SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Penserra Capital Management LLC

CIK 0001593324 · 4 ORINDA WAY, SUITE 100-A, ORINDA, CA, 94563 · 646-459-0581

Reported Value
$4.8B
Q3 2021
Positions
1,812
Filings on Record
30
2019–present window
Filed
Nov 15, 2021
original filing

Summary

Penserra Capital Management LLC reported $4.8B in U.S.-listed holdings across 1,812 positions for Q3 2021.

Its largest position, PDD, represents 2.4% of the portfolio.

Compared with Q2 2021, the fund opened 295 new positions and exited 184.

Portfolio Metrics

Turnover
+14.8%
vs prior filed quarter
Top-10 Concentration
+17.7%
share of reported value
Largest Position
+2.4%
Pinduoduo
New / Exited
295 / 184
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.0BQ4 ’18Q1 ’19: $1.2BQ2 ’19: $1.3BQ3 ’19: $1.2BQ4 ’19: $1.5BQ4 ’19Q1 ’20: $1.5BQ2 ’20: $1.9BQ3 ’20: $2.6BQ4 ’20: $4.2BQ4 ’20Q1 ’21: $5.4BQ2 ’21: $5.5BQ3 ’21: $4.8BQ4 ’21: $4.7BQ4 ’21Q1 ’22: $4.2BQ2 ’22: $3.7BQ3 ’22: $3.5BQ1 ’23: $4.8BQ1 ’23Q2 ’23: $5.1BQ3 ’23: $4.8BQ4 ’23: $5.3BQ1 ’24: $8.0BQ1 ’24Q2 ’24: $7.9BQ3 ’24: $4.6BQ4 ’24: $5.5BQ1 ’25: $5.6BQ1 ’25Q2 ’25: $7.2BQ3 ’25: $8.4BQ4 ’25: $8.4BQ1 ’26: $8.5BQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 66.2%ADR: 17.3%Closed-End Fund: 7.5%Other: 4.4%REIT: 3.3%Other: 1.4%
  • Common Stock · 66.2% · $3.2B
  • ADR · 17.3% · $833M
  • Closed-End Fund · 7.5% · $359M
  • Other · 4.4% · $211M
  • REIT · 3.3% · $157M
  • Other · 1.4% · $69M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
DIDIYDIDI GLOBAL INCNEW+5.36M5.36M+$42M$42M
CATCATERPILLAR INCNEW+129.8K129.8K+$25M$25M
OXFORD LANE CAP CORPNEW+2.01M2.01M+$14M$14M
PTYPIMCO CORPORATE & INCOME OPPNEW+754.3K754.3K+$14M$14M
FTHYFIRST TR HIGH YIELD OPPRT 20NEW+621.2K621.2K+$13M$13M
NPCTNUVEEN CORE PLUS IMPACT FUNDNEW+650.5K650.5K+$13M$13M
BTZBLACKROCK CR ALLOCATION INCONEW+838.3K838.3K+$13M$13M
TEMPLETON GLOBAL INCOME FDNEW+2.25M2.25M+$12M$12M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

