SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Penserra Capital Management LLC

CIK 0001593324 · 4 ORINDA WAY, SUITE 100-A, ORINDA, CA, 94563 · 646-459-0581

Reported Value
$2.6B
Q3 2020
Positions
1,322
Filings on Record
30
2019–present window
Filed
Nov 13, 2020
original filing

Summary

Penserra Capital Management LLC reported $2.6B in U.S.-listed holdings across 1,322 positions for Q3 2020.

Its largest position, BABA, represents 4.3% of the portfolio.

Compared with Q2 2020, the fund opened 270 new positions and exited 128.

Portfolio Metrics

Turnover
+10.2%
vs prior filed quarter
Top-10 Concentration
+21.7%
share of reported value
Largest Position
+4.3%
Alibaba Group Hldg
New / Exited
270 / 128
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.0BQ4 ’18Q1 ’19: $1.2BQ2 ’19: $1.3BQ3 ’19: $1.2BQ4 ’19: $1.5BQ4 ’19Q1 ’20: $1.5BQ2 ’20: $1.9BQ3 ’20: $2.6BQ4 ’20: $4.2BQ4 ’20Q1 ’21: $5.4BQ2 ’21: $5.5BQ3 ’21: $4.8BQ4 ’21: $4.7BQ4 ’21Q1 ’22: $4.2BQ2 ’22: $3.7BQ3 ’22: $3.5BQ1 ’23: $4.8BQ1 ’23Q2 ’23: $5.1BQ3 ’23: $4.8BQ4 ’23: $5.3BQ1 ’24: $8.0BQ1 ’24Q2 ’24: $7.9BQ3 ’24: $4.6BQ4 ’24: $5.5BQ1 ’25: $5.6BQ1 ’25Q2 ’25: $7.2BQ3 ’25: $8.4BQ4 ’25: $8.4BQ1 ’26: $8.5BQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 60.5%ADR: 23.3%Closed-End Fund: 7.4%Other: 4.8%REIT: 2.7%Other: 1.4%
  • Common Stock · 60.5% · $1.6B
  • ADR · 23.3% · $613M
  • Closed-End Fund · 7.4% · $194M
  • Other · 4.8% · $125M
  • REIT · 2.7% · $70M
  • Other · 1.4% · $36M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MTCHMATCH GROUP INCNEW+157.6K157.6K+$17M$17M
IAC INTERACTIVECORPNEW+80.0K80.0K+$10M$10M
BIGGQBIG LOTS INCNEW+143.1K143.1K+$6M$6M
ENTGENTEGRIS INCNEW+82.8K82.8K+$6M$6M
TSCOTRACTOR SUPPLY CONEW+38.8K38.8K+$6M$6M
EBSEMERGENT BIOSOLUTIONS INCNEW+53.1K53.1K+$5M$5M
FIZZNATIONAL BEVERAGE CORPNEW+76.1K76.1K+$5M$5M
IPHIINPHI CORPNEW+33.9K33.9K+$4M$4M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

