SEC 13F Intelligence

RABROOKFIELD REAL ASSETS INCOM

CUSIP 112830104 · Yahoo Finance ↗ · Google Finance ↗

Brookfield Real Assets Incom (RA) has 116 institutional holders in Filings Flow’s 13F database, together reporting 17.24M shares worth $176M as of Q1 2026. The largest reported holders are Morgan Stanley, Wells Fargo & Company/Mn, and Guggenheim Capital LLC.

Institutional Holders
116
Q1 2026
Reported Value
$176M
Ticker
RA
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 83Q4 ’18Q1 ’19: 76Q2 ’19: 83Q2 ’19Q3 ’19: 82Q2 ’21: 79Q2 ’21Q4 ’21: 75Q4 ’22: 85Q4 ’22Q4 ’25: 121Q1 ’26: 116Q1 ’26Q2 ’26: 7filingsflow.com
Total reported value
Q4 ’18: $126MQ4 ’18Q1 ’19: $127MQ2 ’19: $125MQ2 ’19Q3 ’19: $114MQ2 ’21: $427MQ2 ’21Q4 ’21: $418MQ4 ’22: $59MQ4 ’22Q4 ’25: $187MQ1 ’26: $176MQ1 ’26Q2 ’26: $23Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Rareview Capital LLC$171M AUM1.98%$3M253.2KQ1 2026OLDER
Thomas J. Herzfeld Advisors, Inc.$294M AUM1.49%$4M340.6KQ1 2026OLDER
Noble Wealth Management PBC$223M AUM0.78%$2M135.4KQ2 2026
Arlington Capital Management, Inc.$177M AUM0.53%$934,21572.6KQ1 2026OLDER
1607 Capital Partners, LLC$1.4B AUM0.37%$5M403.1KQ1 2026OLDER
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD$1.4B AUM0.37%$5M393.9KQ1 2026OLDER
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC$594M AUM0.36%$2M155.7KQ4 2025OLDER
Gridiron Partners, LLC$164M AUM0.20%$334,66926.0KQ1 2026OLDER
Sterneck Capital Management, LLC$223M AUM0.19%$413,84832.2KQ1 2026OLDER
ACCREDITED INVESTOR SERVICES, LLC$156M AUM0.18%$286,39222.3KQ1 2026OLDER
Mallini Complete Financial Planning LLC$140M AUM0.18%$246,28419.1KQ2 2026
MELFA WEALTH MANAGEMENT, INC.$174M AUM0.15%$265,84420.7KQ1 2026OLDER
Shaker Financial Services, LLC$287M AUM0.15%$423,05632.9KQ1 2026OLDER
E&G Advisors, LP$449M AUM0.14%$607,53247.2KQ1 2026OLDER
Catalina Capital Group, LLC$168M AUM0.12%$205,24616.0KQ1 2026OLDER
DRIVE WEALTH MANAGEMENT, LLC$474M AUM0.12%$575,01743.0KQ3 2025OLDER
B. Riley Wealth Advisors, Inc.$1.6B AUM0.11%$2M144.5KQ1 2026OLDER
ROBINSON CAPITAL MANAGEMENT, LLC$239M AUM0.11%$272,37621.0KQ1 2026OLDER
Pekin Hardy Strauss, Inc.$957M AUM0.11%$1M83.8KQ1 2026OLDER
GILL CAPITAL PARTNERS, LLC$348M AUM0.11%$375,42129.2KQ1 2026OLDER
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC$696M AUM0.10%$724,82856.4KQ1 2026OLDER
GUGGENHEIM CAPITAL LLC$12.9B AUM0.10%$13M991.6KQ1 2026OLDER
ATTICUS WEALTH MANAGEMENT, LLC$369M AUM0.08%$332,29424.9KQ3 2025OLDER
Castle Rock Wealth Management, LLC$509M AUM0.08%$392,15130.4KQ2 2026
RIVERBRIDGE PARTNERS LLC$4.1B AUM0.08%$3M239.8KQ1 2026OLDER
Tennessee Valley Asset Management Partners$757M AUM0.06%$463,48236.0KQ1 2026OLDER
Pasadena Private Wealth, LLC$723M AUM0.06%$430,27033.5KQ1 2026OLDER
BROADWATER CAPITAL MANAGEMENT LLC$128M AUM0.04%$55,0834.3KQ4 2025OLDER
Second Line Capital, LLC$528M AUM0.04%$207,06416.0KQ1 2026OLDER
Encompass More Asset Management$597M AUM0.03%$181,42314.1KQ1 2026OLDER
GRIFFIN ASSET MANAGEMENT, INC.$887M AUM0.03%$251,80719.6KQ1 2026OLDER
WPG Advisers, LLC$136M AUM0.03%$35,9182.8KQ1 2026OLDER
SeaCrest Wealth Management, LLC$903M AUM0.02%$220,63417.1KQ2 2026