414 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PDDPINDUODUO INChistory →SPONSORED ADS2.38%$114M1.26M
2BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS2.30%$111M749.1K
3MELIMERCADOLIBRE INChistory →COM2.25%$108M64.6K
4JDJD.COM INChistory →SPON ADR CL A2.02%$97M1.35M
5AMDADVANCED MICRO DEVICES INChistory →COM1.79%$86M837.5K
6SESEA LTDhistory →SPONSORD ADS1.57%$76M237.2K
7ADIANALOG DEVICES INChistory →COM1.52%$73M438.5K
8PAPRINNOVATOR ETFS TRUS EQT PWR BUF · US EQTY PWR BUF · US EQTY PWR BF1.34%$64M2.15M
9QCOMQUALCOMM INChistory →COM1.31%$63M490.4K
10NTESNETEASE INChistory →SPONSORED ADS1.23%$59M695.2K
11VZVERIZON COMMUNICATIONS INChistory →COM1.10%$53M978.2K
12AAPLAPPLE INChistory →COM1.06%$51M361.2K
13MSFTMICROSOFT CORPhistory →COM0.89%$43M152.7K
14NXPINXP SEMICONDUCTORS N Vhistory →COM0.88%$43M217.2K
15KEYSKEYSIGHT TECHNOLOGIES INChistory →COM0.88%$42M258.5K
16DIDIYDIDI GLOBAL INChistory →SPONSORED ADS0.86%$42M5.35M
17BIDUBAIDU INChistory →SPON ADR REP A0.86%$42M270.7K
18UNHUNITEDHEALTH GROUP INChistory →COM0.84%$40M103.4K
19TAT&T INChistory →COM0.80%$38M1.42M
20MCDMCDONALDS CORPhistory →COM0.75%$36M150.2K
21VVISA INChistory →COM CL A0.74%$36M161.1K
22CVXCHEVRON CORPhistory →NEW COM0.74%$36M351.7K
23ERICERICSSONhistory →ADR B SEK 100.72%$35M3.11M
24HONHONEYWELL INTL INChistory →COM0.72%$35M164.0K
25XILINX INCCOM0.71%$34M226.4K
26JNJJOHNSON & JOHNSONhistory →COM0.70%$34M208.1K
27AMTAMERICAN TOWER CORPhistory →NEW COM0.69%$33M124.7K
28MRVLMARVELL TECHNOLOGY INChistory →COM0.69%$33M548.4K
29NOKNOKIA CORPhistory →SPONSORED ADR0.68%$33M6.04M
30STMPSTAMPS COM INChistory →COM NEW0.68%$33M99.2K
31AKAMAKAMAI TECHNOLOGIES INChistory →COM0.66%$32M306.1K
32GSGOLDMAN SACHS GROUP INChistory →COM0.66%$32M84.4K
33NBISYANDEX N Vhistory →SHS CLASS A0.64%$31M386.1K
34AMZNAMAZON COM INChistory →COM0.63%$30M9.3K
35TMUST-MOBILE US INChistory →COM0.54%$26M205.6K
36NVDANVIDIA CORPORATIONhistory →COM0.54%$26M125.8K
37CHTRCHARTER COMMUNICATIONS INC Nhistory →CL A0.54%$26M35.6K
38NEMNEWMONT CORPhistory →COM0.53%$26M472.3K
39DASHDOORDASH INChistory →CL A0.53%$25M123.1K
40JPMJPMORGAN CHASE & COhistory →COM0.52%$25M152.8K
41CATCATERPILLAR INChistory →COM0.52%$25M129.8K
42HDHOME DEPOT INChistory →COM0.51%$24M74.5K
43MMM3M COhistory →COM0.51%$24M139.1K
44SWKSSKYWORKS SOLUTIONS INChistory →COM0.49%$23M142.2K
45RVLVREVOLVE GROUP INChistory →CL A0.47%$23M367.7K
46SSTKSHUTTERSTOCK INChistory →COM0.47%$22M198.5K
47ETSYETSY INChistory →COM0.46%$22M106.5K
48CVNACARVANA COhistory →CL A0.46%$22M73.1K
49BBBYOVERSTOCK COM INChistory →DEL COM0.45%$22M278.8K
50NFLXNETFLIX INChistory →COM0.45%$21M35.2K
51WMTWALMART INChistory →COM0.44%$21M153.3K
52TCOMTRIP COM GROUPhistory →LTD ADS0.44%$21M689.7K
53FFIVF5 NETWORKS INChistory →COM0.43%$21M105.0K
54LUFAX HOLDING LTDADS REP SHS CL A0.43%$21M2.97M
55TDUPTHREDUP INChistory →CL A0.43%$21M955.4K
56ABNBAIRBNB INChistory →COM CL A0.43%$21M123.0K
57PGPROCTER AND GAMBLE COhistory →COM0.43%$21M147.5K
58CCICROWN CASTLE INTL CORPhistory →NEW COM0.43%$21M118.8K
59PYPLPAYPAL HLDGS INChistory →COM0.43%$21M78.9K
60MDTMEDTRONIC PLChistory →SHS0.42%$20M162.7K
61NKENIKE INChistory →CL B0.42%$20M138.2K
62EBAYEBAY INC.history →COM0.41%$20M286.1K
63ICEINTERCONTINENTAL EXCHANGE INhistory →COM0.41%$20M173.4K
64BEKEKE HLDGS INChistory →SPONSORED ADS0.41%$20M1.08M
65DUKDUKE ENERGY CORPhistory →NEW COM NEW0.41%$20M200.9K
66UPWKUPWORK INChistory →COM0.41%$20M434.2K
67EQIXEQUINIX INChistory →COM0.40%$19M24.6K
68CPRTCOPART INChistory →COM0.40%$19M139.9K
69DOXAMDOCS LTDhistory →SHS0.40%$19M255.5K
70CMRCBIGCOMMERCE HLDGS INChistory →COM SER 10.39%$19M372.8K
71LYFTLYFT INChistory →CL A COM0.39%$19M349.7K
72CSXCSX CORPhistory →COM0.39%$19M627.3K
