NEW YORK LIFE INVESTMENTS ET
CUSIP 45409B560
New York Life Investments Et has 99 institutional holders in Filings Flow’s 13F database, together reporting 30.65M shares worth $1.0B as of Q1 2026. The largest reported holders are Ameriprise Financial Inc, Morgan Stanley, and New York Life Investment Management LLC.
Institutional Holders
99
Q1 2026
Reported Value
$1.0B
Ticker
unmapped
private placement or foreign
Quarters Tracked
10
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| FLYNN ZITO CAPITAL MANAGEMENT, LLC$313M AUM | 6.28% | $20M | 585.0K | Q1 2026OLDER |
| Landmark Wealth Management, LLC$373M AUM | 4.40% | $16M | 489.6K | Q1 2026OLDER |
| Mason & Associates Inc$516M AUM | 4.14% | $21M | 656.8K | Q1 2026OLDER |
| Veridan Wealth LLC$270M AUM | 2.19% | $6M | 176.0K | Q1 2026OLDER |
| Prosperity Financial Group, Inc.$271M AUM | 1.74% | $5M | 140.1K | Q1 2026OLDER |
| Intentional Wealth Strategies, LLC$107M AUM | 1.63% | $2M | 52.1K | Q1 2026OLDER |
| MARINO, STRAM & ASSOCIATES LLC$557M AUM | 1.51% | $8M | 250.3K | Q1 2026OLDER |
| Redwood Financial Network Corp$153M AUM | 1.17% | $2M | 53.3K | Q1 2026OLDER |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC$11.8B AUM | 0.89% | $105M | 3.12M | Q1 2026OLDER |
| MRP Capital Investments, LLC$115M AUM | 0.61% | $705,180 | 21.0K | Q1 2026OLDER |
| Hilton Head Capital Partners, LLC$177M AUM | 0.50% | $879,863 | 26.2K | Q1 2026OLDER |
| WESCAP Management Group, Inc.$508M AUM | 0.46% | $2M | 69.3K | Q1 2026OLDER |
| Ameritas Investment Partners, Inc.$3.3B AUM | 0.36% | $12M | 348.0K | Q1 2026OLDER |
| Gladstone Institutional Advisory LLC$2.7B AUM | 0.30% | $8M | 242.1K | Q1 2026OLDER |
| Revisor Wealth Management LLC$362M AUM | 0.27% | $988,293 | 29.4K | Q1 2026OLDER |
| Diversify Advisory Services, LLC$655M AUM | 0.27% | $8M | 249.6K | Q4 2025OLDER |
| Nova Wealth Management, Inc.$154M AUM | 0.24% | $364,482 | 10.9K | Q1 2026OLDER |
| BLVD Private Wealth, LLC$115M AUM | 0.23% | $269,715 | 8.0K | Q1 2026OLDER |
| GGM Financial LLC$217M AUM | 0.20% | $430,967 | 12.8K | Q1 2026OLDER |
| Fortis Group Advisors, LLC$605M AUM | 0.17% | $1M | 29.4K | Q1 2026OLDER |
| Waterloo Capital, L.P.$1.4B AUM | 0.17% | $2M | 73.5K | Q1 2026OLDER |
| Golden State Wealth Management, LLC$915M AUM | 0.13% | $1M | 36.7K | Q1 2026OLDER |
| ATTICUS WEALTH MANAGEMENT, LLC$369M AUM | 0.13% | $480,253 | 14.3K | Q1 2026OLDER |
| Trademark Financial Management, LLC$204M AUM | 0.13% | $262,279 | 7.8K | Q1 2026OLDER |
| TFB Advisors LLC$191M AUM | 0.11% | $216,087 | 6.4K | Q1 2026OLDER |
| Independent Wealth Network Inc.$337M AUM | 0.11% | $363,333 | 11.2K | Q4 2025OLDER |
| Concurrent Investment Advisors, LLC$9.2B AUM | 0.10% | $9M | 261.3K | Q1 2026OLDER |
| Signature Equity Partners, LLC$186M AUM | 0.09% | $167,900 | 5.0K | Q1 2026OLDER |
| MONECO ADVISORS, LLC$1.3B AUM | 0.08% | $968,926 | 28.9K | Q1 2026OLDER |
| Advisor Resource Council$309M AUM | 0.07% | $207,681 | 6.4K | Q4 2025OLDER |
