SEC 13F Intelligence

Managers / Q1 2020 · view latest →

Penserra Capital Management LLC

CIK 0001593324 · 4 ORINDA WAY, SUITE 100-A, ORINDA, CA, 94563 · 646-459-0581

Reported Value
$1.5B
Q1 2020
Positions
1,263
Filings on Record
30
2019–present window
Filed
May 14, 2020
original filing

Summary

Penserra Capital Management LLC reported $1.5B in U.S.-listed holdings across 1,263 positions for Q1 2020.

Its largest position, MELI, represents 3.1% of the portfolio.

Compared with Q4 2019, the fund opened 109 new positions and exited 141.

Portfolio Metrics

Turnover
+26.5%
vs prior filed quarter
Top-10 Concentration
+18.2%
share of reported value
Largest Position
+3.1%
Mercadolibre
New / Exited
109 / 141
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.0BQ4 ’18Q1 ’19: $1.2BQ2 ’19: $1.3BQ3 ’19: $1.2BQ4 ’19: $1.5BQ4 ’19Q1 ’20: $1.5BQ2 ’20: $1.9BQ3 ’20: $2.6BQ4 ’20: $4.2BQ4 ’20Q1 ’21: $5.4BQ2 ’21: $5.5BQ3 ’21: $4.8BQ4 ’21: $4.7BQ4 ’21Q1 ’22: $4.2BQ2 ’22: $3.7BQ3 ’22: $3.5BQ1 ’23: $4.8BQ1 ’23Q2 ’23: $5.1BQ3 ’23: $4.8BQ4 ’23: $5.3BQ1 ’24: $8.0BQ1 ’24Q2 ’24: $7.9BQ3 ’24: $4.6BQ4 ’24: $5.5BQ1 ’25: $5.6BQ1 ’25Q2 ’25: $7.2BQ3 ’25: $8.4BQ4 ’25: $8.4BQ1 ’26: $8.5BQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 57.9%ADR: 20.7%Closed-End Fund: 11.0%Other: 4.9%REIT: 3.8%Other: 1.6%
  • Common Stock · 57.9% · $852M
  • ADR · 20.7% · $305M
  • Closed-End Fund · 11.0% · $162M
  • Other · 4.9% · $72M
  • REIT · 3.8% · $55M
  • Other · 1.6% · $24M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PLMRPALOMAR HLDGS INCNEW+119.5K119.5K+$7M$7M
REGNREGENERON PHARMACEUTICALSNEW+14.1K14.1K+$7M$7M
ZMZOOM VIDEO COMMUNICATIONS INNEW+44.0K44.0K+$6M$6M
GOGROCERY OUTLET HLDG CORPNEW+181.6K181.6K+$6M$6M
TWTRADEWEB MKTS INCNEW+125.1K125.1K+$5M$5M
POWIPOWER INTEGRATIONS INCNEW+59.3K59.3K+$5M$5M
MINTPIMCO ETFNEW+51.5K51.5K+$5M$5M
EWEDWARDS LIFESCIENCES CORPNEW+27.3K27.3K+$5M$5M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