73LELANDS END INChistory →NEW COM0.38%$18M774.3K
74BKNGBOOKING HOLDINGS INChistory →COM0.37%$18M7.6K
75CARPARTS COM INCCOM0.37%$18M1.14M
76CHWYCHEWY INChistory →CL A0.36%$17M256.2K
77BILIBILIBILI INChistory →SPONS ADS REP Z0.36%$17M259.1K
78EXPEEXPEDIA GROUP INChistory →COM NEW0.34%$17M101.1K
79QRVOQORVO INChistory →COM0.34%$16M98.2K
80UBERUBER TECHNOLOGIES INChistory →COM0.34%$16M366.1K
81PETSPETMED EXPRESS INChistory →COM0.34%$16M609.4K
82OZONOZON HLDGS PLChistory →SPONSORED ADS0.34%$16M322.8K
83SFIXSTITCH FIX INChistory →COM CL A0.33%$16M403.2K
84FLWS1 800 FLOWERShistory →COM INC CL A0.33%$16M525.6K
85REALTHE REALREAL INChistory →COM0.33%$16M1.20M
86PTONPELOTON INTERACTIVE INChistory →CL A COM0.32%$16M179.9K
87CHGGCHEGG INChistory →COM0.32%$15M224.4K
88CIENCIENA CORPhistory →COM NEW0.31%$15M290.7K
89WWAYFAIR INChistory →CL A0.31%$15M57.9K
90OXFORD LANE CAP CORPCOM0.30%$14M2.01M
91PPLIIAC INTERACTIVECORPhistory →NEW COM NEW0.30%$14M111.0K
92USALIBERTY ALL STAR EQUITY FDhistory →SH BEN INT0.30%$14M1.66M
93BCEBCE INChistory →COM NEW0.29%$14M282.8K
94TRIPTRIPADVISOR INChistory →COM0.29%$14M411.7K
95LQDTLIQUIDITY SVCS INChistory →COM0.29%$14M638.5K
96PTYPIMCO CORPORATE & INCOME OPPhistory →COM0.29%$14M754.3K
97INTCINTEL CORPhistory →COM0.28%$14M254.6K
98PIMCO DYNAMIC CR INCOME FDCOM SHS0.28%$14M639.7K
99QURATE RETAIL INCCOM SER A0.28%$13M1.32M
100PDIPIMCO DYNAMIC INCOME FDhistory →SHS0.27%$13M498.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$8.5B1,586May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$8.4B1,548Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$8.4B1,555Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$7.2B1,478Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$5.6B1,592Apr 29, 202513F-HRchanges · EDGAR ↗
Q4 2024$5.5B1,958Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$4.6B1,620Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$7.9B1,825Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$8.0B1,837May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$5.3B2,200Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$4.8B2,222Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023$5.1B2,218Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$4.8B1,761Apr 24, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review1,791Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.5B1,231Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.7B1,680Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$4.2B1,833May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$4.7B1,703Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$4.8B1,812Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$5.5B1,652Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$5.4B1,350May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.2B1,258Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.6B1,322Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.9B1,220Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.5B1,263May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.5B1,354Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.2B1,413Nov 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.3B1,164Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.2B1,081May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.0B887Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 10 additional managers.

  • Kingsview Wealth Management, LLC
  • GUINNESS ATKINSON FUNDS
  • EXCHANGE TRADED CONCEPTS, LLC
  • Innovator Management LLC
  • Amplify ETF Trust
  • Hoya Capital Real Estate, LLC
  • Defiance ETFs, LLC
  • Beyond Advisors IC
  • Procure ETF Trust II
  • NORTHERN LIGHTS FUND TRUST II

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.