382 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS4.30%$113M384.9K
2MELIMERCADOLIBRE INChistory →COM2.90%$76M70.4K
3JDJD.COM INChistory →SPON ADR CL A2.59%$68M876.8K
4PDDPINDUODUO INChistory →SPONSORED ADS2.41%$63M854.3K
5BIDUBAIDU INChistory →SPON ADR REP A1.80%$47M372.9K
6NTESNETEASE INChistory →SPONSORED ADS1.77%$46M102.1K
7PTONPELOTON INTERACTIVE INChistory →CL A COM1.68%$44M446.2K
8CVNACARVANA COhistory →CL A1.59%$42M187.2K
9AMZNAMAZON COM INChistory →COM1.36%$36M11.4K
10BBBYOVERSTOCK COM INChistory →DEL COM1.35%$36M490.2K
11SESEA LTDhistory →SPONSORD ADS1.27%$33M216.0K
12PYPLPAYPAL HLDGS INChistory →COM1.26%$33M168.5K
13NBISYANDEX N Vhistory →SHS CLASS A1.25%$33M503.9K
14QCOMQUALCOMM INChistory →COM1.24%$33M278.2K
15TCOMTRIP COM GROUP LTDhistory →ADS1.21%$32M1.02M
16SFIXSTITCH FIX INChistory →COM CL A1.10%$29M1.07M
17STMPSTAMPS COM INChistory →COM NEW1.07%$28M116.9K
18WWAYFAIR INChistory →CL A1.06%$28M96.0K
19RVLVREVOLVE GROUP INChistory →CL A1.06%$28M1.70M
20NXPINXP SEMICONDUCTORS N Vhistory →COM1.04%$27M218.4K
21PAUGINNOVATOR ETFSTR S&P 500 PWR BU · TR S&P 500 PWRETF · TR S&P 500 POWER · TR S&P 500 PWR BUFR1.03%$27M990.8K
22ETSYETSY INChistory →COM1.01%$27M218.8K
23NFLXNETFLIX INChistory →COM0.99%$26M52.1K
24EXPEEXPEDIA GROUP INChistory →COM NEW0.95%$25M272.6K
25ERICERICSSONhistory →ADR B SEK 100.94%$25M2.28M
26GRUBHUB INCCOM0.93%$25M339.6K
27SSTKSHUTTERSTOCK INChistory →COM0.92%$24M467.3K
28CHWYCHEWY INChistory →CL A0.89%$23M428.5K
29UBERUBER TECHNOLOGIES INChistory →COM0.88%$23M634.6K
30CPRTCOPART INChistory →COM0.88%$23M219.5K
31ADIANALOG DEVICES INChistory →COM0.87%$23M195.5K
32EBAYEBAY INC.history →COM0.85%$22M427.4K
33BKNGBOOKING HOLDINGS INChistory →COM0.83%$22M12.7K
34FIVERR INTL LTDORD SHS0.82%$22M155.5K
35REALTHE REALREAL INChistory →COM0.82%$21M1.48M
36FLWSFLWS/1-800 FLOWERShistory →CL A0.80%$21M840.5K
37CHGGCHEGG INChistory →COM0.78%$20M286.2K
38XILINX INCCOM0.73%$19M183.4K
39TRIPTRIPADVISOR INChistory →COM0.73%$19M975.6K
40QURATE RETAIL INCCOM SER A0.72%$19M2.65M
41LYFTLYFT INChistory →CL A COM0.71%$19M678.3K
42VZVERIZON COMMUNICATIONS INChistory →COM0.70%$19M311.6K
43MTCHMATCH GROUP INChistory →NEW COM ADDED0.66%$17M157.4K
44MARVELL TECHNOLOGY GROUP LTDORD0.66%$17M434.3K
45NVDANVIDIA CORPORATIONhistory →COM0.65%$17M31.8K
46PETSPETMED EXPRESS INChistory →COM0.62%$16M518.1K
47VIPSVIPSHOP HOLDINGS LIMITEDhistory →SPONSORED ADS A0.61%$16M1.03M
48AKAMAKAMAI TECHNOLOGIES INChistory →COM0.58%$15M138.6K
49GOTUGSX TECHEDU INChistory →SPONSORED ADS0.55%$15M161.2K
50SWKSSKYWORKS SOLUTIONS INChistory →COM0.55%$14M99.3K
51BILIBILIBILI INChistory →SPONS ADS REP Z0.54%$14M339.9K
52TAT&T INChistory →COM0.54%$14M495.5K
53IQIQIYI INChistory →SPONSORED ADS0.54%$14M624.7K
54MXIMMAXIM INTEGRATED PRODS INChistory →COM0.53%$14M205.8K
55AAPLAPPLE INChistory →COM0.53%$14M120.1K
56NOKNOKIA CORPhistory →SPONSORED ADR0.53%$14M3.53M
57KEYSKEYSIGHT TECHNOLOGIES INChistory →COM0.52%$14M137.9K
58CHTRCHARTER COMMUNICATIONS INC Nhistory →CL A0.51%$14M21.7K
59STNESTONECO LTDhistory →COM CL A0.51%$13M253.3K
60AMTAMERICAN TOWER CORPhistory →NEW COM0.50%$13M54.4K
61JMIAJUMIA TECHNOLOGIES AGhistory →SPONSORED ADS0.49%$13M1.63M
62TMETENCENT MUSIC ENTMT GROUPhistory →SPON ADS0.49%$13M868.2K
63FTCHQFARFETCH LTDhistory →ORD SH CL A0.47%$12M490.1K
64PAGSPAGSEGURO DIGITAL LTDhistory →COM CL A0.46%$12M321.6K
65ATHMAUTOHOME INChistory →SP ADR RP CL A0.44%$11M119.3K
66HIOWESTERN ASSET HIGH INCOME OPhistory →COM0.42%$11M2.27M
67SPOTSPOTIFY TECHNOLOGY S Ahistory →SHS0.42%$11M45.8K
68KCKINGSOFT CLOUD HLDGS LTDhistory →ADS0.41%$11M368.6K
69CCICROWN CASTLE INTL CORPhistory →NEW COM0.41%$11M64.4K
70QRVOQORVO INChistory →COM0.40%$10M81.1K
71ISDPGIM HIGH YIELD BOND FUND INhistory →COM0.39%$10M751.5K