398 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MELIMERCADOLIBRE INChistory →COM3.12%$46M58.4K
2BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS2.86%$42M208.7K
3PDDPINDUODUO INChistory →SPONSORED ADS2.43%$36M653.4K
4JDJD COM INChistory →SPON ADR CL A2.34%$34M736.4K
5NTESNETEASE INChistory →SPONSORED ADS1.61%$24M65.8K
6BIDUBAIDU INChistory →SPON ADR REP A1.35%$20M199.3K
7NBISYANDEX N Vhistory →SHS CLASS A1.24%$18M446.2K
8STMPSTAMPS COM INChistory →COM NEW1.11%$16M80.3K
9WWAYFAIR INChistory →CL A1.09%$16M85.0K
10NFLXNETFLIX INChistory →COM1.05%$15M41.3K
11TCOMTRIP COM GROUP LTDhistory →ADS1.02%$15M594.7K
12ADIANALOG DEVICES INChistory →COM1.00%$15M133.6K
13QCOMQUALCOMM INChistory →COM0.99%$15M180.9K
14NOKNOKIA CORPhistory →SPONSORED ADR0.95%$14M3.91M
15AMZNAMAZON COM INChistory →COM0.88%$13M5.5K
16ETSYETSY INChistory →COM0.87%$13M157.8K
17ERICERICSSONhistory →ADR B SEK 100.85%$13M1.48M
18PTONPELOTON INTERACTIVE INChistory →CL A COM0.85%$13M292.1K
19NXPINXP SEMICONDUCTORS N Vhistory →COM0.84%$12M118.4K
20XILINX INCCOM0.80%$12M139.8K
21FLWSFLWS/1-800 FLOWERShistory →CL A0.78%$11M511.8K
22CHWYCHEWY INChistory →CL A0.76%$11M284.4K
23SESEA LTDhistory →SPONSORED ADS0.76%$11M178.2K
24BBBYOVERSTOCK COM INChistory →DEL COM0.76%$11M688.4K
25VIPSVIPSHOP HLDGS LTDhistory →SPONSORED ADS A0.75%$11M640.7K
26NVDANVIDIA CORPhistory →COM0.73%$11M35.3K
27PETSPETMED EXPRESS INChistory →COM0.73%$11M289.8K
28CPRTCOPART INChistory →COM0.72%$11M154.9K
29PYPLPAYPAL HLDGS INChistory →COM0.72%$11M72.0K
30AKAMAKAMAI TECHNOLOGIES INCCOM0.66%$10M96.1K
31KEYSKEYSIGHT TECHNOLOGIES INCCOM0.66%$10M95.8K
32TEMPLETON GLOBAL INCOME FDCOM0.63%$9M1.71M
33HIOWESTERN ASSET HIGH INCM OPPCOM0.62%$9M2.05M
34AMTAMERICAN TOWER CORPNEW COM0.62%$9M38.0K
35SWKSSKYWORKS SOLUTIONS INCCOM0.61%$9M80.9K
36GOTUGSX TECHEDU INCSPONSORED ADS0.59%$9M207.8K
37GRUBHUB INCCOM0.59%$9M186.0K
38ISDPGIM HIGH YIELD BOND FUND INCOM0.58%$9M679.7K
39CVNACARVANA COCL A0.58%$9M85.0K
40MARVELL TECHNOLOGY GROUP LTDORD0.58%$9M321.8K
41VZVERIZON COMMUNICATIONS INCCOM0.58%$8M157.7K
42XEVVXEATON VANCE LTD DUR INCOME FCOM0.57%$8M781.7K
43XAODXABERDEEN TOTAL DYNAMIC DIVDCOM SH BEN INT0.57%$8M1.15M
44GHYPGIM GLOBAL HIGH YIELD FD FOCOM0.56%$8M693.5K
45USALIBERTY ALL STAR EQUITY FDSH BEN INT0.56%$8M1.53M
46UBERUBER TECHNOLOGIES INCCOM0.56%$8M250.3K
47XEMDXWESTERN ASSET EMERGING MKTSCOM0.56%$8M725.3K
48XGDVXGABELLI DIVID & INCOME TRCOM0.55%$8M472.1K
49EBAYEBAY INCCOM0.55%$8M190.7K
50SHOPSHOPIFY INCCL A0.54%$8M11.3K
51XJQCXNUVEEN CR STRATEGIES INCOMECOM SHS0.54%$8M1.36M
52CHGGCHEGG INCCOM0.54%$8M220.9K
53JFRNUVEEN FLOATING RATE INCOMECOM0.54%$8M1.04M
54XEFRXEATON VANCE SR FLTNG RTE TRCOM0.53%$8M741.3K
55LITELUMENTUM HLDGS INCCOM0.53%$8M105.1K
56MSCIMSCI INCCOM0.52%$8M26.6K
57INVESCO DYNAMIC CR OPPORTUNICOM0.52%$8M925.5K
58BGBBLACKSTONE GSO STRATEGIC CRCOM SHS BEN IN0.52%$8M724.3K
59VVRINVESCO SR INCOME TRCOM0.51%$8M2.26M
60IAC INTERACTIVECORPCOM0.51%$7M31.6K
61BSVVANGUARD BD INDEX FDSSHORT TRM BOND · INTERMED TERM0.50%$7M86.5K
62AAPLAPPLE INCCOM0.49%$7M23.1K
63TAT&T INCCOM0.48%$7M237.9K
64PLMRPALOMAR HLDGS INCCOM0.47%$7M119.5K
65REGNREGENERON PHARMACEUTICALSCOM0.47%$7M14.1K
66XEADXWELLS FARGO INCOME OPPORTUNI WF INCOPPTY FD0.47%$7M1.01M
67KLACKLA CORPORATIONCOM NEW0.47%$7M47.7K
68HYTBLACKROCK CORPOR HI YLD FD ICOM0.46%$7M703.7K
69CHTRCHARTER COMMUNICATIONS INCN CL A0.46%$7M13.0K
70TERTERADYNE INCCOM0.45%$7M122.6K
71ZMZOOM VIDEO COMMUNICATIONS INCL A0.44%$6M44.0K
72DLRDIGITAL RLTY TR INCCOM0.43%$6M43.6K
