’s 13F database, together reporting 10.31M shares worth $33M as of Q4 2022. The largest reported holders are Advisors Asset Management, Inc., Congress Park Capital LLC, and Lpl Financial LLC.

Institutional Holders
87
Q4 2022
Reported Value
$33M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3

Ownership Trend

Institutional holders
Q2 ’21: 77Q2 ’21Q4 ’21: 76Q4 ’21Q4 ’22: 87Q4 ’22filingsflow.com
Total reported value
Q2 ’21: $578MQ2 ’21Q4 ’21: $235MQ4 ’21Q4 ’22: $33MQ4 ’22filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Congress Park Capital LLC$326M AUM2.20%$6M1.74MQ4 2024OLDER
Gridiron Partners, LLC$164M AUM0.62%$969,87975.0KQ1 2025OLDER
WNY Asset Management, LLC$967M AUM0.37%$3M853.8KQ4 2024OLDER
INTEGRATED CAPITAL MANAGEMENT, INC.$143M AUM0.21%$270,91678.1KQ4 2024OLDER
PVG ASSET MANAGEMENT CORP$173M AUM0.18%$44,50212.7KQ3 2024OLDER
ROBINSON CAPITAL MANAGEMENT, LLC$239M AUM0.18%$434,250125.1KQ4 2024OLDER
Advisors Asset Management, Inc.$6.0B AUM0.17%$9M2.64MQ4 2024OLDER
Everstar Asset Management, LLC$188M AUM0.13%$178,35851.4KQ4 2024OLDER
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM0.09%$2M525.8KQ4 2024OLDER
William Howard & Co Financial Advisors Inc$129M AUM0.08%$9426.8KQ3 2024OLDER
MELFA WEALTH MANAGEMENT, INC.$174M AUM0.08%$116,67733.6KQ4 2024OLDER
E&G Advisors, LP$449M AUM0.05%$185,92853.6KQ4 2024OLDER
Prosperity Financial Group, Inc.$271M AUM0.05%$92,48126.7KQ4 2024OLDER
Joseph P. Lucia & Associates, LLC$280M AUM0.04%$96,21627.7KQ4 2024OLDER
Alteri Wealth LLC$309M AUM0.04%$153,45744.2KQ4 2024OLDER
Ionic Capital Management LLC$1.4B AUM0.04%$388,831112.1KQ4 2024OLDER
DOLIVER ADVISORS, LP$440M AUM0.04%$140,36810.9KQ1 2025OLDER
Garden State Investment Advisory Services LLC$455M AUM0.03%$96,97527.9KQ4 2024OLDER
READYSTATE ASSET MANAGEMENT LP$2.2B AUM0.02%$812,841234.2KQ4 2024OLDER
Sage Capital Management, LLC$213M AUM0.02%$48,58014.0KQ4 2024OLDER
Shaker Financial Services, LLC$287M AUM0.02%$60,94417.6KQ4 2024OLDER
TNF LLC$278M AUM0.02%$58,55516.9KQ3 2024OLDER
Gilliland Jeter Wealth Management LLC$338M AUM0.01%$42,78212.3KQ4 2024OLDER
Fortitude Family Office, LLC$448M AUM0.01%$38,22611.0KQ4 2024OLDER
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM0.01%$126,93636.6KQ4 2024OLDER
Pathstone Holdings, LLC$25.1B AUM0.01%$3M751.6KQ4 2024OLDER
Oxbow Advisors, LLC$1.2B AUM0.01%$79,76323.0KQ4 2024OLDER
Intellectus Partners, LLC$490M AUM0.01%$38,75011.2KQ4 2024OLDER
Elequin Capital, LP$1.2B AUM0.01%$101,39029.2KQ4 2024OLDER
Good Life Advisors, LLC$1.6B AUM0.01%$107,08630.9KQ4 2024OLDER
Sonora Investment Management Group, LLC$1.4B AUM0.01%$98,54828.4KQ4 2024OLDER
Pinnacle Wealth Planning Services, Inc.$968M AUM0.01%$55,45815.8KQ3 2024OLDER
Occidental Asset Management, LLC$844M AUM0.01%$46,80313.5KQ4 2024OLDER
CoreCap Advisors, LLC$3.4B AUM0.01%$153,54844.3KQ4 2024OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.01%$2,4128.4KQ3 2024OLDER
180 WEALTH ADVISORS, LLC$997M AUM0.01%$39,90511.5KQ4 2024OLDER
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM0.01%$26,2367.5KQ3 2024OLDER
Private Advisor Group, LLC$21.3B AUM0.01%$889,743256.4KQ4 2024OLDER
PEOPLES FINANCIAL SERVICES CORP.$211M AUM0.00%$9,8162.8KQ4 2024OLDER
Compound Planning, Inc.$3.3B AUM0.00%$89,78325.9KQ4 2024OLDER
Graves Light Lenhart Wealth, Inc.$1.1B AUM0.00%$35,39410.2KQ4 2024OLDER
PFG Investments, LLC$2.1B AUM0.00%$70,49820.3KQ4 2024OLDER
Cornerstone Advisors, LLC$2.7B AUM0.00%$90,56726.1KQ4 2024OLDER
