SEC 13F Intelligence

Managers / Q2 2020 · view latest →

Penserra Capital Management LLC

CIK 0001593324 · 4 ORINDA WAY, SUITE 100-A, ORINDA, CA, 94563 · 646-459-0581

Reported Value
$1.9B
Q2 2020
Positions
1,220
Filings on Record
30
2019–present window
Filed
Aug 14, 2020
original filing

Summary

Penserra Capital Management LLC reported $1.9B in U.S.-listed holdings across 1,220 positions for Q2 2020.

Its largest position, BABA, represents 3.4% of the portfolio.

Compared with Q1 2020, the fund opened 116 new positions and exited 160.

Portfolio Metrics

Turnover
+12.8%
vs prior filed quarter
Top-10 Concentration
+19.8%
share of reported value
Largest Position
+3.4%
Alibaba Group Hldg
New / Exited
116 / 160
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.0BQ4 ’18Q1 ’19: $1.2BQ2 ’19: $1.3BQ3 ’19: $1.2BQ4 ’19: $1.5BQ4 ’19Q1 ’20: $1.5BQ2 ’20: $1.9BQ3 ’20: $2.6BQ4 ’20: $4.2BQ4 ’20Q1 ’21: $5.4BQ2 ’21: $5.5BQ3 ’21: $4.8BQ4 ’21: $4.7BQ4 ’21Q1 ’22: $4.2BQ2 ’22: $3.7BQ3 ’22: $3.5BQ1 ’23: $4.8BQ1 ’23Q2 ’23: $5.1BQ3 ’23: $4.8BQ4 ’23: $5.3BQ1 ’24: $8.0BQ1 ’24Q2 ’24: $7.9BQ3 ’24: $4.6BQ4 ’24: $5.5BQ1 ’25: $5.6BQ1 ’25Q2 ’25: $7.2BQ3 ’25: $8.4BQ4 ’25: $8.4BQ1 ’26: $8.5BQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 59.1%ADR: 23.9%Closed-End Fund: 9.1%Other: 4.1%REIT: 3.3%Other: 0.4%
  • Common Stock · 59.1% · $1.1B
  • ADR · 23.9% · $463M
  • Closed-End Fund · 9.1% · $177M
  • Other · 4.1% · $79M
  • REIT · 3.3% · $65M
  • Other · 0.4% · $8M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
KCKINGSOFT CLOUD HLDGS LTDNEW+304.7K304.7K+$10M$10M
FIVERR INTL LTDNEW+117.9K117.9K+$9M$9M
PFSIPENNYMAC FINL SVCS INCNEW+179.1K179.1K+$7M$7M
ZYXIQZYNEX INCNEW+260.2K260.2K+$6M$6M
FNVFRANCO NEV CORPNEW+45.6K45.6K+$6M$6M
SFMSPROUTS FMRS MKT INCNEW+173.4K173.4K+$4M$4M
DTDYNATRACE INCNEW+96.7K96.7K+$4M$4M
FUTUFUTU HLDGS LTDNEW+144.5K144.5K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2020

