SEC 13F Intelligence

Managers / Q1 2026

Sound Income Strategies, LLC

CIK 0001730960 · 500 WEST CYPRESS CREEK ROAD, SUITE 290, FT LAUDERDALE, FL, 33309 · 954-487-1860

Reported Value
$2.1B
Q1 2026
Positions
2,596
Filings on Record
33
2019–present window
Filed
Apr 27, 2026
original filing

Summary

Sound Income Strategies, LLC reported $2.1B in U.S.-listed holdings across 2,596 positions for Q1 2026.

Its largest position, HTGC, represents 2.4% of the portfolio.

Compared with Q4 2025, the fund opened 230 new positions and exited 149.

Portfolio Metrics

Turnover
+6.2%
vs prior filed quarter
Top-10 Concentration
+21.0%
share of reported value
Largest Position
+2.4%
Hercules Capital Inc Com
New / Exited
230 / 149
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $191MQ4 ’18Q1 ’19: $219MQ2 ’19: $289MQ3 ’19: $331MQ4 ’19: $590MQ4 ’19Q1 ’20: $291MQ2 ’20: $334MQ3 ’20: $366MQ4 ’20: $453MQ4 ’20Q3 ’21: $774MQ4 ’21: $850MQ1 ’22: $869MQ2 ’22: $750MQ2 ’22Q3 ’22: $688MQ4 ’22: $785MQ1 ’23: $920MQ2 ’23: $973MQ2 ’23Q3 ’23: $1.2BQ4 ’23: $1.2BQ1 ’24: $1.3BQ2 ’24: $1.6BQ2 ’24Q3 ’24: $1.6BQ4 ’24: $1.6BQ1 ’25: $1.7BQ2 ’25: $1.7BQ2 ’25Q3 ’25: $1.8BQ4 ’25: $2.1BQ1 ’26: $2.1Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 55.9%ETP: 27.3%REIT: 10.5%Other: 4.7%ADR: 1.3%Other: 0.3%
  • Common Stock · 55.9% · $1.2B
  • ETP · 27.3% · $566M
  • REIT · 10.5% · $217M
  • Other · 4.7% · $98M
  • ADR · 1.3% · $26M
  • Other · 0.3% · $6M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
AMCOR PLC COM NEWNEW+475.3K475.3K+$19M$19M
OTXOPEN TEXT CORP COMNEW+169.0K169.0K+$4M$4M
ISHARES TREASURY FLOATING RATE BOND ETFNEW+6.5K6.5K+$329,498$329,498
ASTORIA US QUALITY GROWTH KINGS ETFNEW+10.6K10.6K+$310,409$310,409
DANA UNCONSTRAINED EQUITY ETFNEW+12.9K12.9K+$263,593$263,593
PROSHARES ULTRA S&P 500NEW+4.0K4.0K+$210,600$210,600
AMPLIFY CWP ENHANCED DIVIDEND INCOME ETFNEW+4.0K4.0K+$180,940$180,940
ASTRAZENECA PLC ORDNEW+788788+$158,175$158,175