Arete Wealth Advisors, LLC$1.3B AUM0.00%$4813.7KQ4 2024OLDER
CHOREO, LLC$8.1B AUM0.00%$199,74557.1KQ4 2024OLDER
KINGSWOOD WEALTH ADVISORS, LLC$2.1B AUM0.00%$36,57310.5KQ4 2024OLDER
Larson Financial Group LLC$3.1B AUM0.00%$52,05015.0KQ4 2024OLDER
Financial Gravity Companies, Inc.$509M AUM0.00%$11,0173.2KQ4 2024OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$98,5916.9KQ2 2025
MGO ONE SEVEN LLC$5.0B AUM0.00%$59,63217.2KQ4 2024OLDER
Venture Visionary Partners LLC$3.0B AUM0.00%$75,28521.7KQ4 2024OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$342,66398.8KQ4 2024OLDER
Meridian Wealth Management, LLC$2.8B AUM0.00%$42,81312.3KQ4 2024OLDER
Lido Advisors, LLC$32.7B AUM0.00%$440,405126.9KQ4 2024OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$78,19923.9KQ3 2024OLDER
Atria Wealth Solutions, Inc.$4.4B AUM0.00%$139,97940.3KQ4 2024OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$274,29379.0KQ4 2024OLDER
LPL Financial LLC$376.6B AUM0.00%$4M1.04MQ4 2024OLDER
GREENLEAF TRUST$10.2B AUM0.00%$155,97844.6KQ3 2024OLDER
OPPENHEIMER & CO INC$8.2B AUM0.00%$87,51725.2KQ4 2024OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$562,562162.0KQ2 2025
Capital Investment Advisors, LLC$6.8B AUM0.00%$42,87212.4KQ4 2024OLDER
Walleye Capital LLC$24.0B AUM0.00%$334,46396.4KQ4 2024OLDER
Integrated Wealth Concepts LLC$12.5B AUM0.00%$63,56318.3KQ4 2024OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$3M817.9KQ4 2024OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$494142.4KQ4 2024OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$269,84577.8KQ4 2024OLDER
Mariner, LLC$85.7B AUM0.00%$376,554108.5KQ4 2024OLDER
Cetera Investment Advisers$94.0B AUM0.00%$254,25673.3KQ4 2024OLDER
RAYMOND JAMES & ASSOCIATES$164.1B AUM0.00%$843,517241.0KQ3 2024OLDER
TOWNSQUARE CAPITAL LLC$444M AUM0.00%$41,97712.1KQ4 2024OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$1M412.7KQ4 2024OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$328,29794.6KQ4 2024OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$969,899279.5KQ4 2024OLDER
Sequoia Financial Advisors, LLC$17.9B AUM0.00%$34,70010.0KQ2 2025
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$8725.2KQ4 2024OLDER
CWM, LLC$38.1B AUM0.00%$6418.5KQ4 2024OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$20,8256.0KQ3 2024OLDER
Invesco Ltd.$653.3B AUM0.00%$969,837279.5KQ4 2024OLDER
FinTrust Capital Advisors, LLC$591M AUM0.00%$1,050300Q3 2024OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$163,08547.0KQ4 2024OLDER
COMERICA BANK$25.1B AUM0.00%$41,82112.1KQ4 2024OLDER
UBS Group AG$666.3B AUM0.00%$803,975231.7KQ4 2024OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$4,1811.2KQ4 2024OLDER
Raymond James Financial Services Advisors, Inc.$75.1B AUM0.00%$83,76623.9KQ3 2024OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$287,77982.9KQ4 2024OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$2,156616Q3 2024OLDER
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM0.00%$192,50055.0KQ3 2024OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$951274Q4 2024OLDER
Parallel Advisors, LLC$5.6B AUM0.00%$507146Q4 2024OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$36,18610.3KQ3 2024OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$36,11610.4KQ4 2024OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$3,9611.1KQ4 2024OLDER
ASSETMARK, INC$49.0B AUM0.00%$795229Q4 2024OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$4513Q4 2024OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.