400 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS3.39%$66M304.8K
2PDDPINDUODUO INChistory →SPONSORED ADS3.08%$60M695.8K
3MELIMERCADOLIBRE INChistory →COM2.92%$57M57.5K
4JDJD.COM INChistory →SPON ADR CL A2.22%$43M714.0K
5BIDUBAIDU INChistory →SPON ADR REP A1.91%$37M308.5K
6NTESNETEASE INChistory →SPONSORED ADS1.86%$36M84.2K
7PYPLPAYPAL HLDGS INChistory →COM1.17%$23M130.1K
8TCOMTRIP COMhistory →GROUP LTD ADS1.10%$21M825.6K
9NBISYANDEX N Vhistory →SHS CLASS A1.07%$21M416.7K
10CHGGCHEGG INChistory →COM1.06%$21M306.6K
11BBBYOVERSTOCK COMhistory →INC DEL COM1.03%$20M703.6K
12QCOMQUALCOMM INChistory →COM0.99%$19M211.1K
13SESEA LTDhistory →SPONSORED ADS0.99%$19M178.5K
14NFLXNETFLIX INChistory →COM0.98%$19M42.0K
15NXPINXP SEMICONDUCTORS N Vhistory →COM0.98%$19M165.8K
16ADIANALOG DEVICES INChistory →COM0.94%$18M148.4K
17AMZNAMAZON COMhistory →INC COM0.91%$18M6.4K
18SFIXSTITCH FIX INChistory →COM CL A0.91%$18M707.1K
19PTONPELOTON INTERACTIVE INChistory →CL A COM0.90%$17M300.6K
20RVLVREVOLVE GROUP INChistory →CL A0.87%$17M1.13M
21VIPSVIPSHOP HOLDINGS LIMITEDhistory →SPONSORED ADS A0.84%$16M814.5K
22ERICERICSSONhistory →ADR B SEK 100.83%$16M1.72M
23GRUBHUB INCCOM0.82%$16M224.9K
24ETSYETSY INChistory →COM0.80%$16M146.1K
25CVNACARVANA COhistory →CL A0.78%$15M125.4K
26IAC INTERACTIVECORPCOM0.78%$15M46.5K
27AMTAMERICAN TOWER CORPhistory →NEW COM0.76%$15M57.2K
28EBAYEBAY INC.history →COM0.76%$15M279.2K
29EXPEEXPEDIA GROUP INChistory →COM NEW0.75%$15M177.6K
30NVDANVIDIA CORPORATIONhistory →COM0.75%$14M38.0K
31LYFTLYFT INChistory →CL A COM0.75%$14M437.8K
32QURATE RETAIL INCCOM SER A0.72%$14M1.47M
33XILINX INCCOM0.71%$14M139.4K
34BKNGBOOKING HOLDINGS INChistory →COM0.68%$13M8.3K
35BILIBILIBILI INChistory →SPONS ADS REP Z0.67%$13M281.0K
36UBERUBER TECHNOLOGIES INChistory →COM0.66%$13M411.0K
37PETSPETMED EXPRESS INChistory →COM0.66%$13M358.2K
38CHWYCHEWY INChistory →CL A0.65%$13M283.2K
39WWAYFAIR INChistory →CL A0.64%$12M63.2K
40REALTHE REALREAL INChistory →COM0.64%$12M967.4K
41GOTUGSX TECHEDU INChistory →SPONSORED ADS0.64%$12M205.4K
42VZVERIZON COMMUNICATIONS INChistory →COM0.62%$12M219.1K
43TRIPTRIPADVISOR INChistory →COM0.62%$12M632.1K
44CPRTCOPART INChistory →COM0.61%$12M142.7K
45NOKNOKIA CORPhistory →SPONSORED ADR0.61%$12M2.69M
46IQIQIYI INChistory →SPONSORED ADS0.59%$11M491.2K
47STMPSTAMPS COMhistory →INC COM NEW0.59%$11M61.8K
48TAT&T INChistory →COM0.59%$11M375.5K
49FLWSFLWS/1-800 FLOWERShistory →CL A0.57%$11M556.4K
50SSTKSHUTTERSTOCK INChistory →COM0.55%$11M306.6K
51KEYSKEYSIGHT TECHNOLOGIES INChistory →COM0.54%$11M104.2K
52SWKSSKYWORKS SOLUTIONS INChistory →COM0.53%$10M80.8K
53HIOWESTERN ASSET HIGH INCM OPPCOM0.51%$10M2.14M
54AKAMAKAMAI TECHNOLOGIES INCCOM0.51%$10M92.3K
55TMETENCENT MUSIC ENTMT GROUPSPON ADS0.50%$10M717.5K
56KCKINGSOFT CLOUD HLDGS LTDADS ADDED0.50%$10M304.7K
57TEMPLETON GLOBAL INCOME FDCOM0.49%$10M1.79M
58MXIMMAXIM INTEGRATED PRODS INCCOM0.49%$10M156.8K
59PAGSPAGSEGURO DIGITAL LTDCOM CL A0.48%$9M265.8K
60ISDPGIM HIGH YIELD BOND FUND INCOM0.48%$9M708.9K
61XEMDXWESTERN ASSET EMERGING MKTSCOM0.48%$9M756.4K
62XAODXABERDEEN TOTAL DYNAMIC DIVDCOM SH BEN INT0.48%$9M1.20M
63GHYPGIM GLOBAL HIGH YIELD FD FOCOM0.47%$9M723.2K
64XEVVXEATON VANCE LTD DURATION INCCOM0.47%$9M815.2K
65USALIBERTY ALL STAR EQUITY FDSH BEN INT0.47%$9M1.59M
66MARVELL TECHNOLOGY GROUP LTDORD0.47%$9M257.6K
67SPOTSPOTIFY TECHNOLOGY S ASHS0.46%$9M34.7K
68XEFRXEATON VANCESR FLTNG RTE TR COM0.45%$9M773.1K
69FIVERR INTL LTDORD SHS0.45%$9M117.9K
70XGDVXGABELLI DIVID & INCOME TRCOM0.45%$9M492.3K
71BGBBLACKSTONE GSO STRATEGIC CRCOM SHS BEN IN0.44%$9M755.4K