| Indivisible Partners$1.1B AUM | 0.06% | $722,729 | 21.5K | Q1 2026OLDER |
| Mariner, LLC$85.7B AUM | 0.06% | $54M | 1.60M | Q1 2026OLDER |
| Covenant Asset Management, LLC$664M AUM | 0.06% | $401,550 | 12.0K | Q1 2026OLDER |
| Sanctuary Advisors, LLC$18.5B AUM | 0.05% | $10M | 292.2K | Q1 2026OLDER |
| KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM | 0.04% | $4M | 108.3K | Q1 2026OLDER |
| OPPENHEIMER & CO INC$8.2B AUM | 0.04% | $4M | 108.0K | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.04% | $28M | 826.9K | Q1 2026OLDER |
| NorthRock Partners, LLC$6.2B AUM | 0.04% | $2M | 68.6K | Q1 2026OLDER |
| AMERIPRISE FINANCIAL INC$431.8B AUM | 0.04% | $158M | 4.70M | Q1 2026OLDER |
| Ameritas Advisory Services, LLC$2.6B AUM | 0.03% | $821,098 | 24.5K | Q1 2026OLDER |
| LODESTAR PRIVATE ASSET MANAGEMENT LLC$1.0B AUM | 0.03% | $309,104 | 9.2K | Q1 2026OLDER |
| Capital Investment Advisors, LLC$6.8B AUM | 0.03% | $2M | 56.7K | Q1 2026OLDER |
| CATALYST FINANCIAL PARTNERS LLC$847M AUM | 0.03% | $230,191 | 6.9K | Q1 2026OLDER |
| Independent Advisor Alliance$9.3B AUM | 0.03% | $2M | 74.0K | Q1 2026OLDER |
| Integrated Advisors Network LLC$1.9B AUM | 0.02% | $463,008 | 13.8K | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.02% | $78M | 2.32M | Q1 2026OLDER |
| Equitable Holdings, Inc.$15.5B AUM | 0.02% | $3M | 91.2K | Q1 2026OLDER |
| True Wealth Design, LLC$360M AUM | 0.02% | $62,123 | 1.9K | Q1 2026OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.02% | $2M | 52.7K | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.02% | $11M | 334.1K | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.02% | $61M | 1.82M | Q1 2026OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.02% | $3M | 100.4K | Q1 2026OLDER |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.01% | $8M | 247.9K | Q1 2026OLDER |
| Kovack Advisors, Inc.$1.9B AUM | 0.01% | $266,617 | 7.8K | Q1 2026OLDER |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM | 0.01% | $202,402 | 5.9K | Q1 2026OLDER |
| Dynamic Advisor Solutions LLC$3.5B AUM | 0.01% | $493,761 | 13.0K | Q2 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM | 0.01% | $7M | 198.0K | Q1 2026OLDER |
| MML INVESTORS SERVICES, LLC$36.1B AUM | 0.01% | $5M | 137.3K | Q1 2026OLDER |
| Cerity Partners LLC$70.8B AUM | 0.01% | $8M | 233.7K | Q1 2026OLDER |
| Savvy Advisors, Inc.$3.7B AUM | 0.01% | $223,314 | 7.2K | Q3 2025OLDER |
| WEBSTER BANK, N. A.$1.1B AUM | 0.01% | $97,986 | 2.9K | Q1 2026OLDER |
| MTM Investment Management, LLC$316M AUM | 0.01% | $28,039 | 835 | Q1 2026OLDER |
| MORGAN STANLEY$1.67T AUM | 0.01% | $144M | 4.43M | Q1 2026OLDER |
| Stratos Wealth Partners, LTD.$8.8B AUM | 0.01% | $746,483 | 22.2K | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.01% | $54M | 1.61M | Q1 2026OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.01% | $2M | 45.0K | Q1 2026OLDER |
| Opal Wealth Advisors, LLC$442M AUM | 0.01% | $31,767 | 946 | Q1 2026OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.01% | $83M | 2.47M | Q1 2026OLDER |