72GHYPGIM GLOBAL HIGH YIELD FD FOhistory →COM0.39%$10M766.7K
73USALIBERTY ALL STAR EQUITY FDhistory →SH BEN INT0.39%$10M1.69M
74TEMPLETON GLOBAL INCOME FDCOM0.39%$10M1.89M
75XAODXABERDEEN TOTAL DYNAMIC DIVDhistory →COM SH BEN INT0.38%$10M1.27M
76XEMDXWESTERN ASSET EMERGING MKTSCOM0.38%$10M801.9K
77BGBBLACKSTONE GSO STRATEGIC CRCOM SHS BEN IN0.37%$10M800.8K
78XEVVXEATON VANCE LTD DURATION INCCOM0.37%$10M864.2K
79SHOPSHOPIFY INCCL A0.37%$10M9.4K
80XGDVXGABELLI DIVID & INCOME TRCOM0.36%$10M522.0K
81XEFRXEATON VANCE SR FLTNG RTE TRCOM0.36%$10M819.6K
82JFRNUVEEN FLOATING RATE INCOMECOM0.36%$10M1.15M
83IAC INTERACTIVECORPNEW COM ADDED0.36%$10M79.3K
84INVESCO DYNAMIC CR OPPORTUNICOM0.36%$9M1.02M
85VVRINVESCO SR INCOME TRCOM0.35%$9M2.50M
86MSFTMICROSOFT CORPCOM0.34%$9M42.9K
87XJQCXNUVEEN CR STRATEGIES INCOMECOM SHS0.34%$9M1.50M
88AMDADVANCED MICRO DEVICES INCCOM0.33%$9M106.9K
89EQIXEQUINIX INCCOM0.32%$9M11.2K
90MAKEMYTRIP LIMITED MAURITIUSSHS0.32%$8M551.8K
91HYTBLACKROCK CORPOR HI YLD FD ICOM0.32%$8M778.0K
92XEADXWELLS FARGO INCOME OPPORTUNI WF INCOPPTY FD0.31%$8M1.11M
93DOXAMDOCS LTDSHS0.30%$8M137.9K
94LOWLOWES COS INCCOM0.29%$8M46.5K
95DHID R HORTON INCCOM0.29%$8M101.9K
96HIXWESTERN ASSET HIGH INCOME FDCOM0.28%$7M1.15M
97CMPRCIMPRESS PLCSHS EURO0.27%$7M96.0K
98XFRAXBLACKROCK FLOATING RATE INCOCOM0.27%$7M615.2K
99ADBEADOBE SYSTEMS INCORPORATEDCOM0.27%$7M14.4K
100PFSIPENNYMAC FINL SVCS INCNEW COM0.26%$7M119.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$8.5B1,586May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$8.4B1,548Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$8.4B1,555Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$7.2B1,478Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$5.6B1,592Apr 29, 202513F-HRchanges · EDGAR ↗
Q4 2024$5.5B1,958Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$4.6B1,620Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$7.9B1,825Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$8.0B1,837May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$5.3B2,200Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$4.8B2,222Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023$5.1B2,218Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$4.8B1,761Apr 24, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review1,791Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.5B1,231Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.7B1,680Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$4.2B1,833May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$4.7B1,703Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$4.8B1,812Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$5.5B1,652Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$5.4B1,350May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.2B1,258Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.6B1,322Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.9B1,220Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.5B1,263May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.5B1,354Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.2B1,413Nov 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.3B1,164Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.2B1,081May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.0B887Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 9 additional managers.

  • GUINNESS ATKINSON FUNDS
  • EXCHANGE TRADED CONCEPTS, LLC
  • Innovator Management LLC
  • Amplify ETF Trust
  • Salt Financial, LLC
  • Defiance ETFs, LLC
  • Beyond Advisors IC
  • Procure ETF Trust II
  • Hoya Capital Real Estate, LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.