SEC 13F Intelligence

Managers / Q1 2026

Prosperity Financial Group, Inc.

CIK 0001991334 · 2333 SAN RAMON VALLEY BLVD., STE 200, SAN RAMON, CA, 94583 · 925-314-8500

Reported Value
$271M
Q1 2026
Positions
186
Filings on Record
14
2019–present window
Filed
May 13, 2026
original filing

Summary

Prosperity Financial Group, Inc. reported $271M in U.S.-listed holdings across 186 positions for Q1 2026.

Its largest position, AAPL, represents 6.9% of the portfolio.

Compared with Q4 2025, the fund opened 21 new positions and exited 15.

Portfolio Metrics

Turnover
+9.8%
vs prior filed quarter
Top-10 Concentration
+28.1%
share of reported value
Largest Position
+6.9%
Apple
New / Exited
21 / 15
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’23: $121MQ3 ’23Q4 ’23: $144MQ1 ’24: $162MQ1 ’24Q2 ’24: $158MQ3 ’24: $179MQ3 ’24Q4 ’24: $201MQ1 ’25: $201MQ1 ’25Q2 ’25: $235MQ3 ’25: $273MQ3 ’25Q4 ’25: $278MQ1 ’26: $271MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 55.8%Common Stock: 42.1%Other: 1.7%REIT: 0.3%MLP: 0.1%Other: 0.1%
  • ETP · 55.8% · $151M
  • Common Stock · 42.1% · $114M
  • Other · 1.7% · $5M
  • REIT · 0.3% · $785,715
  • MLP · 0.1% · $203,615
  • Other · 0.1% · $147,132

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AMERICAN CENTY ETF TRNEW+11.4K11.4K+$1M$1M
TJXTJX COS INC NEWNEW+7.9K7.9K+$1M$1M
2023 ETF SERIES TRUSTNEW+47.0K47.0K+$1M$1M
ROKROCKWELL AUTOMATION INCNEW+2.8K2.8K+$1M$1M
FEDERATED HERMES ETF TRUSTNEW+7.8K7.8K+$417,488$417,488
SPDR SERIES TRUSTNEW+3.4K3.4K+$310,568$310,568
ISHARES TRNEW+2.8K2.8K+$308,098$308,098
FIRST TR EXCHANGE-TRADED FDNEW+15.0K15.0K+$305,863$305,863

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

36 positions
#IssuerClass% PortfolioValueShares
1FIRST TR EXCHANGE TRADED FDRBA INDL ETF · INDXX AEROSPACE · FT VEST RIS · VEST INVESTMENT · NASD TECH DIV · CAP STRENGTH ETF8.07%$22M537.4K
2AAPLAPPLE INChistory →COM6.93%$19M73.9K
3NVDANVIDIA CORPORATIONhistory →COM4.27%$12M66.3K
4PUTNAM ETF TRUSTFOCUSED LAR CAP · FOCSD LARCP GWT3.63%$10M223.7K
5PGIM ETF TRJENNISON FOC GWT · TOTAL RETURN BON3.49%$9M158.6K
6AMERICAN CENTY ETF TRUS LARGE CAP VLU · US QUALITY GROW · FOCUSED DYNAMIC2.82%$8M84.2K
7MSFTMICROSOFT CORPhistory →COM2.69%$7M19.7K
8GLOBAL X FDSUS INFR DEV ETF · DEFENSE TECH ETF · DATA CTR & DIGIT2.53%$7M158.9K
9FIRST TR EXCHNG TRADED FD VIFT VEST NASD 100 · FT VEST LAD2.45%$7M287.9K
10PROSHARES TRS&P 500 HIGH INC2.41%$7M150.6K
11GOOGLALPHABET INChistory →CAP STK CL A2.29%$6M21.5K
12MFSGMFS ACTIVE EXCHANGE TRADED FGROWTH ETF · VALUE ETF2.17%$6M227.6K
13GROZZACKS TRUSTFOCUS GROWTH ETF · SMALL/MID CAP2.00%$5M179.1K
14NEW YORK LIFE INVESTMENTS ETNYLI FTSE INTERN1.74%$5M140.1K
15AMZNAMAZON COM INChistory →COM1.65%$4M21.4K
16JPMJPMORGAN CHASE & COhistory →COM1.49%$4M13.8K
17ETFIS SER TR IVIRTUS REAVES UT1.34%$4M45.3K
18PLTRPALANTIR TECHNOLOGIES INChistory →CL A1.32%$4M24.5K
19TSLATESLA INChistory →COM1.27%$3M9.3K
20COSTCOSTCO WHOLESALE CORPORATIONhistory →COM1.23%$3M3.3K
21STARBOARD INVT TRADAPTIVE ALPHA1.14%$3M116.2K
22CAPITAL GROUP INTERNATIONALSHS1.09%$3M88.8K
23DBX ETF TRXTRACKERS US NAT1.05%$3M80.3K
24AVGOBROADCOM INChistory →COM1.04%$3M9.1K
25GOLDMAN SACHS ETF TRS&P 500 PREMIUM1.01%$3M54.9K
26METAMETA PLATFORMS INCCL A0.99%$3M4.7K
27ABBVABBVIE INCCOM0.93%$3M11.5K
28CATCATERPILLAR INCCOM0.81%$2M3.1K
29GBTCGRAYSCALE BITCOIN TRUST ETFSHS REP COM UT0.75%$2M38.7K
30COLUMBIA ETF TR IRESH ENHNC COR0.73%$2M50.6K
31AMDADVANCED MICRO DEVICES INCCOM0.73%$2M9.7K
32SNDKSANDISK CORPCOM0.68%$2M2.9K
33STATE STR SPDR S&P 500 ETF TTR UNIT0.65%$2M2.7K
34SPDR SERIES TRUSTSTATE STREET SPD0.60%$2M21.1K
35VVISA INCCOM CL A0.54%$1M4.9K
36KLACKLA CORPCOM NEW0.53%$1M978

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$271M186May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$278M184Jan 26, 202613F-HRchanges · EDGAR ↗
Q3 2025$273M185Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$235M164Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$201M166May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$201M174Feb 7, 202513F-HRchanges · EDGAR ↗
Q3 2024$179M157Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$158M142Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$162M146May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$144M132Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$121M116Nov 7, 202313F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.