| NewEdge Wealth, LLC$8.4B AUM | 0.01% | $497,051 | 14.8K | Q1 2026OLDER |
| Wealthcare Advisory Partners LLC$5.3B AUM | 0.01% | $256,274 | 8.3K | Q3 2025OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.01% | $5M | 142.9K | Q1 2026OLDER |
| D.A. DAVIDSON & CO.$16.5B AUM | 0.00% | $811,058 | 24.2K | Q1 2026OLDER |
| Glass Jacobson Investment Advisors llc$290M AUM | 0.00% | $13,420 | 400 | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $24M | 719.9K | Q1 2026OLDER |
| JNBA Financial Advisors$1.2B AUM | 0.00% | $48,557 | 1.4K | Q1 2026OLDER |
| HOEY INVESTMENTS, INC$693M AUM | 0.00% | $21,122 | 629 | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $11M | 324.4K | Q1 2026OLDER |
| Western Wealth Management, LLC$2.6B AUM | 0.00% | $66,581 | 2.0K | Q1 2026OLDER |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC$20.1B AUM | 0.00% | $350,978 | 10.5K | Q1 2026OLDER |
| GHP Investment Advisors, Inc.$2.4B AUM | 0.00% | $33,678 | 1.0K | Q1 2026OLDER |
| Quent Capital, LLC$1.4B AUM | 0.00% | $19,443 | 579 | Q1 2026OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $10M | 310.5K | Q1 2026OLDER |
| SageView Advisory Group, LLC$3.0B AUM | 0.00% | $36,572 | 1.1K | Q4 2025OLDER |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $1M | 30.3K | Q1 2026OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $62,963 | 1.9K | Q1 2026OLDER |
| PRINCIPAL SECURITIES, INC.$6.8B AUM | 0.00% | $37,894 | 1.2K | Q3 2025OLDER |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $946,458 | 28.2K | Q1 2026OLDER |
| IFP Advisors, Inc$4.8B AUM | 0.00% | $26,226 | 781 | Q1 2026OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $143,856 | 4.3K | Q2 2026 |
| Arax Advisory Partners$3.5B AUM | 0.00% | $17,898 | 533 | Q1 2026OLDER |
| COMERICA BANK$25.1B AUM | 0.00% | $97,739 | 3.0K | Q4 2025OLDER |
| TRUIST FINANCIAL CORP$74.2B AUM | 0.00% | $236,336 | 7.0K | Q1 2026OLDER |
| Smartleaf Asset Management LLC$2.8B AUM | 0.00% | $7,456 | 229 | Q1 2026OLDER |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $101,143 | 3.0K | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $39,278 | 1.2K | Q4 2025OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $56,952 | 1.7K | Q1 2026OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $686,285 | 21.1K | Q4 2025OLDER |
| Global Retirement Partners, LLC$5.6B AUM | 0.00% | $5,614 | 173 | Q4 2025OLDER |
| Rossby Financial, LCC$489M AUM | 0.00% | $330 | 10 | Q1 2026OLDER |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM | 0.00% | $117,194 | 3.5K | Q1 2026OLDER |
| CITIGROUP INC$234.5B AUM | 0.00% | $53,728 | 1.6K | Q1 2026OLDER |
| ASSETMARK, INC$49.0B AUM | 0.00% | $7,388 | 220 | Q1 2026OLDER |
| FMR LLC$1.90T AUM | 0.00% | $250,961 | 7.5K | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $47,733 | 1.4K | Q2 2026 |
| VANGUARD ADVISERS INC$25.5B AUM | 0.00% | $1,310 | 39 | Q1 2026OLDER |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $6,106 | 187 | Q1 2026OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.