Managers / Q3 2023 · view latest →
Prosperity Financial Group, Inc.
CIK 0001991334 · 2333 SAN RAMON VALLEY BLVD., STE 200, SAN RAMON, CA, 94583 · 925-314-8500
Summary
Prosperity Financial Group, Inc. reported $121M in U.S.-listed holdings across 116 positions for Q3 2023.
Its largest position, AAPL, represents 8.0% of the portfolio.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- ETP · 62.2% · $75M
- Common Stock · 35.3% · $43M
- Other · 2.1% · $3M
- Closed-End Fund · 0.1% · $175,272
- REIT · 0.1% · $157,741
- Other · 0.1% · $151,524
Quarter-over-Quarter Changes full breakdown →
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| AAPLAPPLE INC | NEW | +56.6K | 56.6K | +$10M | $10M |
| PUTNAM ETF TRUST | NEW | +285.2K | 285.2K | +$8M | $8M |
| FIRST TR EXCHANGE-TRADED FD | NEW | +127.0K | 127.0K | +$8M | $8M |
| FIRST TR EXCHANGE-TRADED FD | NEW | +309.0K | 309.0K | +$7M | $7M |
| MSFTMICROSOFT CORP | NEW | +16.4K | 16.4K | +$5M | $5M |
| J P MORGAN EXCHANGE TRADED F | NEW | +73.1K | 73.1K | +$4M | $4M |
| GLOBAL X FDS | NEW | +153.2K | 153.2K | +$4M | $4M |
| FIRST TR EXCHANGE-TRADED FD | NEW | +75.2K | 75.2K | +$4M | $4M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2023
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW · CBOE VEST RISING · FT CBOE VEST S&P · CLOUD COMPUTING · NASD TECH DIV · NASDAQ CYB ETF · NASDQ ARTFCIAL · NO AMER ENERGY | 20.02% | $24M | 635.6K |
| 2 | PUTNAM ETF TRUST | FOCUSED LAR CAP · BDC INCOME ETF | 8.25% | $10M | 337.3K |
| 3 | AAPLAPPLE INChistory → | COM | 8.01% | $10M | 56.6K |
| 4 | J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM · NASDAQ EQT PREM | 5.67% | $7M | 135.9K |
| 5 | GLOBAL X FDS | RBTCS ARTFL INTE · INTERNET OF THNG · US INFR DEV ETF | 5.41% | $7M | 243.7K |
| 6 | MSFTMICROSOFT CORPhistory → | COM | 4.28% | $5M | 16.4K |
| 7 | PROSHARES TR | S&P 500 DV ARIST · S&P TECH DIVIDEN · LARGE CAP CRE | 3.99% | $5M | 64.3K |
| 8 | FIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQT · CBOE VEST NAS100 | 3.54% | $4M | 168.4K |
| 9 | GOOGLALPHABET INC | CAP STK CL A · CAP STK CL C | 2.14% | $3M | 19.8K |
| 10 | AMERICAN CENTY ETF TR | SUSTAINABLE GRWT · US LARGE CAP VLU | 2.14% | $3M | 58.4K |
| 11 | AMZNAMAZON COM INChistory → | COM | 1.39% | $2M | 13.3K |
| 12 | CGUSUSDCAPITAL GROUP CORE EQUITY EThistory → | SHS CREATION UNI | 1.37% | $2M | 66.0K |
| 13 | NVDANVIDIA CORPORATIONhistory → | COM | 1.32% | $2M | 3.7K |
| 14 | COSTCOSTCO WHSL CORP NEWhistory → | COM | 1.32% | $2M | 2.8K |
| 15 | NDQINVESCO QQQ TRhistory → | UNIT SER 1 | 1.23% | $1M | 4.2K |
| 16 | HDHOME DEPOT INChistory → | COM | 1.04% | $1M | 4.2K |
| 17 | ACCENTURE PLC IRELAND | SHS CLASS A | 1.03% | $1M | 4.1K |
| 18 | SPDR S&P 500 ETF TR | TR UNIT | 1.03% | $1M | 2.9K |
| 19 | MRSHMARSH & MCLENNAN COS INC | COM | 0.92% | $1M | 5.9K |
| 20 | ISHARES TR | ISHARES SEMICDTR | 0.92% | $1M | 2.3K |
| 21 | UNHUNITEDHEALTH GROUP INC | COM | 0.80% | $965,020 | 1.9K |
| 22 | STRATEGY SHS | DAY HAGAN NED | 0.78% | $939,750 | 27.5K |
| 23 | TSLATESLA INC | COM | 0.75% | $906,047 | 3.6K |
| 24 | VVISA INC | COM CL A | 0.70% | $851,957 | 3.7K |
| 25 | LLYELI LILLY & CO | COM | 0.66% | $793,341 | 1.5K |
| 26 | METAMETA PLATFORMS INC | CL A | 0.65% | $791,053 | 2.6K |
| 27 | ZTSZOETIS INC | CL A | 0.63% | $760,989 | 4.4K |
| 28 | CAPITAL GRP FIXED INCM ETF T | CORE PLUS INCM | 0.56% | $673,810 | 31.3K |
| 29 | CHVCHEVRON CORP NEW | COM | 0.54% | $653,234 | 3.9K |
| 30 | AVGOBROADCOM INC | COM | 0.54% | $652,005 | 785 |
| 31 | ABBVABBVIE INC | COM | 0.54% | $651,988 | 4.4K |
| 32 | ADVISORS INNER CIRCLE FD III | DEMOCRACY INTERN | 0.53% | $636,098 | 28.3K |
| 33 | SPDR SER TR | BLOOMBERG 1-3 MO | 0.49% | $589,025 | 6.4K |
| 34 | JNJJOHNSON & JOHNSON | COM | 0.49% | $588,112 | 3.8K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $271M | 186 | May 13, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $278M | 184 | Jan 26, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $273M | 185 | Nov 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $235M | 164 | Jul 30, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $201M | 166 | May 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $201M | 174 | Feb 7, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $179M | 157 | Nov 13, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $158M | 142 | Aug 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $162M | 146 | May 15, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $144M | 132 | Feb 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $121M | 116 | Nov 7, 2023 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.