SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Sound Income Strategies, LLC

CIK 0001730960 · 500 WEST CYPRESS CREEK ROAD, SUITE 290, FT LAUDERDALE, FL, 33309 · 954-487-1860

Reported Value
$774M
Q3 2021
Positions
873
Filings on Record
33
2019–present window
Filed
Oct 12, 2021
original filing

Summary

Sound Income Strategies, LLC reported $774M in U.S.-listed holdings across 873 positions for Q3 2021.

Its largest position, Ishares Tr, represents 6.3% of the portfolio.

Compared with Q2 2021, the fund opened 26 new positions and exited 75.

Portfolio Metrics

Turnover
+1.9%
vs prior filed quarter
Top-10 Concentration
+43.4%
share of reported value
Largest Position
+6.3%
Ishares Tr
New / Exited
26 / 75
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $191MQ4 ’18Q1 ’19: $219MQ2 ’19: $289MQ3 ’19: $331MQ4 ’19: $590MQ4 ’19Q1 ’20: $291MQ2 ’20: $334MQ3 ’20: $366MQ4 ’20: $453MQ4 ’20Q3 ’21: $774MQ4 ’21: $850MQ1 ’22: $869MQ2 ’22: $750MQ2 ’22Q3 ’22: $688MQ4 ’22: $785MQ1 ’23: $920MQ2 ’23: $973MQ2 ’23Q3 ’23: $1.2BQ4 ’23: $1.2BQ1 ’24: $1.3BQ2 ’24: $1.6BQ2 ’24Q3 ’24: $1.6BQ4 ’24: $1.6BQ1 ’25: $1.7BQ2 ’25: $1.7BQ2 ’25Q3 ’25: $1.8BQ4 ’25: $2.1BQ1 ’26: $2.1Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 50.2%ETP: 43.7%REIT: 4.1%Other: 1.5%Closed-End Fund: 0.4%Other: 0.1%
  • Common Stock · 50.2% · $389M
  • ETP · 43.7% · $338M
  • REIT · 4.1% · $32M
  • Other · 1.5% · $12M
  • Closed-End Fund · 0.4% · $3M
  • Other · 0.1% · $861,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ZMZOOM VIDEO COMMUNICATIONS INNEW+291291+$76,000$76,000
VANGUARD WORLD FDSNEW+515515+$48,000$48,000
SPDR SER TRNEW+338338+$29,000$29,000
MRSHMARSH & MCLENNAN COS INCNEW+179179+$27,000$27,000
SPDR SER TRNEW+690690+$26,000$26,000
MARMARRIOTT INTL INC NEWNEW+6060+$9,000$9,000
MGMMGM RESORTS INTERNATIONALNEW+200200+$9,000$9,000
VANGUARD STAR FDSNEW+147147+$9,000$9,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