PFG Investments, LLC$2.1B AUM0.02%$452,60435.2KQ1 2026OLDER
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1.6B AUM0.02%$295,44922.8KQ4 2025OLDER
Aviance Capital Partners, LLC$854M AUM0.02%$153,23711.9KQ1 2026OLDER
Advisors Asset Management, Inc.$6.0B AUM0.02%$1M81.5KQ1 2026OLDER
UHLMANN PRICE SECURITIES, LLC$1.5B AUM0.02%$253,28019.7KQ1 2026OLDER
Soltis Investment Advisors LLC$1.6B AUM0.02%$269,08320.9KQ1 2026OLDER
CSS LLC/IL$2.1B AUM0.02%$347,32327.0KQ1 2026OLDER
AQR Arbitrage LLC$6.1B AUM0.02%$592,26244.3KQ3 2025OLDER
Orange Investment Advisors, Inc.$772M AUM0.01%$133,60010.0KQ3 2025OLDER
Pathstone Holdings, LLC$25.1B AUM0.01%$3M257.8KQ3 2025OLDER
INDEPENDENT FINANCIAL GROUP, LLC$678M AUM0.01%$374,92828.5KQ1 2026OLDER
Stratos Wealth Partners, LTD.$8.8B AUM0.01%$868,39767.5KQ1 2026OLDER
Ameliora Wealth Management Ltd.$314M AUM0.01%$30,6072.4KQ1 2026OLDER
Kovack Advisors, Inc.$1.9B AUM0.01%$181,41514.1KQ1 2026OLDER
Pinnacle Wealth Planning Services, Inc.$968M AUM0.01%$89,9697.0KQ1 2026OLDER
CHOREO, LLC$8.1B AUM0.01%$742,88457.8KQ1 2026OLDER
CALDWELL SUTTER CAPITAL, INC.$246M AUM0.01%$19,0641.5KQ4 2025OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.01%$2M118.6KQ1 2026OLDER
Compound Planning, Inc.$3.3B AUM0.01%$231,59418.0KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.01%$1M113.0KQ1 2026OLDER
Daytona Street Capital LLC$130M AUM0.01%$8,636670Q1 2026OLDER
Savvy Advisors, Inc.$3.7B AUM0.00%$184,22014.3KQ1 2026OLDER
Fourth Dimension Wealth, LLC$264M AUM0.00%$12,8601.0KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$238,80818.4KQ4 2025OLDER
CARY STREET PARTNERS FINANCIAL LLC$4.0B AUM0.00%$162,74312.7KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$20M1.57MQ2 2026
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.00%$370,53528.8KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.00%$3M257.9KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$57M4.41MQ1 2026OLDER
Global Wealth Strategies & Associates$528M AUM0.00%$13,7221.1KQ1 2026OLDER
AlphaCore Capital LLC$4.2B AUM0.00%$141,46811.0KQ1 2026OLDER
CARY STREET PARTNERS INVESTMENT ADVISORY LLC$392M AUM0.00%$12,8601.0KQ1 2026OLDER
Independent Advisor Alliance$9.3B AUM0.00%$282,92022.0KQ1 2026OLDER
NFSG Corp$608M AUM0.00%$20,0401.5KQ3 2025OLDER
Marex Group Ltd$15.8B AUM0.00%$454,67635.1KQ4 2025OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$176,45213.7KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$535,32441.6KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$1M107.6KQ1 2026OLDER
OPPENHEIMER & CO INC$8.2B AUM0.00%$145,08711.3KQ1 2026OLDER
BROOKFIELD Corp /ON/$74.2B AUM0.00%$1M100.6KQ1 2026OLDER
Aptus Capital Advisors, LLC$12.7B AUM0.00%$218,73617.0KQ1 2026OLDER
Summit Financial, LLC$7.8B AUM0.00%$132,43210.3KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$2M142.0KQ1 2026OLDER
FIRST TRUST ADVISORS LP$140.0B AUM0.00%$2M181.3KQ1 2026OLDER
Ameritas Advisory Services, LLC$2.6B AUM0.00%$25,3571.9KQ3 2025OLDER
GPS Wealth Strategies Group, LLC$117M AUM0.00%$1,853143Q4 2025OLDER
QUADRANT CAPITAL GROUP LLC$3.3B AUM0.00%$51,0424.0KQ1 2026OLDER