73METAFACEBOOK INCCL A0.43%$6M37.9K
74GOGROCERY OUTLET HLDG CORPCOM0.42%$6M181.6K
75TSMTAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS0.42%$6M118.8K
76CCICROWN CASTLE INTL CORPNEW COM0.42%$6M39.0K
77FTCHQFARFETCH LTDORD SH CL A0.41%$6M375.3K
78XFRAXBLACKROCK FLOATING RATE INCOCOM0.41%$6M556.4K
79IQIQIYI INCSPONSORED ADS0.41%$6M342.9K
80CRUSCIRRUS LOGIC INCCOM0.41%$6M91.5K
81QURATE RETAIL INCCOM SER A0.41%$6M716.8K
82PAGSPAGSEGURO DIGITAL LTDCOM CL A0.41%$6M209.3K
83SSTKSHUTTERSTOCK INCCOM0.40%$6M159.5K
84HIXWESTERN ASSET HIGH INCM FD ICOM0.39%$6M1.04M
85AUDIOCODES LTDORD0.39%$6M238.2K
86TMUST MOBILE US INCCOM0.39%$6M57.6K
87ATHMAUTOHOME INCSP ADR RP CL A0.38%$6M70.0K
88NXDTNEXPOINT STRATEGIC OPORTUNTCOM NEW0.37%$5M577.3K
89QRVOQORVO INCCOM0.36%$5M51.7K
90NEW ORIENTAL ED & TECH GRP ISPON ADR0.36%$5M48.8K
91TWTRADEWEB MKTS INCCL A0.36%$5M125.1K
9258 COM INCSPON ADR REP A0.36%$5M100.3K
93POWIPOWER INTEGRATIONS INCCOM0.36%$5M59.3K
94EQIXEQUINIX INCCOM0.36%$5M7.7K
95REALTHE REALREAL INCCOM0.36%$5M375.0K
96FFIVF5 NETWORKS INCCOM0.35%$5M35.0K
97SFIXSTITCH FIX INCCOM CL A0.35%$5M295.6K
98MINTPIMCO ETFTR ENHAN SHRT MA AC0.35%$5M51.5K
99EWEDWARDS LIFESCIENCES CORPCOM0.35%$5M27.3K
100LYFTLYFT INCCL A COM0.34%$5M156.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$8.5B1,586May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$8.4B1,548Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$8.4B1,555Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$7.2B1,478Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$5.6B1,592Apr 29, 202513F-HRchanges · EDGAR ↗
Q4 2024$5.5B1,958Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$4.6B1,620Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$7.9B1,825Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$8.0B1,837May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$5.3B2,200Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$4.8B2,222Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023$5.1B2,218Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$4.8B1,761Apr 24, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review1,791Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.5B1,231Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.7B1,680Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$4.2B1,833May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$4.7B1,703Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$4.8B1,812Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$5.5B1,652Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$5.4B1,350May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.2B1,258Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.6B1,322Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.9B1,220Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.5B1,263May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.5B1,354Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.2B1,413Nov 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.3B1,164Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.2B1,081May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.0B887Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 9 additional managers.

  • GUINNESS ATKINSON FUNDS
  • EXCHANGE TRADED CONCEPTS, LLC
  • Innovator Management LLC
  • Amplify ETF Trust
  • Salt Financial, LLC
  • Defiance ETFs, LLC
  • Beyond Advisors IC
  • Procure ETF Trust II
  • Hoya Capital Real Estate, LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.