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1HTGCHERCULES CAPITAL INC COMhistory →CEF2.38%$49M3.38M
2ARCCARES CAPITAL CORP COMhistory →CEF2.28%$47M2.66M
3GBDCGOLUB CAP BDC INC COMhistory →CEF2.26%$47M3.75M
4TSLXSIXTH STREET SPECIALTY LENDING COMhistory →CEF2.25%$47M2.57M
5OBDCBLUE OWL CAPITAL CORPORATION COMhistory →CEF2.07%$43M3.98M
6ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETFETF2.06%$43M1.02M
7VANECK EMERGING MARKETS HIGH YIELD BOND ETFETF1.96%$40M2.06M
8BXSLBLACKSTONE SECD LENDING FD COMMON STOCKhistory →CEF1.94%$40M1.72M
9PFLTPENNANTPARK FLOATING RATE CAP COMhistory →CEF1.91%$40M4.94M
10ISHARES J.P. MORGAN EM HIGH YIELD BOND ETFETF1.87%$39M983.9K
11SOUND ENHANCED FIXED INCOME ETFETF1.42%$29M1.71M
12TRVCCITIGROUP INC COM NEWhistory →Stock1.39%$29M249.2K
13OMCOMNICOM GROUP INC COMhistory →Stock1.29%$27M355.5K
14TOTALENERGIES SE ACTStock1.27%$26M292.7K
15SPGSIMON PPTY GROUP INC NEW COMhistory →REIT1.15%$24M126.6K
16AAPLAPPLE INC COMhistory →Stock1.15%$24M93.2K
17CSCOCISCO SYS INC COMhistory →Stock1.14%$24M303.8K
18CTRECARETRUST REIT INC COMhistory →REIT1.11%$23M617.8K
19PFEPFIZER INC COMhistory →Stock1.10%$23M797.0K
20PG4PRINCIPAL FINANCIAL GROUP INC COMhistory →Stock1.06%$22M243.9K
21PINEALPINE INCOME PPTY TR INC COMhistory →REIT1.06%$22M1.21M
22OREALTY INCOME CORP COMhistory →REIT1.05%$22M352.8K
23SOUND EQUITY DIVIDEND INCOME ETFETF1.05%$22M790.2K
24GEF/BGREIF INC CL Bhistory →Stock1.05%$22M245.1K
25ENBENBRIDGE INC COMhistory →Stock1.03%$21M397.9K
26NATIONAL HEALTH INVS INC COMREIT1.02%$21M257.7K
27MTBM & T BK CORP COMhistory →Stock1.00%$21M99.5K
28ABBVABBVIE INC COMhistory →Stock0.99%$21M95.8K
29NNNNNN REIT INC COMhistory →REIT0.98%$20M476.4K
30CSWCCAPITAL SOUTHWEST CORP COMhistory →CEF0.96%$20M903.3K
31FQIDIGITAL RLTY TR INC COMhistory →REIT0.93%$19M107.2K
32AMCOR PLC COM NEWStock0.93%$19M475.3K
33GSKGSK PLC SPONSORED ADRhistory →ADR0.92%$19M340.5K
34GLPIGAMING & LEISURE P COMhistory →REIT0.91%$19M426.9K
35VICIVICI PPTYS INC COMhistory →REIT0.91%$19M688.2K
36CFGCITIZENS FINL GROUP INC COMhistory →Stock0.87%$18M296.2K
37SBCSABRA HEALTH CARE REIT INC COMhistory →REIT0.86%$18M918.3K
38TAT&T INC COMhistory →Stock0.86%$18M631.1K
39ESEVERSOURCE ENERGY COMhistory →Stock0.85%$18M253.4K
40GLOBAL X NASDAQ 100 COVERED CALL ETFETF0.85%$18M1.02M
41SONSONOCO PRODS CO COMhistory →Stock0.83%$17M311.8K
42TRINTRINITY CAP INC COMhistory →CEF0.83%$17M1.16M
43PERRIGO CO PLC SHSStock0.81%$17M1.53M
44IBMINTERNATIONAL BUSINESS MACHS COMhistory →Stock0.77%$16M65.3K
45UPSUNITED PARCEL SVCS INC CL Bhistory →Stock0.73%$15M154.8K
46NVDANVIDIA CORPORATION COMhistory →Stock0.71%$15M83.8K
47BONDBLOXX JP MORGAN USD EMERGING MARKETS 1-10 YEAR BOND ETFETF0.70%$14M330.1K
48INVESCO GLOBAL EX-US HIGH YIELD CORPORATE BOND ETFETF0.70%$14M738.6K
49GOOGLALPHABET INC CAP STK CL Ahistory →Stock0.68%$14M47.1K
50SMGSCOTTS MIRACLE-GRO CO CL Ahistory →Stock0.66%$14M223.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$2.1B2,596Apr 27, 202613F-HRchanges · EDGAR ↗
Q4 2025$2.1B2,516Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.8B1,701Oct 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.7B1,609Jul 17, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.7B1,558Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.6B1,478Jan 21, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.6B1,409Oct 10, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.6B1,385Jul 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B1,349Apr 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B1,319Jan 10, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.2B1,161Oct 12, 202313F-HRchanges · EDGAR ↗
Q2 2023$973M1,111Jul 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$920M1,057Apr 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$785M979Jan 11, 202313F-HRchanges · EDGAR ↗
Q3 2022$688M962Oct 18, 202213F-HRchanges · EDGAR ↗
Q2 2022$750M955Jul 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$869M933Apr 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$850M884Jan 13, 202213F-HRchanges · EDGAR ↗
Q3 2021$774M873Oct 12, 202113F-HRchanges · EDGAR ↗
Q2 2021Under review926Jul 13, 202113F-HRchanges · EDGAR ↗
Q1 2021Under review961Apr 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$453M950Jan 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$366M932Oct 8, 202013F-HRchanges · EDGAR ↗
Q2 2020$334M870Jul 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$291M868Apr 7, 202013F-HRchanges · EDGAR ↗
Q4 2019REVEALED$590M1,305Jan 6, 202013F-HRchanges · EDGAR ↗
Q3 2019$331M763Oct 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$289M762Jul 16, 201913F-HRchanges · EDGAR ↗
Q1 2019$219M772Apr 4, 201913F-HRchanges · EDGAR ↗
Q4 2018$191M813Jan 11, 2019RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.