HORIZON KINETICS ASSET MANAGEMENT LLC$9.2B AUM0.00%$138,30910.8KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$8M644.4KQ1 2026OLDER
Merit Financial Group, LLC$13.5B AUM0.00%$195,38215.2KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$756,12458.8KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$869,80067.6KQ1 2026OLDER
Caldwell Trust Co$1.1B AUM0.00%$12,551976Q1 2026OLDER
Darwin Wealth Management, LLC$321M AUM0.00%$3,369260Q4 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$4M298.6KQ1 2026OLDER
Lido Advisors, LLC$32.7B AUM0.00%$305,46423.8KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$3M267.5KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$3M230.0KQ1 2026OLDER
HIGHLINE WEALTH PARTNERS LLC$392M AUM0.00%$2,855222Q1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$180,90614.1KQ2 2026
Larson Financial Group LLC$3.1B AUM0.00%$18,0041.4KQ1 2026OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$24,4341.9KQ1 2026OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$505,21939.3KQ1 2026OLDER
IFP Advisors, Inc$4.8B AUM0.00%$22,0161.7KQ1 2026OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$14,3481.1KQ2 2026
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$5M423.2KQ1 2026OLDER
Arax Advisory Partners$3.5B AUM0.00%$12,8601.0KQ1 2026OLDER
NOMURA HOLDINGS INC$37.7B AUM0.00%$128,60010.0KQ1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$79,6526.1KQ4 2025OLDER
Meramec Financial Planners, LLC$252M AUM0.00%$76659Q1 2026OLDER
Wealth Preservation Advisors, LLC$120M AUM0.00%$34727Q1 2026OLDER
Mariner, LLC$85.7B AUM0.00%$206,74916.4KQ1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$17,9141.4KQ1 2026OLDER
AdvisorNet Financial, Inc$1.9B AUM0.00%$4,242330Q1 2026OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$873,26367.9KQ1 2026OLDER
WHITTIER TRUST CO OF NEVADA INC$4.9B AUM0.00%$8,952695Q1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$81,1086.3KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$871,68967.8KQ1 2026OLDER
US BANCORP \DE\$82.4B AUM0.00%$97,2737.6KQ1 2026OLDER
TD Waterhouse Canada Inc.$33.7B AUM0.00%$31,2652.4KQ1 2026OLDER
NATIONAL BANK OF CANADA /FI/$111.5B AUM0.00%$92,7357.2KQ1 2026OLDER
GHP Investment Advisors, Inc.$2.4B AUM0.00%$1,968153Q1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$559,32043.5KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$366,74128.5KQ1 2026OLDER
Ancora Advisors LLC$4.7B AUM0.00%$1,620126Q1 2026OLDER
CWM, LLC$38.1B AUM0.00%$10,674830Q1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$156,58312.1KQ4 2025OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$2,315180Q1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$9,373700Q3 2025OLDER
Allworth Financial LP$24.7B AUM0.00%$1,286100Q1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$7,755603Q1 2026OLDER
Sound Income Strategies, LLC$2.1B AUM0.00%$393Q1 2026OLDER
CIBC Private Wealth Group LLC$59.2B AUM0.00%$25920Q4 2025OLDER
BlackRock, Inc.$5.72T AUM0.00%$17,8751.4KQ1 2026OLDER
TD PRIVATE CLIENT WEALTH LLC$4.8B AUM0.00%$121Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.