45 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TR0-5YR HI YL CP · FALN ANGLS USD · 10+ YR INVST GRD9.94%$77M1.91M
2VANECK VECTORS ETF TREMERGING MKTS HI · FALLEN ANGEL HG8.42%$65M2.50M
3SPDR SER TRBLOOMBERG BRCLYS · BLOOMBERG SRT TR6.19%$48M1.08M
4INVESCO EXCH TRADED FD TR IIEMRNG MKT SVRG4.49%$35M1.30M
5ISHARES INCJP MRGN EM HI BD4.43%$34M773.6K
6HTGCHERCULES CAPITAL INChistory →COM4.41%$34M2.05M
7ARCCARES CAPITAL CORPhistory →COM4.35%$34M1.66M
8TSLXSIXTH STREET SPECIALTY LENDNhistory →COM3.86%$30M1.35M
9PFLTPENNANTPARK FLOATING RATE CAhistory →COM3.81%$30M2.31M
10GBDCGOLUB CAP BDC INChistory →COM3.32%$26M1.62M
11DBX ETF TRXTRACK USD HIGH2.99%$23M578.1K
12TIDAL ETF TRSOUND ENHANCED · SOUND EQUITY INM2.68%$21M921.2K
13MAINMAIN STR CAP CORPhistory →COM2.21%$17M416.3K
14CSWCCAPITAL SOUTHWEST CORPhistory →COM1.21%$9M370.8K
15PG4PRINCIPAL FINANCIAL GROUP INhistory →COM1.20%$9M143.9K
16PFEPFIZER INChistory →COM1.16%$9M208.8K
17LYONDELLBASELL INDUSTRIES NSHS - A -1.09%$8M89.6K
18ABBVABBVIE INChistory →COM1.08%$8M77.3K
19GEF/BGREIF INChistory →CL B1.05%$8M124.9K
20HRBBLOCK H & R INChistory →COM1.04%$8M323.3K
21ENBENBRIDGE INChistory →COM1.04%$8M203.0K
22HN9HANESBRANDS INCCOM0.90%$7M404.3K
23VLOVALERO ENERGY CORPCOM0.88%$7M96.1K
24CSCOCISCO SYS INCCOM0.86%$7M122.4K
25TAT&T INCCOM0.85%$7M244.2K
26OMCOMNICOM GROUP INCCOM0.77%$6M82.7K
27TPVGTRIPLEPOINT VENTURE GROWTH BCOM0.74%$6M359.9K
287HPHP INCCOM0.72%$6M204.9K
29AAPLAPPLE INCCOM0.72%$6M39.2K
30NYCBEURNEW YORK CMNTY BANCORP INCCOM0.70%$5M420.1K
31PBCTEURPEOPLES UNITED FINANCIAL INCCOM0.69%$5M307.7K
32JNJJOHNSON & JOHNSONCOM0.66%$5M31.5K
33IBMINTERNATIONAL BUSINESS MACHSCOM0.63%$5M34.9K
34LMTLOCKHEED MARTIN CORPCOM0.58%$4M13.0K
35DOWDOW INCCOM0.56%$4M74.8K
36SPGSIMON PPTY GROUP INC NEWCOM0.55%$4M32.6K
37BENFRANKLIN RESOURCES INCCOM0.55%$4M142.1K
38FT2FIRST HORIZON CORPORATIONCOM0.54%$4M257.7K
39MGM GROWTH PPTYS LLCCL A COM0.51%$4M103.4K
40SRCUSDSPIRIT RLTY CAP INC NEWCOM NEW0.50%$4M84.6K
41PLYMPLYMOUTH INDL REIT INCCOM0.49%$4M167.8K
42IPINTERNATIONAL PAPER COCOM0.49%$4M67.3K
43GMREUSDGLOBAL MED REIT INCCOM NEW0.46%$4M244.7K
44GNLGLOBAL NET LEASE INCCOM NEW0.43%$3M209.4K
45CXPUSDCOLUMBIA PPTY TR INCCOM NEW0.43%$3M175.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$2.1B2,596Apr 27, 202613F-HRchanges · EDGAR ↗
Q4 2025$2.1B2,516Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.8B1,701Oct 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.7B1,609Jul 17, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.7B1,558Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.6B1,478Jan 21, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.6B1,409Oct 10, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.6B1,385Jul 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B1,349Apr 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B1,319Jan 10, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.2B1,161Oct 12, 202313F-HRchanges · EDGAR ↗
Q2 2023$973M1,111Jul 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$920M1,057Apr 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$785M979Jan 11, 202313F-HRchanges · EDGAR ↗
Q3 2022$688M962Oct 18, 202213F-HRchanges · EDGAR ↗
Q2 2022$750M955Jul 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$869M933Apr 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$850M884Jan 13, 202213F-HRchanges · EDGAR ↗
Q3 2021$774M873Oct 12, 202113F-HRchanges · EDGAR ↗
Q2 2021Under review926Jul 13, 202113F-HRchanges · EDGAR ↗
Q1 2021Under review961Apr 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$453M950Jan 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$366M932Oct 8, 202013F-HRchanges · EDGAR ↗
Q2 2020$334M870Jul 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$291M868Apr 7, 202013F-HRchanges · EDGAR ↗
Q4 2019REVEALED$590M1,305Jan 6, 202013F-HRchanges · EDGAR ↗
Q3 2019$331M763Oct 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$289M762Jul 16, 201913F-HRchanges · EDGAR ↗
Q1 2019$219M772Apr 4, 201913F-HRchanges · EDGAR ↗
Q4 2018$191M813Jan 11, 2019RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.