72INVESCO DYNAMIC CR OPPORTUNICOM0.44%$9M965.2K
73JFRNUVEEN FLOATING RATE INCOMECOM0.44%$9M1.08M
74CHTRCHARTER COMMUNICATIONS INCN CL A0.43%$8M16.4K
75XJQCXNUVEEN CR STRATEGIES INCOMECOM SHS0.43%$8M1.42M
76VVRINVESCO SR INCOME TRCOM0.42%$8M2.36M
77STNESTONECO LTDCOM CL A0.42%$8M209.4K
78AMDADVANCED MICRO DEVICES INCCOM0.41%$8M152.0K
79XEADXWELLS FARGOINCOME OPPORTUNI WF INC OPPTY FD · NEW COM0.41%$8M1.07M
80FTNTFORTINET INCCOM0.40%$8M56.1K
81AAPLAPPLE INCCOM0.39%$8M21.0K
82PLMRPALOMAR HLDGS INCCOM0.39%$8M89.2K
83VRTXVERTEX PHARMACEUTICALS INCCOM0.39%$8M25.9K
84KLACKLA CORPCOM NEW0.39%$7M38.5K
85PFSIPENNYMAC FINL SVCS INCNEW COM0.39%$7M179.1K
86HYTBLACKROCK CORPOR HI YLD FD ICOM0.38%$7M733.9K
87ATHMAUTOHOME INCSP ADR RP CL A0.38%$7M98.6K
88CCICROWN CASTLE INTL CORPNEW COM0.38%$7M44.3K
89QRVOQORVO INCCOM0.38%$7M67.1K
90ADBEADOBE INCCOM0.38%$7M16.8K
91VEEVVEEVA SYS INCCL A COM0.37%$7M30.8K
92METAFACEBOOK INCCL A0.36%$7M31.1K
9358 COM INCSPON ADR REP A0.35%$7M127.6K
94SHOPSHOPIFY INCCL A0.35%$7M7.2K
95HIXWESTERN ASSET HIGH INCM FD ICOM0.35%$7M1.08M
96RMDRESMED INCCOM0.34%$7M34.4K
97MAKEMYTRIP LIMITEDMAURITIUS SHS0.34%$7M430.0K
98XFRAXBLACKROCK FLOATING RATE INCOCOM0.33%$6M580.3K
99ZYXIQZYNEX INCCOM0.33%$6M260.2K
100FTCHQFARFETCH LTDORD SH CL A0.33%$6M373.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$8.5B1,586May 11, 202613F-HRchanges · EDGAR ↗
Q4 2025$8.4B1,548Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$8.4B1,555Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$7.2B1,478Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$5.6B1,592Apr 29, 202513F-HRchanges · EDGAR ↗
Q4 2024$5.5B1,958Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$4.6B1,620Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$7.9B1,825Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$8.0B1,837May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$5.3B2,200Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$4.8B2,222Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023$5.1B2,218Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$4.8B1,761Apr 24, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review1,791Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.5B1,231Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.7B1,680Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$4.2B1,833May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$4.7B1,703Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$4.8B1,812Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$5.5B1,652Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$5.4B1,350May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.2B1,258Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.6B1,322Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.9B1,220Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.5B1,263May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.5B1,354Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.2B1,413Nov 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.3B1,164Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.2B1,081May 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.0B887Feb 6, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 9 additional managers.

  • GUINNESS ATKINSON FUNDS
  • EXCHANGE TRADED CONCEPTS, LLC
  • Innovator Management LLC
  • Amplify ETF Trust
  • Salt Financial, LLC
  • Defiance ETFs, LLC
  • Beyond Advisors IC
  • Procure ETF Trust II
  • Hoya Capital Real Estate, LLC

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.